EFTA Document EFTA01450536

From: Tazia Smith II Sent: 12/13/2013 10:35:09 AM To: Caroline Kitidis I CC: Paul Morris Subject: Re:ICI Attachments: pic15754.gif; pic27740.gif; pic31176.gif; pic13070.gif Classification: confidential 189mm AUM (more coming) total commission just -411k thus far short yen via zero cost triple one touch (OTC) long AAL via in-the-money risk reversal (listed) long Dx) (listed) long AAPI_ (listed) working on: fully funded basket of japanese eq, quantoed (2-3mm notional) have interest in a european hedge, but we have to get the accounts onboarded in eq derivatives (as discussed) waiting for FOMC decision before next FX trade (he's bullish euro, does not like latam) (Embedded image moved to file: pic15754.gif) Tazia smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. +1 (212) 454-2889 Fax +1 (646) 257-3131 Mobile +1 917 327-4107 Email (Embedded image moved to file: pic27740.gif) From: Caroline Kitidis/db/dbcom To: Tazia Smith/db/dbcom@ORAMERICAS, Paul Morris/db/dbcom0DBAMERICAS, Date: 12/13/2013 10:09 AM Subject: Re: [C] Classification: confidential Yes. What has he done w us to date since we opened account Tz? Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106227 CONFIDENTIAL SDNY_GM_00252411 EFTA01450536