EFTA Document EFTA01438073

Clients+Products Contact Information KCP AFS communication Events/ Entertainment General Information Current Offerings Offerings September Offerings Relationship Name Claimed? C/P/I Private Markets Focus To Do Suntex AcTRS RESOF Proton Phoenix Research Focus Risk Factors Notes To Do Interest Notes MS Buffered Jump Plu MS Apple Autocall MS Crude Oil Autocall HSBC SXSE Buffered Accelerated Return CS XOP Accelereated Return CS SPX Callable JP SPX Twin Win MS SPX Buffered Jump CIO View Tax Topics Structured Notes Other Interests Frieze London (2015) Invite Invite Sent/ response Tailgate ($375) KKR/ (event) Jackson Hole Deposit Pref. CD Family Office Name Email Phone Address Capital Markets Focus RIN Retrofit Lease Monetization Structured Notes Periodic General Current First Last City State Research Focus ABR Astra Panda AFS Focus Zip Notes Extell 10028 IF(COUNTA(AJ4,AK4,AL4,AM4,AN4,A04,AP4,AQ4)>0,"Y","")= Y [repeated 3 times] Amster, Yosi Yosi Amster I 10173 IF(COUNTA(AJ5,AK5,AL5,AM5,AN5,A05,AP5,AQ5)>0,"Y","")= Y Annandale Capital General. Funds easier, but comfortable with direct PE n/a RIN, RESOF, Suntex, Astra follow up sent 3/20. May have interest in second close sent 3/20 sent 3/1 sent 3/24 IF(COUNTA(AJ6,AK6,AL6,AM6,AN6,A06,AP6,AQ6)>0,"Y","")= Y Isch Ar iter Telco, Rail, Oil&Gas, Sports/Entertainment, Lodging/Hospitality energy Do not want funds. Looking at experiential travel ideas meet w/ Scott in Denver sent 12/18 sent 3/18. Passed 4/1 Sent 10/7 IF(COUNTA(AJ7,AK7,AL7,AM7,AN7,A07,AP7,AQ7)>0,"Y","")= Y Archer, Thomas J. Thomas Archer I IF(COUNTA(AJ8,AK8,AL8,AM8,AN8,A08,AP8,AQ8)>0,"Y","")= Y Arcus IF(COUNTA(AJ9,AK9,AL9,AM9,AN9,A09,AP9,AQ9)>0,"Y","")= Y Arcus IF(COUNTA(AJ10,AK10,AL10,AM10,AN10,A010,AP10,AQ10)>0,"Y","")= Attori, Gregory Gregory Attorri I IF(COUNTA(AJ11,AK11,AL11,AM11,AN11,A011,AP11,AQ11)>0,"Y","")= Augenblick, Andy Andy Augenblick IF(COUNTA(AJ12,AK12,AL12,AM12,AN12,A012,AP12,AQ12)>0,"Y","")= PROT0 Barry, Mitchell Mitchell Barry C/P 10001 IF(COUNTA(AJ13,AK13,AL13,AM13,AN13,A013,AP13,A013)>0,"Y","")= Y Y BBR Partners Todd Whitenack EM, funds Blackrock DNC list sent 3/16. Passed 3/24 IF(COUNTA(AJ14,AK14,AL14,AM14,AN14,A014,AP14,AQ14)>0 Beller, Harry Harry Beller C/P IF(COUNTA(AJ15,AK15,AL15,AM15,AN15,A015,AP15,AQ15)>0 Bhalla, Ajay Ajay Bhalla P IF(COUNTA(AJ16,AK16,AL16,AM16,AN16,A016,AP16,AQ16)>0 Blank David Homrich IF(COUNTA(AJ17,AK17,AL17,AM17,AN17,A017,AP17,A017)>0,"Y","")= Y Y Sent 10/1 Sent 10/1 Blue Mountain Peter Greatrex on Y [repeated 4 times] Sent 9/22 IF(COUNTA(AJ18,AK18,AL18,AM18,AN18,A018,AP18,AQ18)>0,"Y","")= Y Bluestem LLC P General sent 3/1. Passed 3/12 IF(COUNTA(AJ19,AK19,AL19,AM19,AN19,A019,AP19,A019)>0,"Y","")= Y Brandis, Steve Steve Br IF(COUNTA(AJ20,AK20,AL20,AM20,AN20,A020,AP20,A020)>0,"Y","")= Y Darren Cam f P IF(COUNTA(AJ21,AK21,AL21,AM21,AN21,A021,AP21,A021)>0,"Y","")= Y Y Sent 10/1 Sent 10/1 Bulloch, Roger Roger Bulloch P Las Vegas NV maybe as a seller? n/a Makes direct investments into pvt companies. 12-24m hold meeting sent 8/12 sent 3/1 IF(COUNTA(AJ22,AK22,AL22,AM22,AN22,A022,AP22,A022)>0,"Y","")= Y Y Sent 10/1 Sent 10/1 Caruso Affiliated Kelly Masuda Real Estate, general sent 2/26. Passed 3/20 Sent 10/7 IF(COUNTA(AJ23,AK23,AL23,AM23,AN23,A023,AP23,A023)>0,"Y","")= Y Caruso, Richard Gary Deilella General, prefer funds or direct PE sent 7/28 IF(COUNTA(AJ24,AK24,AL24,AM24,AN24,A024,AP24,A024)>0,"Y","")= Y Sent 10/1 Sent 10/1 Caruso, Richard Richard Caruso P General, prefer funds or direct PE sent 7/28 PROT1 IF(COUNTA(AJ25, Cavalry Andrew IF(COUNTA(AJ26, Sent 10/1 CFM Rob AK25,AL25,AM25,AN25,A025,AP25,AQ25)>0,"Y","")= Zaro P AK26,AL26,AM26,AN26,A026,AP26,AQ26)>0,"Y","")= Y Sent 10/1 P sent 2/26. Passed 2/26 Convey sending? IF(COUNTA(AJ27,AK27,AL27,AM27,AN27,A027,AP27,AQ27)>0,"Y","")= Sent 10/1 Sent 10/1 CFM Tim Sarhatt P y sent 2/26. Passed 2/26 Convey sending? IF(COUNTA(AJ28,AK28,AL28,AM28,AN28,A028,AP28,A028)>0,"Y","")= Y Sent 10/1 Sent 10/1 Cline, Michael Michael Cline C/P IF(COUNTA(AJ29,AK29,AL29,AM29,AN29,A029,AP29,A029)>0,"Y","")= Y Y Y (Y) Cold Spring Harbor Laboratory Dill Ayres P IF(COUNTA(AJ30,AK30,AL30,AM30,AN30,A030,AP30,AQ30)>0,"Y","")= Cold Spring Harbor Laboratory Richard Leeds P IF(COUNTA(AJ31,AK31,AL31,AM31,AN31,A031,AP31,AQ31)>0,"Y","")= Coleman, Gail Gail Coleman P IF(COUNTA(AJ32,AK32,AL32,AM32,AN32,A032,AP32,AQ32)>0,"Y","")= Y Y Cox, Berry Cox Partners P IF(COUNTA(AJ33,AK33,AL33,AM33,AN33,A033,AP33,A033)>0,"Y","")= Y Cross, Lisa Adreinne Cannella IF(COUNTA(AJ34,AK34,AL34,AM34,AN34,A034,AP34,AQ34)>0,"Y","")= Crystal, Jonathan Jonathan Crystal I IF(COUNTA(AJ35,AK35,AL35,AM35,AN35,A035,AP35,AQ35)>0,"Y","")= Danziger, Thomas Thomas Danziger IF(COUNTA(AJ36,AK36,AL36,AM36,AN36,A036,AP36,AQ36)>0,"Y","")= Y