EFTA Document EFTA01460475

Classification: Confidential So what is feedback here from chip and haig, their call ? Caroline V. Kitidis Managing Director I Head of Key client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New Ygi iii004 Tel. Fax' Mobile Email original Message From: Joshua Shoshan Sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about SSSk of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has $100mm + in the firm. Best regards, --Josh Joshua Shoshan Director Deutsche Bank securities Inc. Private wealth Management - Americas Private Client services 345 Park Ave, 26th Floor New York, NY 10154 offic 4 4 4433 cell E-Fax From: Caroline Kitidis/db/dbcomODBAmERIcAs To: "Joshua Shoshan" Date: 11/05/2013 09:43 AM Subject: Fw: allocation [C] Classification: Confidential Can I get color here on these accounts ? They are new for syndicate and or other real business or we are doing this as a favor for PB w no business opp? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121762 CONFIDENTIAL SDNY_GM_00267946 EFTA01460475