EFTA Document EFTA01435422

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DOJ Data Set 10

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efta-efta01435422

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EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

Sheet]. Account # : Account Short Name: EPSTEIN Base CCY: USD Transaction Type : All Transactions /2017 DATE TRADE DATE STLMNT DATE BUY/SELL CE COMM. SALES CREDIT CUSIP 11/20/2017 11/17/2017 11/21/2017 O 747525103 11/20/2017 11/17/2017 11/21/2017 O 747525103 11/21/2017 11/20/2017 11/24/2017 200 70438V106 11/21/2017 11/21/2017 11/24/2017 O 70438V106 SUM(H7:H12)=480.0 SUM(I7:I12)=200.0 Comm/ Sales Credit H13+I13=680.0 &"arial unicode ms, Regular"Confidential Duration : 11/20/2017 to 11/24 QUANTITY SYMBOL PRI SELL -5000 QCOM 55 200 SELL -5000 QCOM 52.5 200 BUY 2000 PCTY 47.25 0 SELL -2000 PCTY 48.0146 80 EFTA01435422

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