EFTA Document EFTA01454306

e an raup SOUTHERN FINANCIAL, LLC Request 182298 - As of 28 May 14 28 May 2014 Page 2 Of 2 Eisubdis Bank AO SOUTHERN FINANCIAL, tic Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 NotCcy Not.Arnt 2 2 Long/ Short Option Style Putl Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 710423459 FINANCIAL. LLC 366364438/' SOUTHF_RN EXOneBatOneT 710423461 FINANCIAL. LLC otchOpt 366364436r SOUTHERN EXOneSarOneT 710423463 FINANCIAL. LLC oucb0pI 366364436/ SOUTHERN EXOnet3arOneT 710423465 FINANCIAL. LLC ouchOpl 21-No/-2013 20Nov.2014 2541ov-2014 (1.000000M USD 21-Nov-2013 2611o/-2014 2541o4014 (21.000801 USD 21-Nob2013 26Nov.2014 2541os-2014 (21,M0 00) USD 21-Nov-2013 20-Nov.2014 254104014 1216IXI 001 USD 101,000,000 0 0 0 FY JPY JPY JPY SHCAT LONG LONG LONG EUROPEAN EUROPEAN EUROPEAN ELPCPEAN CALL 1010000 0.000D 0.00DD 0.0000 :23 C40 "• .!) 11.496 12 8,84123 6.70387 Subtotal: 4.000 87 Commodities • Bsee Natal Derivative* Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 395494367/ SOUTFERN CommodhOpEu 778125395 FINANCIAL. LLC ro ElaseMetal 03-Apr-2014 CIF>Dec-20I4 05Deo2014 SHORT ELRCPEAN CALL XCU te.7W.COD DO! USD (`O 06 MT25 0 7.000 0000 069 568 11! Subtotal: i358.!! t€ 11; Statement ID : 182298_20140528_20140529_1 Total: (385,587.24) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112327 SDNY_GM_00258511 EFTA01454306