EFTA Document EFTA01460902

From: Diego Galan Sent: Tuesday, January 20, 2015 10:51 AM To: Caroline Kitidis; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: RE: Quinteccentially Platinum - coming soon. Your support required. [C] Classification: Confidential Hi Caroline and Mat, We have been asked to fill the attached template for US clients for this initiative. Have you already done this? Thanks, Diego From: Caroline Kitidis Sent: Monday, January 12, 2015 6:09 PM To: Diego Galan; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: RE: Quinteccentially Platinum - coming soon. Your support required. [C] Classification: Confidential Diego, Mat did this work, he defined these metrics over the past 6months with compliance so we have this. We discussed today and I am going to review again and he will send to you to discuss. As an FYI to your last point, there is no discussion post filtering, the filter defines who gets the membership card, its formulaic no discretion. Kind regards. Caroline Kitidis Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154-0CO4 Tel. (21 1 Mobil Email firsia-r,-/v. Peep, ent From: Diego Galan Sent: Monday, January 12, 2015 6:05 PM To: Mathew Negus Cc: Chip Packard; Haig Ariyan; Caroline Kitidis Subject: FW: Quintessentially Platinum - coming soon. Your support required. [C] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122575 CONFIDENTIAL SDNY_GM_00268759 EFTA01460902