Case File
efta-efta01445166DOJ Data Set 10CorrespondenceEFTA Document EFTA01445166
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-efta01445166
Pages
0
Persons
0
Integrity
No Hash Available
Loading PDF viewer...
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
GLDUS131 Bright Group
Letter of Authorization for Fund Investment
Dear Client:
In connection with your subscription for an interest in the alternative
investment fund
listed below (the "Fund") that is managed by iCapital Advisors, LLC (the
"Manager") and offered
by Deutsche Bank Securities Inc. ("Deutsche Bank") as placement agent,
Deutsche Bank will be
required to provide the Manager, the Fund or their affiliates, or the Fund's
administrator
(collectively referred to herein as "iCapital Parties") with certain
information about you, as
follows:
1. If you are a natural person:
Your name, residential address, and social security or other tax
identification
number;
Evidence regarding date of birth and confirmation of middle initial of
name;
Copies of identification documents such as your passport or driver's
license;
Other information related to verification of identity and financial
condition as
required by applicable law.
2. If you are a corporate structure or trust:
Incorporation documentation / formation documentation (for example,
certificate of incorporation, memorandum & articles, trust deed (including
incorporation documentation for any corporate entities or trusts who are
beneficial owners of the undersigned);
ID documentation for individuals who are beneficial owners (>25%);
Other information related to verification of identity and financial
condition as
required by applicable law.
This information is referred to herein as the "Information". Accordingly,
Deutsche Bank
requests your consent to share your Information with the iCapital Parties
and to receive from
the iCapital Parties information pertaining to your Fund investment.
Deutsche Bank regards protecting your personal information as one of our
fundamental
responsibilities.
*** PLEASE TURN THE TO NEXT PAGE
Confidential
1
* * *
EFTA01445166
GLDUS131 Bright Group
*** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW ***
Name of Fund:
Glendower Access Secondary Opportunities IV (U.S.), L.P.
K The undersigned authorizes Deutsche Bank to provide the undersigned's
Information to the iCapital Parties in order to assist the iCapital Parties
to verify the
undersigned's identity or obtain other "know your customer" information in
connection with
the undersigned's investment in the Fund.
K The undersigned authorizes Deutsche Bank to transfer funds from the
undersigned's Deutsche Bank account referenced below (the "Client Account")
in order to fund
any required capital contribution by the undersigned to the Fund.
K In addition, the undersigned authorizes Deutsche Bank to receive from the
iCapital Parties any information relating to the undersigned's Fund
investment, including but
not limited to all correspondence, statements of account and valuations, at
the electronic
and/or physical address directed by Deutsche Bank.
K The undersigned acknowledges that (1) Fund interests will not be held at
Deutsche Bank; (2) estimated values of the Fund provided by the iCapital
Parties to Deutsche
Bank and reported on Client Account statements provided by Deutsche Bank
will be for
informational purposes only and may not reflect current Fund values or
recent activity; and (3)
statements of account for the Fund will be sent directly to the undersigned
by the iCapital
Parties, and not by Deutsche Bank.
The undersigned's authorization shall be valid until revoked in writing.
Client Authorization:
(If you are signing on behalf of your organization, please ensure you are an
authorized
signatory)
Name:
Signature:
Title (if applicable):
Deutsche Bank Representative Name / Number (if applicable):
Subscription Amount: $
Confidential
2
EFTA01445167
GLDUS131 Bright Group
Placement Fee: $
Initial Capital Contribution Amount: $
Deutsche Bank Account Number:
Confidential
3
EFTA01445168
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.