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EFTA Document EFTA01438162EFTA Document EFTA01438171
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efta-efta01438169DOJ Data Set 10Correspondence

EFTA Document EFTA01438169

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efta-efta01438169
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EFTA Disclosure
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Subject: Question From: Paul Barrett ‹ > Date: Fri, 06 Oct 2017 13:50:31 -0400 To: Martin Zeman Cc: Stewart Oldfield Martin My question for Sebastian regards the definition of a Financial Entity. My understanding of a Private Fund is typically a hedge fund or private equity fund. Southern Financial LLC is wholly owned by the Principal and does not take outside money. The sole purpose is to hold some of his assets. Therefore we are inclined to say that we are not a Private Fund and therefore not a Financial Entity for the purpose of the Swap Protocol. Please let me know if my understanding of a Private Fund is correct. Thanks Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 EFTA01438169 EFTA01438170

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