EFTA Document EFTA01460980

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue OGDEN KAREN 1 0% 3,011,667 0% 6,872 0% VANCE MARTHA MM 1 0% 3.003,613 0% 10,124 0% JOHNSON CONSTRUCTIO 1 0% 3,000,174 0% 7,775 0% DAVEY FAMILY 1 0% 3,000,002 0% 3,535 0% PASCUCCI HOPE 1 0% 3,000,000 0% 17,647 0% COBLENZ CRAIG 1 0% 3,000,000 0% 15,772 0% SHOSHAN JOSH 1 0% 2,998,730 0% 3,216 0% JONATHAN SANDELMAN 1 0% 2,997,354 0% 4,639 0% BOHRER LS 1 0% 2,988,930 0% 9,979 0% SABIN GARY 1 0% 2,983,742 0% 9,102 0% STRUGAR JOHN 1 0% 2,981,202 0% 17,090 0% GAGE MARGARET M 1 0% 2,979,822 0% 4,918 0% KUBA SHAUL 1 0% 2,970,788 0% 10,844 0% BRYAN HELEN B 1 0% 2,961,901 0% 7,183 0% SARAH VON MALTZAHN 1 0% 2,945,454 0% 14,568 0% VLADIMIRSCHI/MAINSO 1 0% 2,943,073 0% 7,714 0% PRIGENT ROGER 1 0% 2.939.540 0% 149 0% ESPINOZA ALEX 1 0% 2,936,620 0% 326 0% GANNON JOHN TIMOTHY 1 0% 2,924,161 0% 3,866 0% SWAIN FLORENCE T 1 0% 2,907,844 0% 442 0% FERER REALTIONSHIP 1 0% 2,907,000 0% 17,951 0% PERLMAN GREG 1 0% 2,906,138 0% 16,697 0% BLOUGH ALB 1 0% 2,896,600 0% 5.109 0% PORTER TERRY 1 0% 2,895,501 0% 13,050 0% ESSLINGER FAMILY 1 0% 2,885,531 0% 1 0% ANDREWS VIRGINIA P 1 0% 2,884,350 0% 9,324 0% BEER LIVING TRUST 1 0% 2,882,975 0% 5,102 0% DURAN CHRIS 1 0% 2,880,602 0% 8,081 0% OBERNIER ROB 1 0% 2,880,000 0% 3,932 0% TAVLARIOS JOHN 1 0% 2,866,578 0% 10 0% ACHELIS HB 1 0% 2,862,322 0% 8,663 0% ROTHBARD MICHAEL 1 0% 2,861,658 0% 4,688 0% UNTERMYER ALVIN 1 0% 2,853,336 0% 9,798 0% JOHN COOPER AND LIN 1 0% 2,850,000 0% 17,656 0% MATIS STEPHEN M 1 0% 2,848,669 0% 6,970 0% PLOOG DAVID 1 0% 2,844,899 0% 16,070 0% GRAUBARD MILLER 1 0% 2,836,662 0% 16,307 0% ELLIOTT SHIRLEY 1 0% 2,830,171 0% 6,287 0% RIGHTER EMELYN L 1 0% 2,823,686 0% 9,741 0% NELSON MART 1 0% 2,823,400 0% 5,523 0% BUCHANAN TAD 1 0% 2,812,682 0% 7,758 0% WANG SHU FANG 1 0% 2,804,088 0% 6,313 0% MAY ALEXANDER 1 0% 2,800,000 0% 16,471 0% BUCHMAN STEPHEN L 1 0% 2,791,987 0% 591 0% POMRENZE JAY L 1 0% 2,789,934 0% 5,239 0% JONES PAUL II 1 0% 2.786,324 0% 4,719 0% YANDELL IV LUNSFORD 1 0% 2,777,861 0% 9,535 0% RAJU RAVI 1 0% 2,767,956 0% 13,450 0% THE TIMOTHY R BROWN 1 0% 2,765,419 0% 14,764 0% MILES DOUGLAS E 1 0% 2,765,200 0% 7,024 0% MCCONNELL 1 0% 2,758,458 0% 301 0% STEELE PHILIP 1 0% 2,756.393 0% 17.079 0% SWALES TOM 1 0% 2,745,000 0% 3,299 0% JOHANESON CLOVER B 1 0% 2,736,738 0% 679 0% 21/57 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0122752 CONFIDENTIAL SDNY_GM_00268936 EFTA01460980