EFTA Document EFTA01450860

Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic22109.gif) From: Raunak Tanwar/db/dbcom@DBAPAC To: Aracely sanchez/db/dbcom@DBAmERIcAs, Arpit Pathak/db/dbcom@DBAPAc, cc: GTD-Pwm-Banking Exception-check-Processing/db/dbcom@DBAmericas Date: 12/23/2013 09:53 AM Subject: Re: Fw: cinq case Number 131213 604222 case 01163801 [I] Classification: For internal use only Good morning Aracely, we are chasing The Bank of Ney York Mellon but no response as of now. 0 Arpit, Can you please expedite the request in ref to case #131213 604222 and escalate if required as the case is opened since 13-12-2013. The client needs to let the recipient of the wire know when she will receive the funds. Thank you. Regards, Raunak Tanwar Middle office Banking operations Private wealth Management DBOI Global Services Pvt. Ltd Phone: 212-469-3274 FAX: 201-669-3854 AVAYA: 5419686 UK #: 44- 207-5419686 BCP email id - From: Aracely sanchez/db/dbcom@DBAmERIcAs To: Raunak Tanwar/db/dbcom@DBAPAC, Date: 12/23/2013 09:28 AM Subject: Re: Fw: Cinq Case Number 131213 604222 case 01163801 [I] Classification: For internal use only Good morning Raunak- Any news on this request? Kind regards, Aracely Sanchez CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106792 CONFIDENTIAL SDNY_GM_00252976 EFTA01450860