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EFTA Document EFTA01454983
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efta-efta01454983DOJ Data Set 10Correspondence

EFTA Document EFTA01454983

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DOJ Data Set 10
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EFTA Disclosure
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Paul - YTD total and specifics below. $37,018 in 2013. Account RM Desaiption Trade Date SC (USD) Total R( (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USD1PY 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5,000 Epstein Morris USDRUE1 Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal* 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morns Nationwide" 4/15/2014 TBD Epstein Morris £URUSD Risk Reversal 6/6/2014 0 0 0 Epstein Morris Copper Call Unwind 7/2/2014 1,250 625 ' Euros converted at 1.38 • Andrew McNeill LfFINEIN2 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax E PetScitYR:i Perfcrrryt. 30,350 7,000 3,500 OTC Total: listed Total: Total: 57,686 33.850361 91,5 Paul Morris--07/23/2014 04:01:30 PM--Classification: For internal use only Math can you look into commodities trades we have done (oil, Front To: Cc: Date 07/23/2014 04:01 PM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113487 CONFIDENTIAL SONY GM_00259871 EFTA01454983

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