EFTA Document EFTA01451406

Classification: Confidential Would be great - Jeffrey and Noam will be worth your study hours in and of themselves! <0.202.gif> Tazia Smith Director I Key Client Partners US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. +1 (212) 454-2889 Fax +1 (646) 257-3131 Mobile +1 (917) 327-4107 Email [email protected] <0.C56.gif> Vinit Sahni---01/15/2014 01:39:17 PM--I did have my series 7, 63 and 3 we should possibly reapply From: Vinit Sahniklb/dbcom#,DBEMEA To: Tazia Smitbldb/dbcomfidbaincricas. Cc: Paul Morris/db/dbcom'a dbaincricas. Mathcw Negus/db/dbcom Date: 01/15/2014 01:39 PM Subject: Re: Global Coverage ICI I did have my series 7, 63 and 3 we should possibly reapply Vinit On 15 Jan 2014, at 18:28, "Tazia Smith" <[email protected]> wrote: Classification: Confidential Hi Vinit - Jeffs request for global coverage is an important capability for KCP clients. Operationally, FX (hopefully rates derivatives as well) and equity derivatives shouldn't be a problem for global coverage -- Jeffs trading entities are set up in RMS and summit. No need a new account, as we chatted about. I am following up on the compliance front. It's compliance and credit risk management oversights that we need to be sure we have in place. We can discuss on our call. I just want to be responsive to Jeffrey and let him know that he does have global coverage. Are you licensed in the US (7 and 66)? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0107990 CONFIDENTIAL SONY GM_00254174 EFTA01451406