EFTA Document EFTA01460985

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue DAVID & RHONDA BROD 1 0% 1,729,419 0% 1,693 0% MIKKELSEN M 1 0% 1,721,118 0% 82 0% LEON GOLDFLUSS 1 0% 1,715,173 0% 11 0% STELTER FAMILY 1 0% 1,714,250 0% 9,013 0% SCHWAMM JAY M 1 0% 1,710,008 0% 220 0% FRIEDBERG RICH 1 0% 1,709,250 0% 3,063 0% HOTEL ASSOC OF NYC 1 0% 1,705,362 0% 6,203 0% WESTPHAL GRAHAM 1 0% 1,703,191 0% 9,122 0% PETER EDWARDS & CHR 1 0% 1,702,148 0% 7,912 0% BROWN BENJAMIN 1 0% 1,700,383 0% 5,145 0% VOLUTZA ERIN NICOLE 1 0% 1,697,339 0% 6,178 0% KOCHENTHAL IRMA K 1 0% 1,693,677 0% 6,123 0% RAETZ DOUG 1 0% 1,690,517 0% 6,349 0% SCHWEITER LOGAN D 1 0% 1,689,183 0% 4,565 0% ALTCHEK DAVID MD 1 0% 1,686,572 0% 1,847 0% KLEINMAN FAMILY 1 0% 1,684,545 0% 3,545 0% TOMLINSON EVERETT T 1 0% 1,681,368 0% 6,319 0% WOOLLEY H HALE 1 0% 1,672,297 0% 102 0% BASSETT THOMAS A 1 0% 1,672,130 0% 5,864 0% REINHARDT RC 1 0% 1,666,373 0% 4,480 0% LIFSCHITZ MARVIN M 1 0% 1,665,331 0% 549 0% KIRSCHENBAUM JOEL 1 0% 1,663,643 0% 4,072 0% PARAUDA JOSEPH 1 0% 1,662,736 0% 4,105 0% INTRATER BRANDON 1 0% 1,658,018 0% 3,144 0% LITTON KENNETH 1 0% 1,649,982 0% 7,644 0% CHRIS MOORE 1 0% 1,649,271 0% 1,195 0% ROTHMAN HOWARD M 1 0% 1,639,745 0% 9,133 0% ROTHSCHILD RICHARD 1 0% 1,633,195 0% 4,614 0% LACKS GEORGE W 1 0% 1,628,975 0% 5,952 0% ANDERLE DAVID A 1 0% 1,625,000 0% 9,559 0% FRANK J JULES 1 0% 1,622,574 0% 6,290 0% DEAN ROB 1 0% 1,617,000 0% 4,090 0% STATLER ELIZABETH T 1 0% 1,613,092 0% 5,881 0% TORTO FAMILY 1 0% 1,611,497 0% 5,108 0% HALL SHAEIF 1 0% 1,601,069 0% 6,177 0% TAVEY LIVING TRUST 1 0% 1,594,000 0% 8,879 0% CONNOR JOA 1 0% 1,593,285 0% 1,132 0% EAL INVESTMENTS LTD 1 0% 1,593,078 0% 4,046 0% RUSSELL W HENRY 1 0% 1,591,448 0% 5,700 0% FOSDICK EMILY B 1 0% 1,587,479 0% 101 0% PARSKY R&G 1 0% 1,582,118 0% 3,421 0% STANTON SUS 1 0% 1,582,029 0% 4,073 0% Drew Dennis 1 0% 1,580,000 0% 3,878 0% TAYLOR WILLIAM T 1 0% 1,579,498 0% 4,350 0% MAHDI SALMAN 1 0% 1,578,562 0% 8,003 0% PITTSEY MARK 1 0% 1,577,872 0% 8,789 0% PATEL BHAVIK 1 0% 1,574,997 0% 3,102 0% EVANS JAMES 1 0% 1,570,248 0% 216 0% CARROLL NANCY 1 0% 1,568,725 0% 3,778 0% HEMMINGER RALPH W 1 0% 1,565,421 0% 104 0% HEINE ROSETTA D 1 0% 1,565,076 0% 5,706 0% CHIPRUT DANIEL 1 0% 1,565,000 0% 9,206 0% ROSTAGNO TRUST 1 0% 1,556,124 0% 2,211 0% CUNNINGHAM DARYL 1 0% 1,555,273 0% 5,756 0% 27/57 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0122758 CONFIDENTIAL SDNY_GM_00268942 EFTA01460985