EFTA Document EFTA01460924

Hi Caroline and Mat, We have been asked to fill the attached template for US clients for this initiative. Have you already done this? Thanks, Diego From: Caroline Kitidis Sent: Monday, January 12, 2015 6:09 PM To: Diego Galan; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Diego, Mat did this work, he defined these metrics over the past 6months with compliance so we have this. We discussed today and I am going to review again and he will send to you to discuss. As an FYI to your last point, there is no discussion post filtering, the filter defines who gets the membership card, its formulaic no discretion. Kind regards. Caroline Kitidis Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor w York NY 1 1 -0004 Peknio-1,:irr Pedro-volt From: Diego Galan Sent: Monday, January 12, 2015 6:05 PM To: Mathew Negus Cc: Chip Packard; Haig Ariyan; Caroline Kitidis Subject: FW: QuintescAntially Platinum - coming soon. Your support required. [C] Classification: Confidants' Hi Mat, We had a kick-off call on the Quintessentially Platinum program this morning (see attached presentation). We need to nominate US clients for this program (total of 100 clients globally will be selected); in the US the clients should meet the criteria below (see page 18 of the attached document): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122645 CONFIDENTIAL SDNY_GM_00268829 EFTA01460924