EFTA Document EFTA01460969

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue JOCKEY CLUB 1 0% 50,570,079 0% 20,017 0% BARAD FAMILY 0% 50.569,543 0% 69,494 0% WILSON FAMILY 0% 50,059,554 0% 66,565 0% WOESTEMEYER RON 0% 49,961,304 0% 7,515 0% NAGEL JACK 0% 49,260,577 0% 165,809 0% WINKLEVOSS 0% 49,197,655 0% 161,190 0% HAMLIN CAPITAL 0% 48,799,189 0% 270,808 0% KIRK DON 0% 48,458,757 0% 30,400 0% METHANOL HOLDINGS T 0% 47,637,505 0% 40,218 0% MURRAY ALLEN E 0% 47,390,728 0% 55,368 0% ROSENBERG MICHAEL M 0% 47,267,384 0% 2,259 0% LIU DAVID 0% 46,820,421 0% 20,018 0% NANCY EMERSON 0% 46,776,609 0% 55,468 0% BRENT D 0% 46,669,374 0% 35,441 0% PRIMM GARY 0% 46,245,620 0% 95,252 0% THE KENSICO CEMETAR 0% 45,841,906 0% 40,360 0% RESNICK SCOTT 0% 45.016,474 0% 137,103 0% AVG HOLDINGS 0% 44,755,595 0% 55,154 0% O'CONN FAMILY 0% 44,200,444 0% 58,113 0% UNITY 0% 43,493,491 0% (14,466) 0% GRASSIE FAMILY 0% 43,465,142 0% 111,496 0% ARGENT LOANS 0% 43,425,024 0% 52,720 0% LOCKHART JM 0% 43,205.628 0% 14.184 0% ASIEL/LEHMAN 0% 43,180,192 0% 84,033 0% LYNCH BILL 0% 43,119,509 0% 40,078 0% LAUDER RONALD 0% 42,647,059 0% 104,014 0% KAZILIONIS PAUL 0% 42,626,561 0% 197,580 0% BENVENUTI JOSEPH 0% 42,304,503 0% 79,798 0% DEBALMANN YVES 0% 42,182,529 0% 53,404 0% EDWARDS JAMES 0% 42,082,512 0% 12,705 0% FREDERICK HOSPITAL 0% 42,082,303 0% 12,903 0% MARINE MECHANICAL 0% 41,935,911 0% 24,108 0% ZAMBETTI/ZINMAN 0% 41,397,210 0% 102,685 0% PASLEY MAX 0% 41,144,680 0% 14,946 0% KARLIN ASSET MANAGE 0% 40,986,204 0% 20,678 0% PRIORITY SIGN 0% 40,653,700 0% (3,808) 0% MERUELO ALEX 0% 40,339,650 0% 247,768 0% VON TOBEL PAUL 0% 39,472,126 0% 45,549 0% WEIST/WILEY/KARL 0% 39,280,918 0% 27,524 0% ALWORTH MARSHALL W 0% 38,759,202 0% 47,311 0% BATO DORIS Z 0% 38,757,069 0% 5,678 0% KELLNER 0% 38,516,659 0% 72,566 0% LOTMAN JEFF 0% 38,423,414 0% 80,182 0% PETROCELLI ATTILIO 0% 38,317,549 0% 56,924 0% ROCKPOINT GROUP LLC 0% 38,164,000 0% 228,350 0% CHARTOUNI NABIL 0% 37.615,178 0% (9,653) 0% FEARONS GEORGE H 0% 37,510,234 0% 23,044 0% SOBEL PETER 0% 36,801,511 0% 87,063 0% LYNELLE KIRBY 0% 36,386,628 0% 3,788 0% MULLIN PETER W 0% 35,923,232 0% 75,764 0% CHASE IRWIN 0% 35,874,626 0% 51,976 0% TORINO BRETT 0% 35,027.158 0% 99.711 0% BATTIN WILLIAM F 0% 34,478,694 0% 47,974 0% GIBSON ROBERT C 0% 34,470,428 0% 14,385 0% 4/57 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0122735 CONFIDENTIAL SDNY_GM_00268919 EFTA01460969