Dart Management Sharon Cornwell General, Biotech?, Pre-IPO mezz financing, MSBs MSBs? Deep value focus, lots of cash collateral, separate real estate group sent 12/18 teaser sent 2/5 IF(COUNTA(AJ37,AK37,AL37,AM37,AN37,A037,AP37,A037)>0,"Y","")= Do not send research emails PROT2 Disney, Roy Shamrock Gr -tin P Yield n/a real estate referral? Merage connection? sent 11/7, discussed 1/15, follow up 8/12 teaser sent 2/5 sent 3/1 sent 2/26 mentioned 11/6, sent 3/16 Sent 10/7 IF(COUNTA(AJ38,AK38,AL38,AM38,AN38,A038,AP38,A038)>0,"Y","")= Y Y (Y) Y Sent 10/1 Sent 10/1 Dock Street P III General n/a already covered by PCS, just check in occasionally IF(COUNTA(AJ39,AK39,AL39,AM39,AN39,A039,AP39,A039)>0,"Y","")= Dorrance Family DFE Enterprises Clint Gossage P IF(COUNTA(AJ40,AK40,AL40,AM40,AN40,A040,AP40,A040)>0,"Y","")= Y sent 8/26 sent 9/29 Dorrance Family DFE Enterprises Jason Stiles P IF(COUNTA(AJ41,AK41,AL41,AM41,AN41,A041,AP41,A041)>0,"Y","")= sent 9/11 sent 9/29 Duncan Investments Gre Hammer P IF(COUNTA(AJ42,AK42,AL42,AM42,AN42,A042,AP42,A042)>0,"Y","")= Sent 10/1 Sent 10/1 Dzialga, Kirsten & Mark Kristen Dzialga P IF(COUNTA(AJ43,AK43,AL43,AM43,AN43,A043,AP43,A043)>0,"Y","")= Edge IF(COUNTA(AJ44,AK44,AL44,AM44,AN44,A044,AP44,A044)>0,"Y","")= Edge IF(COUNTA AJ45 AK45 AL45 AM45 AN45,A045,AP45 A 45 >0 "Y" "" = Y Edge IF(COUNTA(AJ46,AK46,AL46,AM46,AN46,A046,AP46,A046)>0,"Y","")= Ehrenkraz, Pamela Pamela Ehrenkranz IF(COUNTA(AJ47,AK47,AL47,AM47,AN47,A047,AP47,A047)>0,"Y","")= El sium Mana ement Brad Wechsler IF(COUNTA(AJ48,AK48,AL48,AM48,AN48,A048,AP48,A048)>0,"Y","")= Essig Erin Enright IF(COUNTA(AJ49,AK49,AL49,AM49,AN49,A049,AP49,A049)>0,"Y","")= Sent 10/1 Sent 10/1 EverWatch Financial Frohman Anderson General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have PROT3 large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 Sent 10/19 IF(COUNTA(AJ50,AK50,AL50,AM50,AN50,A050,AP50,A050)>0,"Y","")= Y Sent 10/1 Sent 10/1 Joe Monaco P General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 IF(COUNTA(AJ51,AK51,AL51,AM51,AN51,A051,AP51,A051)>0,"Y","")= Y Sent 10/1 Sent 10/1 Matt Womble P General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 Sent 10/19 IF(COUNTA(AJ52,AK52,AL52,AM52,AN52,A052,AP52,A052)>0,"Y","")= Y Sent 10/1 Sent 10/1 T ler Webb P General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 IF(COUNTA(AJ53,AK53,AL53,AM53,AN53,A053,AP53,AO53)>0,"Y","")= Falk, Charles Charles Falk I 7945 IF(COUNTA(AJ54,AK54,AL54,AM54,AN54,A054,AP54,AO54)>0,"Y","")= Fine, Lonnie Lonnie Fine I IF(COUNTA(AJ55,AK55,AL55,AM55,AN55,A055,AP55,AQ55)>0,"Y","")= Fitzgibbons, John John Fitzgibbons IF(COUNTA(AJ56,AK56,AL56,AM56,AN56,A056,AP56,A056)>0,"Y","")= Ford IF(COUNTA(AJ57,AK57,AL57,AM57,AN57,A057,AP57,A057)>0,"Y","")= Forrestal Ca ital Annette Fra n General n/a sent 12/12, follow-up 1/5, 8/12 sent 3/1 sent 2/26 IF(COUNTA(AJ58,AK58,AL58,AM58,AN58,A058,AP58,A058)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Y Y Y (Y) Sent 10/1 Sent 10/1 Forrestal Capital Jonathan Fischer P General n/a sent 12/12, follow-up 1/5, 8/12 sent 3/1 sent 2/26 PROT4 IF(COUNTA(AJ59,AK59,AL59,AM59,AN59,A059,AP59,AQ59)>0,"Y","")=Y 9/14 Sent 9/14 Sent 9/14 Y Y Y (Y) 10/1 Sent 10/1 Gaslow, Lawrence Peter Gaslow P Sent Sent IF(COUNTA(AJ60,AK60,AL60,AM60,AN60,A060,AP60,A060)>0,"Y","")= Y Y Y (Y) Sent 10/1 Sent 10/1 General Atlantic Family Office Rich Gold P IF(COUNTA(AJ61,AK61,AL61,AM61,AN61,A061,AP61,AQ61)>0,"Y","")= Georgetown U P - General n/a Macro - send CIO materials regularly risk factors teaser sent 2/5 sent 3/16. Passed 3/19 IF(COUNTA(AJ62,AK62,AL62,AM62,AN62,A062,AP62,AQ62)>0,"Y","")= Glenmede IF(COUNTA(AJ63,AK63,AL63 Glickman, Donald IF(COUNTA(AJ64,AK64,AL64 Granite Group Lyle sent 3/16 IF(COUNTA(AJ65,AK65,AL65 (Y) Green, Alex Alex IF(COUNTA(AJ66,AK66,AL66 Guilford Company ,AM63,AN63,A063,AP63,AQ63 Don Glickman ,AM64,AN64,A064,AP64,AQ64 Himebaugh III P )>0,"1","")= Y P )>0,"1",")= General open to funds meeting in NYC ,AM65,AN65,A065,AP65,A065)>0,"Y","")= Y Green ,AM66,AN66,A066,AP66,A066)>0,"Y","")= Y James Landrigan IF(COUNTA(AJ67,AK67,AL67,AM67,AN67,A067,AP67,AQ67)>0,"Y","")= Highlander Partners Stanle Bould P Gener al puts on public equity? Poland, homebuilding and materials RESOF follow up sent 12/12 sent 3/1. Passed 3/30 sent 3/16. Passed 3/30 IF(COUNTA(AJ68,AK68,AL68,AM68,AN68,A068,AP68,A068)>0,"Y","")= Y Sent 10/1 Sent 10/1 Holterbosch, Heidi Heidi Holterbosch IF(COUNTA(AJ69,AK69,AL69,AM69,AN69,A069,AP69,AQ69)>0,"Y","")= Y Illig, Cliff Cliff Illig P IF(COUNTA(AJ70,AK70,AL70,AM70,AN70,A070,AP70,AQ70)>0,"Y","")= Illig, Cliff Robb Heineman Y Y IF(COUNTA(AJ71,AK71,AL71,AM71,AN71,A071,AP71,AQ71)>0,"Y","")= PROT5 Sent 10/1 Sent 10/1 Infinity Q Real Estate, yield, esoteric multi-asset for fund