EFTA Document EFTA01448025

From: Vahe Stepanian Sent: 12/6/2013 To: CC: Paul Morris Amanda Kirby Subject: SFLLC Securities Received (CI Attachments: pic16047.git pic29102.gif Classification: Confidential Harry, Three additional positions received yesterday afternoon into SFLLC: 2,000,000 SG STRUCTURED PRODS INC COMMODITY LKD MKT PLUS PROTECTED NOTES 0.000% 08/05/14 B/E DTD 07/30/13 N/C 1,000,000 JPMORGAN CHASE & CO MEDIUM TERM NTS CAPPED CONTINGENT BUFFERED EQUITY NTS 0.000% 10/16/14 B/E DTD 09/27/13 N/C 2,000,000 HSBC USA INC MEDIUM TERM NTS BUFFERED NOTES LKD TO EURO STOXX 50 0.000% 08/29/14 B/E DID 05/30/13 N/C Please let me know if you have any questions. Thank you, Vahe (Embedded image moved to file: pic16047.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York NY 10154-0004 Tel Fax Mob Ema (Embedded image moved to file: pic29102.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 102846 CONFIDENTIAL SDNY_GM_00249030 EFTA01448025