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efta-efta01458777DOJ Data Set 10Correspondence

EFTA Document EFTA01458777

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DOJ Data Set 10
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efta-efta01458777
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
-.. LaIINIInellne' Deutsche Bank AG SOUTHEFtN FINANCIAL, LLC 04 Nov 2015 Page 3 Of 3 Equity-Swap Hybrid db Ticket Counterparty Ref. Entity Put! Call Expiry Date Not Amt Not.Ccy Not Amt 2 Not.Ccy2 Stnke Price MTM(USD) 612676 SOUTHERN TWTR N Cl le:; z...' 6 FINANCIAL. LLC lLSI ) 313400 22i .406 42 Subtotal. 221 438 42 FX • HOF Settlement DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 Not.Ccy 1 Not Amt 2 Not.Ccy 2 DBPays DBFteceives BuySell MTM(USD) 525035563/ SOUTHERN FXNOF 30-061-2015 02-Aug-2016 04Aug-2016 1110119325 FINANCIAL LLC 11 540,400003 00 HAW 159 83214 Subtotal: 15a 832 14 Statement ID: 182298_2015110320151104_1 Total: t.960 446 It.2; The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118850 SDNY_GM_00265034 EFTA01458777

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