macro, vol? 20% IRR hurdle. Unconstrained. Size up with control. Structured and leverage ok sent 8/12 sent 2/5 sent 3/1. Passed 3/30 sent 2/26. Passed 3/30 3/16. Passed 3/30 IF(COUNTA(AJ72,AK72,AL72,AM72,AN72,A072,AP72,A072)>0,"Y","")= Infinity Q Real Estate, yield, esoteric multi-asset for fund macro, vol? 20% IRR hurdle. Unconstrained. Size up with control. Structured and leverage ok sent 8/12 sent 2/5 sent 3/1. Passed 3/30 sent 2/26. Passed 3/30 3/16. Passed 3/30 IF(COUNTA(AJ73,AK73,AL73,AM73,AN73,A073,AP73,AQ73)>0,"Y","")= Ironsides AM P sent 3/1 sent 3/24 IF(COUNTA(AJ74,AK74,AL74,AM74,AN74,A074,AP74,A074)>0,"Y","")=Y 9/14 Sent 9/14 Sent 9/14 Jain, Neil Neil Jain C/P IF(COUNTA(AJ75,AK75,AL75,AM75,AN75,A075,AP75,A075)>0,"Y","")= Jesselson Capital Michael Jesselson Vrablic lead P n IF(COUNTA(AJ76,AK76,AL76,AM76,AN76,A076,AP76,AQ76)>0,"Y","")= (Y) JL Squared Group IF(COUNTA(AJ77,AK77,AL77,AM77,AN77,A077,AP77,A077)>0,"Y","")= JL Squared Group IF(COUNTA(AJ78,AK78,AL78,AM78,AN78,A078,AP78,AQ78)>0,"Y","")= Keenan, William Howard William Keenan P IF(COUNTA(AJ79,AK79,AL79,AM79,AN79,A079,AP79,AQ79)>0,"Y","")= Keiser, Jason Jason Keiser IF(COUNTA(AJ80,AK80,AL80,AM80,AN80,A080,AP80,AQ80)>0,"Y","")= Sent 10/1 Sent 10/1 Kelly, Judy Judy Kelly C/P Wildcat to $40mm teaser sent Wildcat to $40mm teaser sent General meeting in NC sent 8/12 Sent active IF(COUNTA(AJ81,AK81,AL81,AM81,AN81,A081,AP81,AQ81)>0,"Y","")= Kimmel, Adam Adam Kimmel C/P IF(COUNTA(AJ82,AK82,AL82,AM82,AN82,A082,AP82,AQ82)>0,"Y","")= Klein, Martin Martin Klein C/P IF(COUNTA(AJ83,AK83,AL83,AM83,AN83,A083,AP83,AQ83)>0,"Y","")= Kristoff, Mark Mark Kristoff C/P PROT6 IF(COUNTA(AJ84,AK84,AL84,AM84,AN84,A084,AP84,AQ84)>0,"Y","")= Laffont, Philppe Philippe Laffont P IF(COUNTA(AJ85,AK85,AL85,AM85,AN85,A085,AP85,AQ85)>0,"Y","")= Larocca, Robert Robert Larocca I 11797 IF(COUNTA(AJ86,AK86,AL86,AM86,AN86,A086,AP86,AQ86)>0,"Y","")= Lev , Jared Jared Lev I IF(COUNTA(AJ87,AK87,AL87,AM87,AN87,A087,AP87,AQ87)>0,"Y","")= Lindemann Family Eran Schreiber IF(COUNTA(AJ88,AK88,AL88,AM88,AN88,A088,AP88,AQ88)>0,"Y","")= Y Y M20 Inc P Small operating businesses n/a Microcap activist w/ $1-$5mm EBITDA target 10% stakes sent 3/1. Passed 3/2 IF(COUNTA(AJ89,AK89,AL89,AM89,AN89,A089,AP89,A089)>0,"Y","")= Makan, Divesh ICONIQ Ca ital LLC ICONIQ Ca ital LLC Credit n/a need to focus on unique solutions sent 12/18 sent 2/26 IF(COUNTA(AJ90,AK90,AL90,AM90,AN90,A090,AP90,AQ90)>0,"Y","")= Makan, Divesh ICONIQ Capital LLC Credit n/a need to focus on unique solutions sent 12/18 sent 2/26 IF(COUNTA(AJ91,AK91,AL91,AM91,AN91,A091,AP91,AQ91)>0,"Y","")= Makan, Divesh Credit n/a need to focus on unique solutions sent 12/18 sent 2/26 IF(COUNTA(AJ92,AK92,AL92,AM92,AN92,A092,AP92,A092)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Makena Capital Management Risk factors met 2/2 NDA and portfolio analysis IF(COUNTA(AJ93,AK93,AL93,AM93,AN93,A093,AP93,AQ93)>0,"Y","")= Mariner Capital P Risk factors met 11/21 Looking at variuous solutions across the street, all from IB providers Send white papers IF(COUNTA(AJ94,AK94,AL94,AM94,AN94,A094,AP94,A094)>0,"Y","")= Meister, Robert Bob Meister IF(COUNTA(AJ95,AK95,AL95,AM95,AN95,A095,AP95,AQ95)>0,"Y","")= Sent 10/1 Sent 10/1 Meister, Todd Todd Meister P IF(COUNTA(AJ96,AK96,AL96,AM96,AN96,A096,AP96,AQ96)>0,"Y","")= PROT7 Merae MIG Capital Richard Merage Real Estate trading with the HF? offices to grow internal HF teaser on Blackrock DNC list sent 2/26 IF(COUNTA(AJ97,AK97,AL97,AM97,AN97,A097, Do not send research emails Michael, Neal Neal Milch P IF(COUNTA(AJ98,AK98,AL98,AM98,AN98,A098, Y Y (Y) Moriwaki, Gary S. N. Want intros to other family sent 1/23, follow up 8/12 sent 3/16 AP97,A097)>0,"Y","")= NY AP98,A098)>0,"Y","")= Gary Moriwaki I IF(COUNTA(AJ99,AK99,AL99,AM99,AN99,A099,AP99,A099)>0,"Y","")= Murray, Thomas Thomas Murray I IF(COUNTA(AJ100,AK100,AL100,AM100,AN100,A0100,AP100,A0100)>0,"Y","")= Y Y Murstein, Alvin Alvin Murstein New York NY IF(COUNTA(AJ101,AK101,AL101,AM101,AN101,A0101,AP101,A0101)>0,"Y","")= Y Y Murstein, Alvin Andrew Murstein New York NY IF(COUNTA(AJ102,AK102,AL102,AM102,AN102,A0102,AP102,AQ102)>0,"Y","")= Y Y Nicholas Milo Gonzalez DPM BRCM hedge into diversified assets. Also want broad banking relationship IF(COUNTA(AJ103,AK103,AL103,AM103,AN103,A0103,AP103,A0103)>0,"Y","")= Y Sent 10/1 Sent 10/1 Nicholas Gosha Zandt DPM BRCM hedge into diversified assets. Also want broad banking relationship IF(COUNTA(AJ104,AK104,AL104,AM104,AN104,A0104,AP104,A0104)>0,"Y","")= Y Sent 10/1 Sent 10/1 Orix Bonnie Mitra P CLOs, consumer finance, esoteric have complete portal access. Primarily focused on rates research 10% ROI target, up to $50mm size call on AcTRS, CLO intro (Chris D'Auria) teaser sent 11/25, discussed 1/20 sent 12/18, met