EFTA Document EFTA01435353

NAME SEARCHED: Karyna Shuliak PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: RDC Hit No Hit FIRCOSOFT Hit Yes BIS IV. Non-Negative Media Not Required V. Other Language Media Results? D&B Not Required SMARTLINX COURT CASES Results? Yes Not Required Required Review by Legal May be Search not required Prepared by: Priyanka Sharma Date: 09/04/2018 No Results No VII. Smartlinx No Information Found VIII. Court Cases Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindale.com/xp/- Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only EFTA01435353 Information Found (Please See Attached) Yes No VI. D&B No Information Found Not Required No Information Found No III. Negative Media Not Required II. FIRCOSOFT Results No FIRCOSOFT Alert No Information Found (Please See Attached) Result: No Hit Not Required I. RDC Results Click here for results: Reviewer Comments (as necessary): No RDC Alert (Please See Attached) EFTA01435354 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id 11639446 No Match Found KYC 1977698 Karyna Shuliak 11639447 No Match Found KYC 1977698 Karyna Shuliak FIRCOSOFT: Request ID Record ID 26724215 WR_267242152182 26724216 WR_267242162182 BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found D&B: Not Required Public Record: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2018 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date: 9/4/2018 Report processed by: DEUTSCHE BANK AGI I For internal use only For internal use only Type Individual Individual Name Details Karyna Shuliak Karyna Shuliak Alert(s) ADM No Alert No Alert INT PEP SAE No No Alert No EFTA01435355 Alert Alert No Alert No Alert No Alert Name Address Date of Birth/Age Country:UNITED STATES Date of Birth: 5/31/1989 Country:BELARUS Date of Birth: 5/31/1989 EFTA01435356 Page 2 Full Name SHULIAK, KARYNA Address 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY ADDITIONAL PERSONAL INFORMATION SSN DOB Subject Summary Name Variations 1: SHULIAK, KARYNA Others Using SSN - 0 records found Address Summary - 2 records found No. Address 1: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY 2: 9 E 71ST ST NEW YORK, NY 10021-4102 NEW YORK COUNTY Address Details 1: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Address 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY Household Members None Listed Other Associates EPSTEIN, JEFFREY E 2: 9 E 71ST ST NEW YORK, NY 10021-4102 Address 9 E 71ST ST NEW YORK, NY 10021-4102 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 57 Median Income: $201,878 Median Home Value: $1,000,000 Median Education: 17 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 5 records found EFTA01435357 1: Professional License Licensee Information Name: SHULIAK, KARYNA For internal use only For internal use only Dates 7/2015 - 7/2018 Phone County ST. THOMAS Phone None Listed Gender LexID(sm) 188602267903 Dates Phone 10/2013 - 6/2018 EFTA01435358 Page 3 1: Professional License SSN: 105-98-XXXX Address: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS License Information Profession or Board: DENTAL BOARD OF CALIFORNIA License Type: DENTIST License Number: 65268 Issue Date: 11/19/2015 Expiration Date: 05/31/2019 Status: VALID UNTIL 05/31/2019 State: California 2: Professional License Licensee Information Name: SHULIAK, KARYNA SSN: 105-98-XXXX Address: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS License Information Profession or Board: DENTAL BOARD OF CALIFORNIA License Type: DENTIST License Number: 65268 Issue Date: 11/19/2015 Expiration Date: 05/31/2017 Status: VALID UNTIL 05/31/2017 State: California 3: Professional License Licensee Information Name: SHULIAK, KARYNA SSN: 105-98-XXXX Address: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS Phone: Gender: F License Information License Type: DENTIST License Number: 21635 Issue Date: 11/05/2015 Expiration Date: 02/28/2020 Status: A State: Florida 4: Professional License Licensee Information Name: SHULIAK, KARYNA SSN: 105-98-XXXX Address: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS Phone: License Information Profession or Board: DENTIST EFTA01435359 License Type: DENTIST License Number: DN21635 Issue Date: 11/05/2015 Expiration Date: 02/28/2020 Status: ACTIVE State: Florida For internal use only For internal use only EFTA01435360 Page 4 5: Professional License Licensee Information Name: SHULIAK, KARYNA SSN: 105-98-XXXX Address: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS Phone: License Information Profession or Board: DENTIST License Type: DENTIST License Number: DN21635 Issue Date: 11/05/2015 Expiration Date: 02/28/2018 Status: ACTIVE State: Florida Health Care Providers - 1 records found 1: Health Care Providers Name(s): SHULIAK, KARYNA SHULIAK, KARYNA Gender: FEMALE DOB(s): 05/1989 Business Addresses: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 358 EL BRILLO WAY PALM BEACH, FL 33480-4730 6100 RED HOOK QTRS ST THOMAS, VI 00802-1348 License Number/State: 21635 / FL 65268 / CA 2230 / VI Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015 Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations - 0 records found Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 0 records found Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 1 records found 1st Degree: 1 No. 1. Full Name SHULYAK, DENNIS • AKA SHULIAK, DZIANIS EFTA01435361 • AKA SHULAK, DZIANIS • AKA SHULIAK, DENNIS Address/Phone 18 FILIPE LN UNIT 16 STATEN ISLAND, NY 10308-3361 48 LAKEWOOD DR CONGERS, NY 10920-1710 For internal use only For internal use only EFTA01435362 Page 5 No. Full Name • AKA SHULYAK, DZIANIS • AKA DZIANIS, SHULIAK SSN:213-53-XXXX DOB:3/1977 (Age: 41) Address/Phone 618 W 164TH ST APT 43 NEW YORK, NY 10032-4842 18B FILIPE LN UNIT 16 STATEN ISLAND, NY 10308-3361 1383 AVENUE OF THE AMERICAS APT 202 NEW YORK, NY 10019-3910 Business Associates - 0 records found Person Associates - 1 records found No. Full Name Address 1: EPSTEIN, JEFFREY E EPSTEIN, JEFFERY E EPSTEIN, JERRERY EPSTEIN, J EPTSTEIN, JEFFERY EPSTIEN, JEFFERY EDWARDS, JEFFERY 457 MADISON AVE APT 4 NEW YORK, NY 100226843 49 ZORRO RANCH RD BH STANLEY, NM 87056-9743 49 ZORRO RANCH RD B STANLEY, NM 87056-9743 49 ZORRO RANCH RD C STANLEY, NM 87056-9743 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 008021348 Neighbors - 2 records found 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Name Address COCKERHAM, GARY W JR MARSHALL, JAMES A TRUJILLO, PAUL C 6100 RED HOOK QTRS STE A3 ST THOMAS, VI 00802-1348 6100 RED HOOK QTRS STE A3-1 EFTA01435363 ST THOMAS, VI 00802-1369 Employment Locator - 0 records found Criminal Filings - 0 records found Cellular & Alternate Phones - 0 records found Possible Education - 0 records found Sources - 39 records found All Sources Phone Professional Licenses Providers Utility Locator Phone SSN Phone DOB 090-44-XXXX 1/1953 39 Source Document(s) 16 Source Document(s) 20 Source Document(s) 1 Source Document(s) 2 Source Document(s) Key High Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. For internal use only For internal use only EFTA01435364 Page 6 General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyrighto 2018 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only EFTA01435365