EFTA Document EFTA01445148

Subject: RE: Butterfl Trust - new brokers e account needed [I] [C] From: Liam Osullivan Date: Tue, 25 Sep 2018 12:34:48 -0400 To: Stewart Oldfield Davide-A Sferrazza Martin Zeman Cc: Bradley Gillin Richard Iarossi Classification: Confidential Stewart, I have attached the following documents: -Account Agreement o 9th Page — Sign and Date o 16th Page — This page only needs to be completed if the account will have margin. We will need the original account agreement for margin. -Trust Authorization — Sign, date -Electronic Delivery Consent — Enter email address, sign, date and print name & title -Free Credit Balances — Money Market Sweep — Check one of the boxes, sign, date and print name -W-9 — sign and date -Limited Trading Authorization - This will need to be completed by both the agent and the Trustee. The legal address of the agent must be listed in the form. -Options Agreement — we will need the original form. o Each section must be completed (Client's Financial Information, Investment Experience, Option Objectives, Strategy Requests) o 2nd Page - sign, date and print name o 4th Page - Initial Uncovered Call Writers — Sign and date - we will need the original form as well as margin (see Account Agreement) For informational purposes: CIP Notice Options Disclosure Document (ODD) 2012 Nov ODD Supplement JEFFREY EPSTEIN - INDIVIDAUL ACCOUNT -Options Agreements Expire 10/31/2018. -Options Agreement — we will need the original form. o Each section must be reviewed / corrected (Client's Financial Information, Investment Experience, Option Objectives, Strategy Requests) o 2nd Page - sign, date and print name EFTA01445148 0 4th Page - Initial Uncovered Call Writers — Sign and date - we will need the original form as well as margin Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. Original Message From: Stewart Oldfield Sent: Thursday, September 06, 2018 9:37 AM To: Davide-A Sferrazza Martin Zeman Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed [I] EFTA01445149 The annual KYC review should be complete on our side today or tmw, so we can open this account soon. Liam - please let Rich know what docs you need from us. They should all be on DB Force. Thanks Original Message From: Davide-A Sferrazza Sent: Friday, August 31, 2018 11:41 AM To: Stewart Oldfield Martin Zeman • Liam Osullivan < Cc: Bradley Gillin Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed [I] Classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what KYC documentation you have on file? I am not able to see on DB Force (I may not be looking at the right place if it is on there already. Thank you, Davide Original Message From: Stewart Oldfield Sent: Friday, August 31 To: Martin Zeman 2018 9:27 AM Liam Osullivan Davide-A Sferrazza < 1 Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed Anyone looking at this? Original Message From: Stewart Oldfield Sent: Thursday, August 30, 2018 8:04 AM To: Martin Zeman ; Liam Osullivan Davide-A Sferrazza Cc: Bradley Gillin Subject: Butterfly Trust - new brokerage account needed EFTA01445150 Gents, Need to open a new brokerage account for Jeffrey. Will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. Please send some pre-filled docs to Rich Kahn for signatures. We are currently doing the annual KYC review for the existing Butterfly banking accounts we have, so let us know what info we can provide to help out. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management w York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. EFTA01445151