w/ Baxter 1/20 sent 12/5 Folled up 9/10 teaser sent and call 2/5. passed 3/27 sent 3/1 sent 3/16 sent 7/28 Sent 9/10 Sent 10/7 IF(COUNTA(AJ105,AK105,AL105,AM105,AN105,A0105,AP105,AQ105)>0,"Y","")= Y Y Parami Eric Attias P IF(COUNTA(AJ106,AK106,AL106,AM106,AN106,A0106,AP106,A0106)>0,"Y","")= Parami Rahul Vaid P IF(COUNTA(AJ107,AK107,AL107,AM107,AN107,A0107,AP107,A0107)>0,"Y","")= PROT8 Pensler, Sandy Sandy Pensler P NY IF(COUNTA(AJ108,AK108,AL108,AM108,AN108,A0108,AP108,AQ108)>0,"Y","")= Y Y Peregrine Group P Energy n/a covered by brokers already for public markets trading mineral rights in Permian mentioned 12/4 mentioned 12/4 sent 3/1 IF(COUNTA(AJ109,AK109,AL109,AM109,AN109,A0109,AP109,AQ109)>0,"Y","")= Persico, Anthony Anthony Persico I IF(COUNTA(AJ110,AK110,AL110,AM110,AN110,A0110,AP110,AQ110)>0,"Y","")= Y Sent 10/1 Sent 10/1 Rose, Simon Simon Rose C/P IF(COUNTA(AJ111,AK111,AL111,AM111,AN111,A0111,AP111,AQ111)>0,"Y","")= Y Y Schaefer, Marla Marla Schaefer IF(COUNTA(AJ112,AK112,AL112,AM112,AN112,A0112,AP112,AQ112)>0,"Y","")= Y Y Schmidt, Eric Hills ire LLC P General, including real estate. Want yield. Like trophy assets. Want co-invest multiasset. FX and rates hedging looking at cheap assets in Europe. Could use tax shield against GOOG share sales RESOF, Extel. Set up ISDA. Deposits teaser sent 11/12, follow up 1/5 , 8/12 teaser sent 2/5 sent 3/1 sent 2/24. passed 3/27 sent 3/16 Sent 9/14 Sent 10/7 IF(COUNTA(AJ113,AK113,AL113,AM113,AN113,A0113,AP113,AQ113)>0,"Y","")= Schmidt, Eric Hillspire LLC Chuck Chai P General, including real estate. Want yield. Like trophy assets. Want co-invest multi-asset. FX and rates hedging looking at cheap assets in Europe. Could use tax shield against GOOG share sales RESOF, Extel. Set up ISDA. Deposits teaser sent 11/12, follow up 1/5 , 8/12 teaser sent 2/5 sent 3/1 sent 2/24. passed 3/27 sent 3/16 Sent 9/14 Sent 10/7 IF(COUNTA(AJ114,AK114,AL114,AM114,AN114,A0114,AP114,AQ114)>0,"Y","")= Y Y Seelig, Mark Mark Seelig IF(COUNTA(AJ115,AK115,AL115,AM115,AN115,A0115,AP115,AQ115)>0,"Y","")= SK Family Office Charles Britton P IF(COUNTA(AJ116,AK116,AL116,AM116,AN116,A0116,AP116,AQ116)>0,"Y","")=Y Sent 9/11 Sent 9/11- Interested Sent 9/11 Sent 9/11 Y y Y (Y) Slome, Ian Ian Slome P RE (US, Europe, R+C) via direct investment, PE or struct. Products; PE and HF n/a Risk averse. Already seeing HF indeas from AFS send RIN? teaser sent 2/5 passed 2/27 mentioned 2/26, sent 3/16. Passed 3/30 PROT9 IF(COUNTA(AJ117,AK117,AL117,AM117,AN117,A0117,AP117,AQ117)>0,"Y","")= Y Y Slome, Ian John Service P RE (US, Europe, R+C) via direct investment, PE or struct. Products; PE and HF n/a Risk averse. Already seeing HF indeas from AFS send RIN? teaser sent 2/5 passed 2/27 mentioned 2/26, sent 3/16. Passed 3/30 IF(COUNTA(AJ118,AK118,AL118,AM118,AN118,A0118,AP118,AQ118)>0,"Y","")= Y Y (Y) Snyder, Daniel Karl Schreiber IF(COUNTA(AJ119,AK119,AL119,AM119,AN119,A0119,AP119,AQ119)>0,"Y","")=Y Sent 9/14 Y Sent 10/1 Sent 10/1 Sonen Capital David Hood P IF(COUNTA(AJ120,AK120,AL120,AM120,AN120,A0120,AP120,AQ120)>0,"Y","")= Sonen Capital P IF(COUNTA(AJ121,AK121,AL121,AM121,AN121,A0121,AP121,AQ121)>0,"Y","")= S ruce Private Investors LLC Systematic gamma decay Trading with CS Introduce AFS or CB&S IF(COUNTA(AJ122,AK122,AL122,AM122,AN122,A0122,AP122,AQ122)>0,"Y","")= S ruce Private Investors LLC Systematic gamma decay Trading with CS Introduce AFS or CB&S IF(COUNTA(AJ123,AK123,AL123,AM123,AN123,A0123,AP123,AQ123)>0,"Y","")= Stiritz, William P. Lynn Morgan IF(COUNTA(AJ124,AK124,AL124,AM124,AN124,A0124,AP124,AQ124)>0,"Y","")= Sent 10/1 Sent 10/1 Stiritz, William P. William Stiritz P IF(COUNTA(AJ125,AK125,AL125,AM125,AN125,A0125,AP125,AQ125)>0,"Y","")= Tharani, Haresh Haresh Tharani P IF(COUNTA(AJ126,AK126,AL126,AM126,AN126,A0126,A1126,AQ126)>0,"Y","")= Thomson Stefan IF(COUNTA(AJ127,AK127,AL127,AM127,AN127,A0127,AP127,AQ127)>0,"Y","")= Sent 10/1 Sent 10/1 True North Advisors IF(COUNTA(AJ128,AK128,AL128,AM128,AN128,A0128,AP128,AQ128)>0,"Y","")= United Com pany Lois Clarke IF(COUNTA(AJ129,AK129,AL129,AM129,AN129,A0129,AP129,AQ129)>0,"Y","")= PROT10 Wanek, Todd Y Y Sent 10/1 Sent 10/1 Thirdlake Capital Joakim Bergander IF(COUNTA(AJ130,AK130,AL130,AM130,AN130,A0130,AP130,AQ130)>0,"Y","")= Y Y sent 9/14 sent 9/29 Weiss, George George Weiss P Hartford CT IF(COUNTA(AJ131,AK131,AL131,AM131,AN131,A0131,AP131,AQ131)>0,"Y","")= Y N White Deer Energy Kristin P IF(COUNTA(AJ132,AK132,AL132,AM132,AN132,A0132,AP132,AQ132)>0,"Y","")= Y Y Willett Advisors Brad Briner P Real Assets with focus on natural resources and real estate n/a commodities 20% ownership cap. Funds or direct. Equity rates of return (-20%), $30- $40mm size Intro to Todd Henderson sent 12/18 sent 12/5 sent 3/1 discussed 2/25 no interest