EFTA Document EFTA01456809

From: Kevin Quinn Sent: 2/20/2015 3:18:35 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For internal use only A few. In those cases, the Analysts printed, scanned, and sent. The result is a bit sloppy but, we can proceed in the fashion with certain accounts if you'd like. Original Message From: Paul Morris Sent: Friday, February 20, 2015 3:16 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For Internal Use Only ok have any gone out? Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:13 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For internal use only We have a queue at the moment because one of the files is having a technical issue when sending / receiving unfortunately... Original Message From: Paul Morris Sent: Friday, February 20, 2015 2:59 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 (I] Classification: For Internal use only Yes I sent over to vahe and daniel, when r we sending out info on extel to clients/prospects? Thx Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 11:04 AM To: CMNY Margin; CRM-PWM Derivatives Cc: vahe Stepanian; Daniel Sabba; Paul Morris; Amanda Kirby; Tazia Smith Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For internal use only Kindly add vahe Stepanian and Daniel Sabba to this DL and confirm. Thank you. Regards, Kevin Original Message From: CMNY Margin Sent: Friday, February 20, 2015 1:42 PM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 Please find attached: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0116109 CONFIDENTIAL SDNY_GM_00262293 EFTA01456809