EFTA Document EFTA01460639

I Date: 102/01/2014 01:41 PM I subject: IRe: USPB Lending Only Relationships [C] Classification: confidential Good meeting yesterday and great progress Caroline. Good weekend everyone. chip Packard Managing Director Co-Head, Wealth Management Americas Deutsche Asset and wealth Management Securities offered through Deutsche Bank Securities Inc. Original message From: Diego Galan Sent: 01/31/2014 09:06 PM EST To: Caroline Kitidis; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: USPB Lending Only Relationships [C] classification: confidential Caroline and Mathew, As discussed today, please find attached the list of USPB lending only relationships; the tab "summary" shows the number of lending only relationships by office and banker, as well as the combined revenues for lending only relationships for that banker. I will be sending the list of relationships with estimated net worth >S100mm over the weekend. Let me know if you have any questions. Best, Diego [attachment "USPB Lending Only Relationships.xlsx" deleted by Chip Packard/db/dbcom) (Embedded image moved to file: pic27067.gif) Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 Park Avenue 10154-0004 New York, NY, USA Tel. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122043 CONFIDENTIAL SDNY_GM_00268227 EFTA01460639