sent 3/16. passed 4/13 IF(COUNTA(AJ133,AK133,AL133,AM133,AN133,A0133,AP133,AQ133)>0,"Y","")= Y Y (N) Y Winston Advisors Christoher abedian P IF(COUNTA(AJ134,AK134,AL134,AM134,AN134,A0134,AP134,AQ134)>0,"Y","")= Yorktown Partners, LLC Bryan H. Lawrence IF(COUNTA(AJ135,AK135,AL135,AM135,AN135,A0135,AP135,AQ135)>0,"Y","")= Yorktown Partners, LLC George Petrides IF(COUNTA(AJ136,AK136,AL136,AM136,AN136,A0136,AP136,AQ136)>0,"Y","")= Y Y Yorktown Partners LLC Peter Leidel P IF(COUNTA(AJ137,AK137,AL137,AM137,AN137,A0137,AP137,AQ137)>0,"Y","")= Y N Zubillaga, Alex Alex Zubillaga C/P IF(COUNTA(AJ138,AK138,AL138,AM138,AN138,A0138,AP138,AQ138)>0,"Y","")= Y Y (erl i Zud d Lloyd Zuckerberg C/P IF(COUNTA(AJ139,AK139,AL139,AM139,AN139,A0139,AP139,AQ139)>0,"Y","")= Y Y Andrew Farkas Kimble prospect active IF(COUNTA(AJ140,AK140, Ari Glass C/P IF(COUNTA(AJ141,AK141 Y Y Avi Kestenbaum AL140,AM140,AN140,A0140,AP140,AQ140)>0 ,AL141,AM141,AN141,A0141,AP141,AQ141)>0 Janco lead inactive C/P Y PROT11 IF(COUNTA(AJ142,AK142,AL142,AM142,AN142,A0142,AP142,AQ142)>0,"Y","")= Y Y Alan Kufeld Robertson lead inactive IF(COUNTA(AJ143, Y Y Toms Capital IF(COUNTA(AJ144, Y Y William Berkman IF(COUNTA(AJ145, Barry Bloom AK143,AL143,AM143,AN143,A0143 Anup Patel AK144,AL144,AM144,AN144,A0144 Convey lead active AK145,AL145,AM145,AN145,A0145 McCartl ospect active IF(COUNTA(AJ146,AK146,AL146,AM146,AN146,A0146 Louis Cailoa IF(COUNTA(AJ147,AK147,AL147,AM147,AN147,A0147 Robert Haier C/P IF(COUNTA(AJ148,AK148,AL148,AM148,AN148,A0148, Y Y Bryan R. Lawrence IF(COUNTA(AJ149,AK149,AL149,AM149,AN149,A0149 Bryce Markus Sohrab prospect active IF(COUNTA(AJ150,AK150,AL150,AM150,AN150,A0150 Ben Rechler Powers prospect inactive IF(COUNTA(AJ151,AK151,AL151,AM151,AN151,A0151 Brian Blechman C/P IF(COUNTA(AJ152,AK152,AL152,AM152,AN152,A0152 Y Y Brooks Duncan I IF(COUNTA(AJ153,AK153,AL153,AM153,AN153,A0153 Y Y Lennar Bruce Gross Kimble lead active IF(COUNTA(AJ154,AK154,AL154, Y Y Y (Y) Cathy Handley C/P IF(COUNTA(AJ155,AK155,AL155, Y Y Sent 10/1 Cary Brody C/P IF(COUNTA(AJ156,AK156,AL156, Y Y Caroline Conegliano IF(COUNTA(AJ157,AK157,AL157, Y Y Christopher Goldberg IF(COUNTA(AJ158,AK158,AL158, Charles Krusen Jacoby lead AM154,AN154,A0154 AM155,AN155,A0155 Sent 10/1 AM156,AN156,A0156 I AM157,AN157,A0157 AM158,AN158,A0158 active C/P ,AP143,AQ143)>0,"Y","")= ,AP144,AQ144)>0,"Y","")= ,AP145,AQ145)>0,"Y","")= ,AP146,AQ146)>0,"Y" ,AP147,AQ147)>0,"Y" AP148,AQ148)>0,"Y" ,AP149,AQ149)>0,"Y" ,AP150,AQ150)>0,"Y" ,AP151,AQ151)>0,"Y" ,AP152,AQ152)>0,"Y" ,AP153,AQ153)>0,"Y" C/P ,AP154,AQ154)>0,"Y" ,AP155,AQ155)>0,"Y" ,AP156,AQ156)>0,"Y" ,AP157,AQ157)>0,"Y" ,AP158,AQ158)>0,"Y" Y [repeated 5 times] ")= I ")= Y PROT12 IF(COUNTA(AJ159,AK159,AL159,AM159,AN159,A0159,AP159,AQ159)>0,"Y","")= Y Y Colby Rollins C/P IF(COUNTA(AJ160,AK160,AL160,AM160,AN160,A0160,AP160,AQ160)>0,"Y","")= Y Y Curtis Conway C/P IF(COUNTA(AJ161,AK161,AL161,AM161,AN161,A0161,AP161,AQ161)>0,"Y","")= Y Y David Manlowe Erskine prospect inactive IF(COUNTA(AJ162,AK162,AL162,AM162,AN162,A0162,AP162,AQ162)>0,"Y","")= David Angstreich IF(COUNTA(AJ163,AK163,AL163,AM163,AN163,A0163,AP163,AQ163)>0,"Y","")= David Halliwill C/P IF(COUNTA(AJ164,AK164,AL164,AM164,AN164,A0164,AP164,AQ164)>0,"Y","")= Y Y David Cooper C/P IF(COUNTA(AJ165,AK165,AL165,AM165,AN165,A0165,AP165,AQ165)>0,"Y","")= Y Y Deepak Raj IF(COUNTA(AJ166,AK166,AL166,AM166,AN166,A0166,AP166,AQ166)>0,"Y","")= Daniel Heflin Sohrab prospect inactive IF(COUNTA(AJ167,AK167,AL167,AM167,AN167,A0167,AP167,AQ167)>0,"Y","")= Y Y David Mitchell IF(COUNTA(AJ168,AK168,AL168,AM168,AN168,A0168,AP168,AQ168)>0,"Y","")= David Deutsch IF(COUNTA(AJ169,AK169,AL169,AM169,AN169,A0169,AP169,AQ169)>0,"Y","")= Edouard Gerschel C/P IF(COUNTA(AJ170,AK170,AL170,AM170,AN170,A0170,AP170,AQ170)>0,"Y","")= Y Y Erik Moody IF(COUNTA(AJ171,AK171,AL171,AM171,AN171,A0171,AP171,AQ171)>0,"Y","")= Y Sent 10/1 Sent 10/1 General Atlantic Gene Lynch IF(COUNTA(AJ172,AK172,AL172,AM172,AN172,A0172,AP172,AQ172)>0,"Y","")= Y Attending Ira Halperin IF(COUNTA(AJ173,AK173,AL173,AM173,AN173,A0173,AP173,AQ173)>0,"Y","")= Y Y Richard Simon C/P IF(COUNTA(AJ174,AK174,AL174,AM174,AN174,A0174,AP174,AQ174)>0,"Y","")= Y Y Inder Sodhi Jensen prospect inactive C/P IF(COUNTA(AJ175,AK175,AL175,AM175,AN175,A0175,AP175,AQ175)>0,"Y","")= Y Y Jamie Smith IF(COUNTA(AJ176,AK176,AL176,AM176,AN176,A0176,AP176,AQ176)>0,"Y","")= John Straus PROT13 IF(COUNTA(AJ177,AK177,AL177,AM177,AN177,A0177,AP177,AQ177)>0,"Y","")= John Barber Sohrab prospect inactive IF(COUNTA(AJ178,AK178,AL178,AM178,AN178,A0178,AP178,AQ178)>0,"Y","")= Y Y Jonathon Botwinick C/P IF(COUNTA(AJ179,AK179,AL179,AM179,AN179,A0179,AP179,AQ179)>0,"Y","")= Y Y Jeffrey Coopersmith IF(COUNTA(AJ180,AK180,AL180,AM180,AN180,A0180,AP180,AQ180)>0,"Y","")= Y Y Jeff