EFTA Document EFTA01453833

Dsubchs Bank AO e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 17 Apr 14 18A8t 2014 Pape 2 Of 3 SOUTHERN FINANCIAL, LLC Nt;0plbea Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364433$ SOUTHERN FxEuroCial 21-No/-2013 20410)42014 25.11ov.2014 (1.00D 030 Cr.t, USD 101.030.080 JPY SHORT EUROPEAN CALL 1010000 :.3≥ 6624 710423459 FINANCIAL. LLC 3663644357 SOUTHERN FXOneiBatOneT 21-Nov.2013 20-14o(.2014 25-No4014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 12.428 41 710423461 FINANCIAL. LLC ou5hOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nor-2013 20.Nov.2014 25-Nos-2014 (21.0)0 00) USD 0 JPY LONG EUROPEAN 0.0000 1027667 710423463 FINANCIAL. LC ouchOpt X6364436/ SOUTHERN FXOnel3a0OneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 PY LONG EURCPEAN 0.0003 8.413 07 710423465 FINANCIAL.U.0 ouchOpt 381388504/ SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000 C(303) USD 1.025000.000 SY SHORT EURCPEAN CALL 102 5000 :4230)67J 745230311 FINANCIAL. LLC Subtotal: (43.904 Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt t 1 Quantity Unit Unit Strike Price MTM(USO) 395494367/ SOUTI-ERN Commodity0pEu 03-Apr-2014 05-Dec-20I4 0 -Dec-2014 SHORT EURCPEAN CALL XCU i8 75i) 01, USD 0 7.000 0000 (7(+3.€7-31 Cia! 778125395 FINANCIAL, LLC ro BaseMetai Subtotal: '4;4 Odors Not.Ccy Not.Ccy Trade ID DealGroupID Counterparty Trade Type Trade Date Eff. Date Maturity Date Not.Amt 1 1 Not.Arnt 2 2 DBPays DBReceives MTM(USD) 390962915/ 15/784715 SOUTHERN FixedCashflatfee 174.0.2014 17-Apr-2014 24-Apr-2014 ;3'2 000 38) USD (3'1 784715152 152 FINANCIAL. LLC Subtotal: Statement ID : 182298_20140417_20140418_1 (311 971 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111664 CONFIDENTIAL SDNY_GM_00257848 EFTA01453833