EFTA Document EFTA01456050

e an SOUTHERN FINAN Request 182298 As of 07 Nov 14 07 Nov 2014 Pape 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN ExEurcept 21-Noo.2013 20-Nov2014 25-Nov-2014 (1,000 COD Cr.4 USD 101,000000 RV SHCAT EUROPEAN CALL 1010000 1.'21 4 -8 tot 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 FY LONG EUROPEAN 0.0000 0.04 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21,000.C01 USD 0 FY LONG EUROPEAN 0,000D 001 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000R USD 0 PY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL. U.0 ouchOpt 418822243/ SOUTHERN FoEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462000.000 00) CM-I SHORT EIPCPEAN PUT 6.1600 (248.021 25) 8344623% FINANCIAL. LLC Subtotal: Oa z3SI `...I6 Baal: (369.439.96) Statement ID: 18229829141107_20141110_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0115125 PROT1 PROT0