EFTA Document EFTA01453321

L ite. . ti l L •tril :71 7 4977 17 /4Yr ir711 9 47:: . r 777-7 t , . Deutsche Batt AO SOUTHERN FINANCIAL, LLC FX - Options Settlement Not Ccy Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FINANCIAL. LLC FxEurcepl 21-Nov-2013 20-Nov-2014 25-Nov-2014 (LOCO 001 ( ri: tiSI, 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :K1i7297t SOUTHERN FINANCIAL. LLC FXOneBatOneT ouchCpl 21-Nov.2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUICIREAN 0.0003 14.79350 SOUTHERN FINANCIAL. LLC FXOneBarOneT ouchOpt 21-Nov.2013 20.Nov.2014 25-Nov-2014 (21,000 00) USD 0 JPY LONG EUROPEAN 0.0000 12.69467 SOUTHERN FINANCIAL. LLC FXOnef3adOneT ouchOpt 21-Nov-2013 20.Nov.2014 254104014 (21.000 WI USD 0 FY LONG ELARCPEAN 0.0000 10.792 08 SOUTHERN FkuroOpl 17-Jan-2014 17.A4x.2014 21.A4x-2014 (10.503003M USD 11.000.000 00 CAD SHORT EIPICPEAN CALL 1.1000 (110 321 51) FINANCIAL. LLC SOUTHERN FXOneBarEuro 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,00300000) USD 11,300,00000 CAD SHORT EIPPREAN CALL 1,1300 6.55642 FINANCIAL, LLC 00 SOUTHERN FkuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.0:0.020.03) USD 1.025000,000 SY SHORT ELRCPEAN CALL 1025000 :16.877 IP FINANCIAL, LLC SOUTHERN FyfurctOpl 05-htd-2014 17.44'4014 21-4r4014 10050000 00 USD :11(D%) 9.1) CAD LONG ELRCPEAN CALL 1.1000 110.321 57 FINANCIAL, LLC SOUTHERN FXOneeatEuro 05•Mar-2014 17-Apr-2014 21-Apr-2014 (10.000 C00 00) USD 11,309050 00 CAD SHORT ELRCPEAN CALL 1.1350 16 F666 4r.1 FINANCIAL. LLC Cpl SOUTHERN FXDiattalCpt 13-11Mr-2014 14-Apr-2014 15-Apr-2014 (1.0(C 1:00 CO) USD SHORT EURCPEAN CALL 375850 (220.970 15) FINANCIAL. LLC Subtotal: r: . 5 SUS Commodes • Dielvatlyes Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERNFINANCIAL. Commodity 13-Mar-2014 15-May-2014 22.May-2014 LONG EURCIREAN WTI 100000.00 USD 0 0000 18.805 37 LLC Derivative Subtotal: 18 806 37 Statement ID: 182298_20140317_20140318_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet t alke 18 Mar 2014 Page 2 Of 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0110859 SDNY_GM_00257043 EFTA01453321