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efta-efta01460855DOJ Data Set 10Correspondence

EFTA Document EFTA01460855

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efta-efta01460855
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To: Tazia Smith; Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Let me rephrase: is this a different client than the one for whom we have previously provided this "off the top" allocation for? Who covers the client? Thanks Haig Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212.454.0504 fax From: Tazia Smith Sent: Wednesday, November 12, 2014 2:32 PM To: Haig Ariyan; Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For Internal use only This is not a new client, though not a regular retail deal participant so a new name on this exchange. Descrip: >52bn family office, RE and operating businesses in Europe, US, and Australia. Work with DB globally. Hart Acquisitions is a KCP-Americas entity. Given the extremely low allocation to retail, we will manage expectations accordingly. From: Haig Ariyan Sent: Wednesday, November 12, 2014 2:29 PM To: Joshua Shoshan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson 1O1 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122450 CONFIDENTIAL SDNY_GM_00268634 EFTA01460855

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