EFTA Document EFTA01458772

From: Rich laross Sent: 11/3/2015 2:03:21 PM To: Paul Morris Subject: Monthly Annual Client Update Reports ill Classification: For internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience. For any client which is listed in the OVERDUE section of this e-mail, an ACU must be completed immediately. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 11/14/2015 Paul Morris 495399 THIRD LAKE CAPITAL RELATIONSHIP SSW 2007 LLC OVERDUE 4 Paul Morris 474262 BOIES FAMILY RELATIONSHIP Boies, Christopher OVERDUE 24 Paul Morris 474213 ELLIN, HOWARD RELATIONSHIP Ellin, Howard OVERDUE 5 Paul Morris 487265 SOUTHERN FINANCIAL RELATIONSHIP NES, LLC OVERDUE 24 Paul Morris 495397 THIRD LAKE CAPITAL RELATIONSHIP Wanek Trust of 2000 OVERDUE 27 Paul Morris 495598 THIRD LAKE CAPITAL RELATIONSHIP Wanek, Todd R. Kind regards, Rich larossi Rich larossi Deutsche Bark Trust Company Americas Deutsche Asset & Wealth Managemerl 60 Wall Street. 10005-2836 New York, NY. USA Tel. Emai ?An-101,-1.0 Perron CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118845 CONFIDENTIAL SDNY_GM_00265029 EFTA01458772