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efta-efta01434985DOJ Data Set 10CorrespondenceEFTA Document EFTA01434985
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
On Aug 3, 2018, at 11:49 AM, Liam Osullivan
Classification: Confidential
Paul,
You sold 682,916.26 PLN at 3.6731.
wrote:
I have attached the letter of authorization that we will need to settle the
PLN trades. We will send a total of 3,982,916.26 on 08/07 to settle the
spot as well as the swap.
We have made the authorization standing so that we will not need another
letter to settle PLN trades in the future. We will need follow our standard
call back process once we receive the signed letter.
Please contact is with any questions.
Thank you,
Liam
<image001.gif>
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
EFTA01434985
Email
Prepared on 08/03/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
From: Liam Osullivan
Sent: Friday, August 03, 2018 8:53 AM
To: 'Paul Barrett'
'Richard Kahn'
Cc: Martin Zeman
-A Sferrazza
; Xavier Avila
>
Subject: RE: CDR [C]
Classification: Confidential
Paul,
You sold 15,320 CDR at 199.4626 PLN.
Thank you,
>; Stewart Oldfield
EFTA01434986
Liam
<image001.gif>
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
Prepared on 08/03/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
From: Paul Barrett [mailto:
Sent: Friday, August 03, 2018 6:36 AM
To: Liam Osullivan e
>
EFTA01434987
Cc: Martin Zeman
Subject: Re: CDR [C]
-A Sferrazza a
-
Please work the balance at a 198 low market not held.
Thx
Paul Barrett
Alpha Group Capital LLC
142 W 57th Street, 11th Floor, New York, NY 10019
On Aug 3, 2018, at 6:02 AM, Liam Osullivan <O>
wrote:
Classification: Confidential
Good morning,
I am in the office early so if you want to place an order on Poland please
let me know.
The current market for CDR is 200.80 * 201.00 on 60k shares.
Hi
201.00
Lo
197.20
Thank you,
Liam
<image001.gif>
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
EFTA01434988
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
<Authorization _ for _ Non _ USD Wires PLN.pdf>
_
EFTA01434989
EFTA01434990
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