EFTA Document EFTA01460482

To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: confidential Caroline, as far as I understand, the KCP accounts are Epstein, Rose and Wolfson (Daniel Wolfson will be in the book) -- so far. I guess Bollag is not KCP, but he should be, based upon size -- but there is no KCP interaction here, as far as I know. In short, the KCP accounts should get an allocation before the PCS/PB split, but Mike Iaquinta tells me adamantly that he has no instructions about a KCP carve-out, and he needs those instructions from you, Haig and chip. Maybe you might call Iaquinta? He is at Best, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private client services 345 Park Ave, 26th Floor New York, NY 10154 office Cell E-Fax From: Caroline To: Joshua Date: 11/05/2013 09:59 AM Subject: Re: Fw: allocation [C] Classification: confidential These are KCP accounts we r referring to or PB WIC ? We said KCP accounts shd come off top and they agreed. WIC PB comes out of regular allocation? Caroline v. Kitidis managing Director I Head of Key client Partners & wealth Investment coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth management 345 Park Avenue, 26th Floor New Y 004 Tel. Fax. Mobil Email Original Message From: Joshua shoshan Sent: 11/05/2013 09:55 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: confidential I spoke to Chip yesterday, and I think we still have a real problem with these special allocations not coming off the top. If they come out of the PB CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121777 CONFIDENTIAL SDNY_GM_00267961 EFTA01460482