EFTA Document EFTA01457839

From: Sent: To: Subject: Paul Morris 7/8/2035 8:47:06 AM Amlcompliance In uiries Amanda Kirby • Cynthia Rodriguez RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account# Client: SOUTHERN FINANCIAL LLC, Case No. 126413 III Please take Terri sorhab off this email thanks Original Message--- From: Amlcompliance Inquiries Sent: Wednesday, July 08, 2015 08:02 AM To: Amanda Kirby; Cynthia Rodriguez Cc: Amlcompliance Inquiries; Paul Morris; Subject: URGENT - SECOND REQUEST FINANCIAL LLC, Case No. 126413 [I] Classification: For Internal use only Good Morning: Eastern Standard Time Terri Sohrab - RE: Inquiry Regarding Accounth Client: SOUTHERN I am writing to follow up on the inquiry below. Please note the 7-day deadline for a response has passed. Please respond with a status update or answer to this inquiry as soon as possible. Best Regards/Mit freundlichen Grtillen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Monday, June 29, 2015 2:32 PM To: Amanda Kirby; Cynthia Rodriguez Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account# Importance: High Classification: For Internal use only Good Afternoon: , Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I] The above referenced account has had the following recent activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 7 business days. ORIGINATOR: SOUTHERN FINANCIAL LLC DOA: 05/29/2015 AMT $2,280,000.00 PAY TO: FT REAL ESTATE INC. 1. What is the purpose of this transaction? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 117533 CONFIDENTIAL SDNY_GM_00263717 EFTA01457839