EFTA Document EFTA01454328

Doubts Bank AG e an raup SOUTHERN FINANCIAL, LLC Request 182298 f, - As of 30 May 14 31 May 2014 Page 2 Ct 2 SOUTHERN FINANCIAL, LLC PX • Options Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not. Ccy 1 Not.Arnt 2 Not. Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 21-Nov-2013 20Rov.2014 2541ov..2014 (1.00300300) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 (22.55695) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneiBarOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 11.395 01 710423461 FINANCIAL. LLC ouch0pl 366364436r SOUTHERN EXOne8arOneT 21-Nor-2013 20.Nov.2014 25-Nov-2014 (21.030 COI USD 0 JPY LONG EUROPEAN 0,000D 8,71184 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnegatOneT 21-No,-2013 20-Nov.2014 25.Nov.2014 121.0IXI eel USD 0 JPY LONG EtRCPEAN 0.0000 6,56609 710423465 FINANCIAL. LLC ouchOpt Subtotal 4 115 99 amiaddeskalta Long/ Not. Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFPRII CommodhOptu 0341pr-2014 05Dec-2014 OFFDec-2014 SHORT EUROPEAN CALL XCU 778126395 FINANCIAL, LLC ro ElaseMetal te.7W.LW 3)1 USD (SO 001MT25 0 TOM 0000 t3EG 675 25! Subtotal: (369.075 2:?) Statement ID : 182298_20140530_20140602_1 (385,559.27) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 112364 CONFIDENTIAL SDNY_GM_00258548 EFTA01454328