EFTA Document EFTA01460973

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue REPLIGEN CORP 1 0% 15,328,462 0% 9,259 0% RENAISSANCE TECHNOL 1 0% 15.305,081 0% 52,285 0% DAVIDOWITZ HOWARD L 1 0% 15,167,421 0% 15,282 0% SHAPIRO THOMAS 1 0% 15,077,925 0% 67,632 0% RIGUARDI FAMILY 1 0% 15,077,341 0% 3 0% CINQUE DENISE 1 0% 15,055,553 0% 25,894 0% SUNDERLAND CHARLES 1 0% 14,917,710 0% 23,308 0% GANEK DAVID 1 0% 14,898,679 0% 38,750 0% GAPSTOW 1 0% 14,881,979 0% 48,870 0% MANAS JEAN 1 0% 14,836,399 0% 9,396 0% ROWLESNANBRUNT 1 0% 14,616,551 0% 35,065 0% GOLDEN RAYMOND 1 0% 14,537,907 0% 19,069 0% DEUTSCH JEROME 1 0% 14,506,332 0% 21,309 0% DENHAM CAPITAL MANA 1 0% 14,467,709 0% 136,955 0% PATRICIA BUSE RUPPE 1 0% 14,453,399 0% 27,529 0% BURROUGHS 1 0% 14,442,884 0% 12,284 0% SAMUELI 1 0% 14.423,598 0% 27,919 0% FLOHR THOMAS 1 0% 14,344,587 0% 67,115 0% MACBAIN LOUISE 1 0% 14,335,948 0% 70,753 0% CRAWFORD GARY 1 0% 14,309,603 0% 30,878 0% GLICKMAN JOAN A 1 0% 14,301,321 0% 3,448 0% MANN MICHAEL 1 0% 14,267,832 0% 45,123 0% MARTIN GREENBERG 1 0% 14,197,778 0% 14,066 0% WOLFENSOHN 1 0% 14,157,000 0% (932) 0% CORR THOMAS 1 0% 14,122,807 0% 6,901 0% FORRESTER ANDREW H 1 0% 14,119,894 0% 15,073 0% BERN MARC J 1 0% 14,094,940 0% 31,441 0% COHRS MICHAEL 1 0% 14,070,033 0% 29,088 0% LOWE ROBERT H 1 0% 14,052,444 0% 69,313 0% GOODHART H LEHMAN 1 0% 14,044,185 0% 34,874 0% SCHWARTZ ERIC 1 0% 13,849,894 0% 29,702 0% BERGQUIST GC 1 0% 13,812,946 0% 35,484 0% MARKHAM TROY 1 0% 13,787,500 0% 3,197 0% HEIDT JOHN M 1 0% 13,699,465 0% 25,602 0% BAKER DAVID 1 0% 13,689,710 0% 1,530 0% COUCH RICHARD 1 0% 13,600,268 0% 28,768 0% GRUETERICH ROLF 1 0% 13,571,496 0% 217 0% JORDAN VERNON E 1 0% 13,530,008 0% 20,428 0% TAYLOR HERBERT 1 0% 13,470,833 0% 22,697 0% GIRL SCOUTS OF EAST 1 0% 13,409,291 0% 22,490 0% PORTER EJ 1 0% 13,345,753 0% 25,837 0% MUNDKUR CHRISTINE A 1 0% 13,258,846 0% 24,172 0% HESTER WILLIAM V 1 0% 13,143,929 0% 9,808 0% LICHTIG SCOTT 1 0% 13,116,819 0% 9,719 0% BENDHEIM JOHN M 1 0% 13,110,951 0% 10,978 0% FACTOR DEAN 1 0% 13.056,485 0% 60,377 0% JULIANA B MARRIOTT 1 0% 13,008,239 0% 8,561 0% COHEN DANIEL G 1 0% 13,000,000 0% 27,722 0% FAHAD AL-FAISAL KHA 1 0% 13,000,000 0% 72,410 0% SHAW JAY 1 0% 12,976,792 0% 47,467 0% TONY PATINO FELLOWS 1 0% 12,948,903 0% 2,965 0% GOLDSTEIN WAYNE 1 0% 12,939.789 0% 14.095 0% KNIGHT THOMAS & KAT 1 0% 12,934,376 0% 15,000 0% HEBERT 1 0% 12,915,099 0% 10,095 0% 8/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122739 CONFIDENTIAL SDNY_GM_00268923 EFTA01460973