Kirwood IF(COUNTA(AJ181,AK181,AL181,AM181,AN181,A0181,AP181,AQ181)>0,"Y","")= John Lummis C/P IF(COUNTA(AJ182,AK182,AL182,AM182,AN182,A0182,AP182,AQ182)>0,"Y","")= Y Y Julie Richardson C/P IF(COUNTA(AJ183,AK183,AL183,AM183,AN183,A0183,AP183,AQ183)>0,"Y","")= Y Y Kevin Ryan C/P IF(COUNTA(AJ184,AK184,AL184,AM184,AN184,A0184,AP184,AQ184)>0,"Y","")= Y Y Wanek, Todd Thirdlake Capital Ken Jones IF(COUNTA(AJ185,AK185,AL185,AM185,AN185,A0185,AP185,AQ185)>0,"Y","")= Y Y Lara Brody IF(COUNTA(AJ186,AK186,AL186,AM186,AN186,A0186,AP186,AQ186)>0,"Y","")= Lou Cortese Robertson prospect active IF(COUNTA(AJ187,AK187,AL187,AM187,AN187,A0187,AP187,AQ187)>0,"Y","")= Cummings Matt Ireland C/P IF(COUNTA(AJ188,AK188,AL188,AM188,AN188,A0188,AP188,AQ188)>0,"Y","")= William McBride I IF(COUNTA(AJ189,AK189,AL189,AM189,AN189,A0189,AP189,AQ189)>0,"Y","")= Milton Cooper Janco lead inactive C/P IF(COUNTA(AJ190,AK190,AL190,AM190,AN190,A0190,AP190,AQ190)>0,"Y","")= Mel Manion IF(COUNTA(AJ191,AK191,AL191,AM191,AN191,A0191,AP191,AQ191)>0,"Y","")= Matt Serra IF(COUNTA(AJ192,AK192,AL192,AM192,AN192,A0192,AP192,AQ192)>0,"Y","")= Neil Blechman IF(COUNTA(AJ193,AK193,AL193,AM193,AN193,A0193,AP193,AQ193)>0,"Y","")= Phillip Shefter C/P IF(COUNTA(AJ194,AK194,AL194,AM194,AN194,A0194,AP194,AQ194)>0,"Y","")= PROT14 Robert Hull LaRoe lead active TX IF(COUNTA(AJ195,AK195,AL195,AM195,AN195,A0195,AP195,AQ195)>0,"Y","")= Lewis Ranieri Sabbagh prospect active C/P IF(COUNTA(AJ196,AK196,AL196,AM196,AN196,A0196,AP196,AQ196)>0,"Y","")= Y Y MIG Capital Richard Merage Convey lead active IF(COUNTA(AJ197,AK197,AL197,AM197,AN197,A0197,AP197,AQ197)>0,"Y","")= Y Y Rich Joslin IF(COUNTA(AJ198,AK198,AL198,AM198,AN198,A0198,AP198,AQ198)>0,"Y","")= Ross Blechman IF(COUNTA(AJ199,AK199,AL199,AM199,AN199,A0199,AP199,A0199)>0,"Y","")= Russell Artzt Convey lead active C/P IF(COUNTA(AJ200,AK200,AL200,AM200,AN200,A0200,AP200,AQ200)>0,"Y","")= Y Y Russell Blank IF(COUNTA(AJ201,AK201,AL201,AM201,AN201,A0201,AP201,AQ201)>0,"Y","")= Steven Blicht C/P IF(COUNTA(AJ202,AK202,AL202,AM202,AN202,A0202,AP202,AQ202)>0,"Y","")= Y Y Vass Pipe Sonny Jain C/P IF(COUNTA(AJ203,AK203,AL203,AM203,AN203,A0203,AP203,AQ203)>0,"Y","")= Y Y Y (Y) Sent 10/1 Sent 10/1 Todd Angkatavanich I IF(COUNTA(AJ204,AK204,AL204,AM204,AN204,A0204,AP204,AQ204)>0,"Y","")= Y Y Catherine Moreatis C/P IF(COUNTA(AJ205,AK205,AL205,AM205,AN205,A0205,AP205,AQ205)>0,"Y","")= Y Y James Alterbaum IF(COUNTA(AJ206,AK206,AL206,AM206,AN206,A0206,AP206,AQ206)>0,"Y","")= Y Y John Binko C/P IF(COUNTA(AJ207,AK207,AL207,AM207,AN207,A0207,AP207,AQ207)>0,"Y","")= Y Y IF(COUNTA(AJ208,AK208,AL208,AM208,AN208,A0208,AP208,AQ208)>0,"Y","")= IF(COUNTA(AJ209,AK209,AL209,AM209,AN209,A0209,AP209,AQ209)>0,"Y","")= IF(COUNTA(AJ210,AK210,AL210,AM210,AN210,A0210,AP210,AQ210)>0,"Y","")= For internal use only PROT15 Paul Contacts First Name Last Name Messaging ID CIO Outlook Tax Topics Intermediary Client/Pros ect Intermediary Client/Prospect Arun Alagappan Y 0 C/- P IF(H2="I","I",IF(I2="C/P","C/P","NA"))=C/P James Alterbaum Y Y I 0 IF(H3="I","I",IF(I3="C/P","C/P","NA"))=I Yosi Amster Y I 0 IF(H4="I","I",IF(I4="C/P","C/P","NA"))=I Todd Angkatavanich Y Y I 0 IF(H5="I","I",IF(I5="C/P","C/P","NA"))=I David Angstreich 0 0 IF(H6="I","I",IF(I6="C/P","C/P","NA"))=NA Thomas Archer Y I 0 IF(H7="I","I",IF(I7="C/P","C/P","NA"))=I Russell Artzt Y 0 C/- P IF(H8="I","I",IF(I8="C/P","C/P","NA"))=C/P Eric Attias [email protected] 0 0 IF(H9="I","I",IF(I9="C/P","C/P","NA"))=NA Gregory Attorri Y I 0 IF(H10="I","I",IF(I10="C/P","C/P","NA"))=I Andy Augenblick 0 0 IF(H1l="I","I",IF(Ill="C/P","C/P","NA"))=NA Dill Ayres 0 0 IF(H12="I","I",IF(I12="C/- P","C/P","NA"))=NA John Barber Y I 0 IF(H13="I","I",IF(I13="C/P","C/P","NA"))=I Mitchell Barry Y 0 C/P IF(H14="I","I",IF(I14="C/P","C/P","NA"))=C/P Harry Beller Y 0 C/- P IF(H15="I","I",IF(I15="C/P","C/P","NA"))=C/P Joakim Bergander 0 0 IF(H16="I","I",IF(I16="C/P","C/P","NA"))=NA William Berkman 0 0 IF(H17="I","I",IF(I17="C/P","C/P","NA"))=NA Ajay Bhalla Y 0 C/- P IF(H18="I","I",IF(I18="C/P","C/P","NA"))=C/P John Binko Y 0 C/P IF(H19="I","I",IF(I19="C/P","C/P","NA"))=C/P Russell Blank 0 0 IF(H20="I","I",IF(I20="C/P","C/P","NA"))=NA Brian Blechman Y 0 C/P IF(H2l="I","I",IF(I21="C/P","C/P","NA"))=C/P Neil Blechman 0 0 IF(H22="I","I",IF(I22="C/P","C/P","NA"))=NA Ross Blechman 0 0 IF(H23="I","I",IF(I23="C/P","C/P","NA"))=NA Steven Blicht Y 0 C/P IF(H24="I","I",IF(I24="C/P","C/P","NA"))=C/P Barry Bloom 0 0 IF(H25="I","I",IF(I25="C/- PROT16 Jonathon Botwinick Y 0 C/P IF(H26="I","I",IF(I26="C/P","C/P","NA"))=C/P Steve Brandis 0 0 IF(H27="I","I",IF(I27="C/P","C/P","NA"))=NA Charles Britton Y 0 C/P IF(H28="I","I",IF(I28="C/P","C/P","NA"))=C/P Cary Brody Y 0 C/P IF(H29="I","I",IF(I29="C/P","C/P","NA"))=C/P Lara Brody 