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efta-efta01438509DOJ Data Set 10Correspondence

EFTA Document EFTA01438509

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DOJ Data Set 10
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efta-efta01438509
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EFTA Disclosure
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Subject: Southern Financial LLC - ISDA amendment [C] From: Martin Zeman ‹ > Date: Fri, 20 Oct 2017 15:54:50 -0400 To: "Paul Barrett ( Richard Kahn Cc: Stewart Oldfield Xavier Avila Classification: Confidential Paul, Richard, Please see attached the ISDA amendment we had been discussing. You will see that the CSA has a ceiling limit of $100M, but this ceiling can be increased very easily as needed when we get there. Please let us know if you have any comments or questions. Martin fcid:[email protected] Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue, Tel. Mobile Email 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea EFTA01438509 discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01438510

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