EFTA Document EFTA01453406

e an SOUTHERN FINAN Request 182298 As of 24 Mar 14 I h. ate. 24 Mat 2014 Pap 2 Of 2 Deulths Bat AO SOUTHERN RNANCIAL, LLC I:S•00bss Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC FxEurcepl FXOneBatOneT owhOpt FXOneBarOneT ouchOpt FXOnef3anOneT ouchOpt FxEuroOpl FXD9lalept 21.Noo-2013 20410%42014 25-Nov-2014 (1.000 COD CO, USD 21-Nov-2013 20-Not-2014 25-Nov-2014 (21.000.00) USD 21-Nov-2013 20-Nov2014 25-Nor-2014 (21,000 00) USD 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 ®I USD 31-Jan-2014 01.May-2014 07-May-2014 (10.000.003 OD) USD 13-Mar-2014 14-Apr-2014 15-A9-2014 (1,000.000 OD) USD 101.®0,000 0 [repeated 3 times] 1,025000.000 RY PT [repeated 4 times] SHORT LONG [repeated 3 times] SHORT SHORT EUROPEAN [repeated 3 times] ElRCPEAN ELIRCPEAN ELRCPEAN CALL [repeated 3 times] 1010000 0.0000 0,0009 0.0000 1025000 375960 :1,3 131 r:t1i 13.346 26 11,334 27 9,54307 :87.0115i (142114:0 Subtotal: ;:(1I x`574: Comiseddas -Dadneno Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity Demative 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN WTI 103.00003 USD 0®00 .1::',-1.4(11 I.i) Subtotal: ; IX; t: I C;: Statement ID: 182298_20140324_20140325_1 Total: (351,510.54) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0110971 PROT1 PROT0