EFTA Document EFTA01453922

Dsubchs Bank AO irs1"71" e an fOUp SOUTHERN FINANCiAL, LLC Request 182298 As of 22 Apr14 22Apr 2014 Pap 2 Of 3 SOUTHERN FINANCIAL, LLC FL0SIbea Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEurcepl 21-Noy-2013 20Nov.2014 25-Nov-2014 (LOCO 000001 USE) 101.000000 JPY Si-air EUROPEAN CALL 1010000 :if. 2Cia 2th 710423459 FINANCIAL. LLC 366364435r' SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nor-2014 25-Nov-2014 (21.000001 USD 0 JPY LONG EUROPEAN 0.0000 11.652 52 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOne8arOneT 21-N0/.2013 20-Nov2014 25-Nor-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN aocco 9,57534 710423463 FINANCIAL. LLC ouchOpl X6364436/ SOUTHERN FXOneearOneT 21-Noy-2013 20Noy.2014 25.Noy.2014 121.000 MI USD 0 SY LONG EUROPEAN 0.0003 7,791 14 710423465 FINANCIAL. LLC ouchOpl 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000 C(303) USD 1025000000 SY SHORT EUROPEAN CALL 102 5000 ;49.746841 745230311 FINANCIAL. LLC Subtotal: (54.1138 131 Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 1 Quantity Unit Unit Strike Price MTM(USO) 395494367/ SOUTI-ERN Commodly0pEu 03-Apr-2014 05-Dec-20I4 05Dec-2014 SKIRT EUROPEAN CALL XCU i5 70) USD i,E0 00/425 0 7.000 0000 (243,494 ni 778125395 FINANCIAL, LLC ro BasebSetal Subtotal: 1251: cqy Trade ID DealGroupID Not.Ccy Not.Ccy Counterparty Trade Type Trade Date Eff. Date Maturity Date Not.Amt 1 1 Not.Arnt 2 2 DBPays DBReceives MTM(USD) 390962915/ 15/784715 SOUTHERN FixeclCashflotrfee 17.Apr.2014 17-Apt-2014 24-4.0.2014 13'2 CO 301 USD (3'1 ,≥97 93i 784715152 152 FINANCIAL. LLC Subtotal: Statement ID : 182298_20140422_20140423_1 (3119?? The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111782 CONFIDENTIAL SDNY_GM_00257966 EFTA01453922