EFTA Document EFTA01454104

e an raup SOUTHERN FINANCIAL, LLC Request 182298 f, - As of 02 May 14 02 May 2014 Page 2 Of 2 Osubch8 Bank AO SOUTHERN FINANCIAL, LLC Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 710423459 FINANCIAL. LLC 366364436/ SOUTHERN EXOneBatOneT 710423461 FINANCIAL. LLC ouchOpt 366364436r SOUTHERN EXOneSarOneT 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnet3arOneT 710423465 FINANCIAL. LLC ouchOpt 21-No/-2013 20-Nov2014 25!Noy..2014 (1.000000 00) USD 21-Nov-2013 20-No4014 25-No4014 (21.000.00) USD 21-Nov-2013 20!Nov!2014 25-Nos-2014 (21,M0 00) USD 21-Noy-2013 20-Nov.2014 254104011 (21.000 MI USD 101.0:0.000 0 0 0 JPY JPY JPY JPY SHCAT LONG LONG LONG EUROPEAN EUICPEAN EUROPEAN ELPCPEAN CALL 1010000 0.0003 0.0000 0.0000 :2 1.C6N 11.40334 9,10157 7.18229 Subtotal: (1,41966: Commodifes • lbse Metal Derthaqvis Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 3%5194367/ SOUTFERN CommodhOpEu 778125%95 FINANCIAL. LLC ro ElaseMetal 03-Apr-2014 CIF>Dec-20I4 GS-Dec-2014 SHORT EURCPEAN CALL XCU te.7W.COD DO! USD tf.,0 001MT25 0 7.000 0000 !NO 97-3 17! Subtotal: lz40.373 !7; Statement ID : 182238_20140502_20140505_1 Total: (241,792.83) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112039 SDNY_GM_00258223 EFTA01454104