EFTA Document EFTA01460561

- PSMT: 400k block trade Revenue confirmed $907k (US) - Spitfire 2.0: 5300K rev confirmed (US) - SPEARS: New client & new product (US) - Airlee CLO: $1MM rev confirmed (US) - BPG ass: $266K rev confirmed (US) - Iron ore: 52.5-5mM firm orders (LatAm) - Equity swap on Bovespa: $20mM notional (LatAm) - CLN Petrobras: $5-10MM interest (LatAm) - KCP New accounts: MDCA, Toms Capital, Voltaire Capital (06) Wealth Investment Coverage *29 ECM deals: busiest November on record* - Bilgili: New $10MM account - Preferred Stock Sale: $184K rev - 2 Syndicate MLPs: 5345K rev - Air Lease allocation: $243K rev Kind regards, Caroline Kitidis (Embedded image moved to file: pic11960.gif) Caroline v. Kitidis managing Director I Head of Key client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 ft Ernabill (Embedded image moved to file: pic17945.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121908 CONFIDENTIAL SDNY_GM_00268092 EFTA01460561