0 0 IF(H30="I","I",IF(I30="C/P","C/P","NA"))=NA Louis Cailoa 0 0 IF(H3l="I","I",IF(I31="C/- Adreinne Cannella 0 0 IF(H32="I","I",IF(I32="C/P","C/P","NA"))=NA Michael Cline Y 0 C/- P IF(H33="I","I",IF(I33="C/P","C/P","NA"))=C/P Gail Coleman Y 0 C/P IF(H34="I","I",IF(I34="C/P","C/P","NA"))=C/P Caroline Conegliano Y I 0 IF(H35="I","I",IF(I35="C/P","C/P","NA"))=I Curtis Conway Y 0 C/- P IF(H36="I","I",IF(I36="C/P","C/P","NA"))=C/P David Cooper Y 0 C/P IF(H37="I","I",IF(I37="C/P","C/P","NA"))=C/P Milton Cooper Y 0 C/- P IF(H38="I","I",IF(I38="C/P","C/P","NA"))=C/P Jeffrey Coopersmith Y I 0 IF(H39="I","I",IF(I39="C/P","C/P","NA"))=I Lou Cortese 0 0 IF(H40="I","I",IF(I40="C/P","C/P","NA"))=NA Jonathan Crystal Y I 0 IF H4l="I" "I" IF I41="C/P","C/P","NA"))=I Thomas Danziger Y I 0 IF(H42="I","I",IF(I42="C/P","C/P","NA"))=I David Deutsch 0 0 IF(H43="I","I",IF(I43="C/P","C/P","NA"))=NA Brooks Duncan Y I 0 IF(H44="I","I",IF(I44="C/P","C/P","NA"))=I Kristen Dzialga 0 0 IF(H45="I","I",IF(I45="C/P","C/P","NA"))=NA Pamela Ehrenkranz Y I 0 IF(H46="I","I",IF(I46="C/P","C/P","NA"))=I Charles Falk Y I 0 IF(H47="I","I",IF(I47="C/P","C/P","NA"))=I Andrew Farkas 0 0 IF(H48="I","I",IF(I48="C/P","C/P","NA"))=NA Lonnie Fine Y I 0 IF(H49="I","I",IF(I49="C/P","C/P","NA"))=I John Fitzgibbons Y 0 C/P IF(H50="I","I",IF(I50="C/P","C/P","NA"))=C/P Peter Gaslow Y PROT17 0 C/P IF(H5l="I","I",IF(I51="C/P","C/P","NA"))=C/P Edouard Gerschel Y 0 C/P IF(H52="I","I",IF(I52="C/P","C/P","NA"))=C/P Ari Glass Y 0 C/- P IF(H53="I","I",IF(I53="C/P","C/P","NA"))=C/P Don Glickman 0 0 IF(H54="I","I",IF(I54="C/P","C/- P","NA"))=NA Rich Gold 0 0 IF(H55="I","I",IF(I5S="C/P","C/P","NA"))=NA Christopher Goldberg 0 0 IF(H56="I","I",IF(I56="C/P","C/P","NA"))=NA Peter Greatrex 0 0 IF(H57="I","I",IF(I57="C/P","C/P","NA"))=NA Bruce Gross Y 0 C/- P IF(H58="I","I",IF(I58="C/P","C/P","NA"))=C/P Robert Haier Y 0 C/P IF(H59="I","I",IF(I59="C/P","C/P","NA"))=C/P David Halliwill Y 0 C/P IF(H60="I","I",IF(I60="C/P","C/P","NA"))=C/P Ira Halperin Y I 0 IF(H6l="I","I",IF(I61="C/P","C/P","NA"))=I Cathy Handley Y 0 C/- P IF(H62="I","I",IF(I62="C/P","C/P","NA"))=C/P Daniel Heflin Y 0 C/P IF(H63="I","I",IF(I63="C/P","C/P","NA"))=C/P Heidi Holterbosch Y Y V 0 C/P IF(H64="I","I",IF(I64="C/P","C/P","NA"))=C/P Robert Hull 0 0 IF(H65="I","I",IF(I65="C/P","C/P","NA"))=NA Matt Ireland Y 0 C/P IF(H66="I","I",IF(I66="C/P","C/P","NA"))=C/P Sonny Jain Y Y 1/ 0 C/- P IF(H67="I","I",IF(I67="C/P","C/P","NA"))=C/P Neil Jain Y Y 1/ 0 C/- P IF(H68="I","I",IF(I68="C/P","C/P","NA"))=C/P Michael Jesselson 0 0 IF(H69="I","I",IF(I69="C/P","C/P","NA"))=NA Ken Jones 0 0 IF(H70="I","I",IF(I70="C/P","C/P","NA"))=NA Rich Joslin 0 0 IF(H7l="I","I",IF(I71="C/P","C/P","NA"))=NA William Keenan Y 0 C/P IF(H72="I","I",IF(I72="C/P","C/P","NA"))=C/P William Howard Keenan 0 0 IF(H73="I","I",IF(I73="C/P","C/P","NA"))=NA Judy Kelly Y 0 C/P IF(H74="I","I",IF(I74="C/P","C/P","NA"))=C/P Avi Kestenbaum Y 0 C/P IF(H75="I","I",IF(I75="C/P","C/P","NA"))=C/P Adam Kimmel Y 0 C/- P IF(H76="I","I",IF(I76="C/P","C/P","NA"))=C/P PROT18 Jeff Kirwood 0 0 IF(H77="I","I",IF(I77="C/P","C/P","NA"))=NA Martin Klein Y 0 C/- P IF(H78="I","I",IF(I78="C/P","C/P","NA"))=C/P Mark Kristoff Y 0 C/P IF(H79="I","I",IF(I79="C/P","C/P","NA"))=C/P Charles Krusen Y 0 C/P IF(H80="I","I",IF(I80="C/P","C/P","NA"))=C/P Alan Kufeld Y Y Y I 0 IF(H8l="I","I",IF(I81="C/P","C/P","NA"))=I Philippe Laffont 0 0 IF(H82="I","I",IF(I82="C/P","C/P","NA"))=NA Robert Larocca Y I 0 IF(H83="I","I",IF(I83="C/P","C/P","NA"))=I Bryan H. Lawrence 0 0 IF(H84="I","I",IF(I84="C/P","C/P","NA"))=NA Bryan R. Lawrence 0 0 IF(H85="I","I",IF(I85="C/P","C/P","NA"))=NA Richard Leeds Y 0 C/- P IF(H86="I","I",IF(I86="C/P","C/P","NA"))=C/P Peter Leidel Y 0 C/P IF(H87="I","I",IF(I87="C/P","C/P","NA"))=C/P Jared Levy Y I 0 IF(H88="I","I",IF(I88="C/P","C/P","NA"))=I John Lummis Y 0 C/- P IF(H89="I","I",IF(I89="C/P","C/P","NA"))=C/P Gene Lynch 0 0 IF(H90="I","I",IF(I90="C/P","C/P","NA"))=NA Mel Manion 0 0 IF(H9l="I","I",IF(I91="C/P","C/P","NA"))=NA David Manlowe 0 0 IF(H92="I","I",IF Bryce Markus 0 0 IF(H93="I","I",IF(I93="C/P","C/P","NA"))=NA Kelly Masuda 0 0 IF(H94="I","I",IF(I94="C/P","C/P","NA"))=NA William McBride Y I 0 IF(H95="I","I",IF(I95="C/P","C/P","NA"))=I Todd Meister Y 0 C/- P IF(H96="I","I",IF(I96="C/P","C/P","NA"))=C/P Richard Merage 0 0 IF(H97="I","I",IF(I97="C/P","C/P","NA"))=NA Neal Milch Y 0 C/- P IF(H98="I","I",IF(I98="C/P","C/P","NA"))=C/P David Mitchell 0 0 IF(H99="I","I",IF(I99="C/P","C/P","NA"))=NA Erik Moody 0 0 IF(H100="I","I",IF(I100="C/- Catherine Moreatis Y 0 C/P IF(H101="I","I",IF(I101="C/P","C/P","NA"))=C/P Gary Moriwaki Y Y PROT19 Y I 0 IF(H102="I","I",IF(I102="C/P","C/P","NA"))=I Thomas Murray Y I 0 IF(H103="I","I",IF(I103="C/P","C/P","NA"))=I Alvin Murstein Y 0 C/P IF(H104="I","I",IF(I104="C/P","C/P","NA"))=C/P Andrew Murstein Y 0 C/P IF(H105="I","I",IF(I105="C/P","C/P","NA"))=C/P Anup Patel 0 0 IF(H106="I","I",IF(I106="C/P","C/P","NA"))=NA Sandy Pensler Y 0 C/P IF(H107="I","I",IF(I107="C/P","C/P","NA"))=C/P Anthony Persico 0 0 IF(H108="I","I",IF(I108="C/P","C/P","NA"))=NA George Petrides Y I 0 IF(H109="I","I",IF(I109="C/P","C/P","NA"))=I Deepak Raj 0 0 IF(H110="I","I",IF(I110="C/P","C/P","NA"))=NA Lewis Ranieri Y 0 C/- P IF(H111="I","I",IF(I111="C/P","C/P","NA"))=C/P Ben Rechler 0 0 IF(H112="I","I",IF(I112="C/P","C/P","NA"))=NA Julie Richardson Y 0 C/P IF(H113="I","I",IF(I113="C/P","C/P","NA"))=C/P Colby Rollins Y 0 C/- P IF(H114="I","I",IF(I114="C/P","C/P","NA"))=C/P Simon Rose Y 0 C/- P IF(H115="I","I",IF(I115="C/P","C/P","NA"))=C/P Kevin Ryan Y 0 C/P IF(H116="I","I",IF(I116="C/P","C/P","NA"))=C/P Marla Schaefer Y 0 C/P IF(H117="I","I",IF(I117="C/P","C/P","NA"))=C/P Karl Schreiber 0 0 IF(H118="I","I",IF(I118="C/P","C/P","NA"))=NA Mark Seelig 0 0 IF(H119="I","I",IF(I119="C/- Matt Serra 0 0 IF(H120="I","I",IF(I120="C/P","C/P","NA"))=NA Phillip Shefter Y 0 C/P IF(H121="I","I",IF(I121="C/P","C/P","NA"))=C/P Richard Simon Y 0 C/- P IF(H122="I","I",IF(I122="C/P","C/P","NA"))=C/P Jamie Smith 0 0 IF(H123="I","I",IF(I123="C/P","C/P","NA"))=NA Inder Sodhi Y 0 C/- P IF(H124="I","I",IF(I124="C/P","C/P","NA"))=C/P John Straus 0 0 IF(H125="I","I",IF(I125="C/P","C/P","NA"))=NA Haresh Tharani Y 0 C/P IF(H126="I","I",IF(I126="C/P","C/P","NA"))=C/P Brad Wechsler 0 0 IF(H127="I","I",IF(I127="C/P","C/P","NA"))=NA PROT20 George Weiss Y 0 C/P IF(H128="I","I",IF(I128="C/P","C/P","NA"))=C/P Andrew Zaro 0 0 IF(H129="I","I",IF(I129="C/- Alex Zubillaga Y 0 C/P IF(H130="I","I",IF(I130="C/P","C/P","NA"))=C/P Lloyd Zuckerberg Y 0 C/P IF(H131="I","I",IF(I131="C/P","C/P","NA"))=C/P Kristin Y 0 C/- P IF(H132="I","I",IF(I132="C/P","C/P","NA"))=C/P For internal use only PROT21 Stew Contacts Client/ Prospect Alex Green Annandale Anschutz Arcus BBR Blank Bluestem Bright Group Caruso Affiliated Caruso (Richard) Caruso (Richard) Cox Dock Street Donabedian Dorrance Dorrance Duncan Edge Essi Eve rwatch Eve rwatch Emaill Addressl Cit State Zip PROT22 Everwatch Ford Forrestal Forrestal Georgetown Glenmede Granite Group Guilford S Highlander Hillspire Hills ire Illig Infinity Q Infinity Q Ironsides JL squared U iiiiivared Lindemann m20 Nicholas Nicholas Orix Parami PROT23 Parami Roger Bulloch Las Vegas NV Shamrock Slome Slome Snyder U Sonen Capital Sonen Capital Spruce Spruce Stiritz Stiritz Thomson United Com an U Willett DO NOT SEND: Mera e DART PROT24 Notes 10.15 Relationship Name First Last Email 3PM Twin-Win SPX MS Accelerated Return SPX/RTY MS Accelerated Return EuroStoxx 50 MS Accelerated return SPX MS Phoenix AutoCall AAPL CS Digital SPX/RTY CS Digital EuroStoxx 50 3PM 12M AutoCall SPX/RTY 3PM 15M AutoCall SPX/RTY Forrestal Capital Annette Franqui SK Family Office Charles Britton X Ironsides AM Forrestal Ca Fischer Stewart has met with the prospect numerous times both professionally and socially and believes they would be interested in this offering Snyder, Daniel Karl Schreiber Makan, Divesh Sent 10.7.2015 PROT25 KKR II Relationship Response Sent Notes Blank David Bright Group 21-Oct Bulloch, Roger 21-Oct Caruso, Richard Y Y Caruso, Richard 19-Oct Cline, Michael Y 22-Oct Disney, Roy Event Y Dock Street 21-Oct Dorrance Family Y 22-Oct Dorrance Family Y 22-Oct Duncan Investments Gregg Hammer Stew 22-Oct Not interested-- si nificant KKR ties Essig Erin Enright 23-Oct 19-Oct Y 19-Oct Taking Y 19-Oct Taking Y 19-Oct Taking Forrestal Capital Y Not attending Y Y 19-Oct Forrestal Ca ital Jonathan Fischer Gaslow, Lawrence Peter Gaslow 21-Oct Granite Group Lyle Himebau h III Y Y Guilford Company James Landrigan No Not in DB Force? Illig, Cliff Cliff Illig 22-Oct Ironsides AM Cair.t esselsor Michael First Last Email Event Invitation AIS Submitted Homrich Darren Campf Roger Bulloch Gary Deilella 19-Oct Richard Caruso Michael Cline Greg Martin Y 21-Oct Clint Gossage Jason Stiles AIS Received Teaser Sent Y Frohman Anderson Taking a look Joe Monaco a look Matt Womble a look Tyler Webb a look Annette Franqui Jesselson Event Book 21-Oct Pending LA Y Stew 19-Oct Stew 23-Oct 21-Oct 20-Oct JL Squared Group PROT26 21-Oct JL Squared Group 21-Oct Michael, Neal Neal Y 22-Oct SK Family Office Y Slome, Ian John Y Y 19-Oct Snyder, Daniel Karl Y Y 21-Oct True North Advisors Y 21-Oct United Company Lois 21-Oct Lennar Bruce Gross Force? General Atlantic Y Attending Vass Pipe Sonny 22-Oct 22-Oct Algappan, Arun Arun 22-Oct Milch Charles Britton 22-Oct Service Schreiber Clarke Y Gene Lynch Y Y 21-Oct 21-Oct Jain Inquired for more information Alagappan No Not in DB PROT27