EFTA Document EFTA01461001

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue KENNETH LEVY 1 0% 1 0% 0 0% MEEK PRISCILLA M 1 0% 1 0% 0 0% NA 280 9% (2) 0% 6,598,812 7% ATM 1 0% 1 0% 0 0% NOOK 1 0% 1 0% 531 0% GALLAGHER ENTERPRIS 1 0% 1 0% 0 0% AZMUDEH MANUCHER 1 0% 1 0% 0 0% JACOBS INES 1 0% 1 0% 0 0% MORELAND JOYCE 1 0% 1 0% 2 0% ROGEL RICHARD 1 0% 0 0% 3,724 0% HALBERTSMAN JOHANNE 1 0% 0 0% 0% KOESTLER THOMAS P 1 0% 0 0% 0 0% ADRIEN POULIOT FAMI 1 0% 0 0% 253 0% TREANOR HARVEY 1 0% 0 0% 1 0% ELYSIUM MANAGEMENT 1 0% 0 0% 0 0% GINSBURG SUSAN 1 0% 0 0% 0 0% MURPHY NICOLE 1 0% 0 0% 0 0% JRS INV 1 0% 0 0% 2,606 0% KESSELMAN J&E 1 0% 0 0% 0 0% OSBORNE JANE 1 0% 0 0% 0% MANFRA FLORENCE R 1 0% 0 0% 0 0% MILLERJWILKEY TRUST 1 0% 0 0% 71 0% HACHE RAMON MANUEL 1 0% 0 0% 0 0% POMERANCE LAURENCE 1 0% 0 0% 271 0% DUNSEITH JAMES 1 0% 0 0% 0 0% JULIE E VAN NOSTRAN 1 0% 0 0% 0 0% GOLDMAN RICHARD A 1 0% 0 0% 0 0% CRESTVIEW PARTNERS 1 0% 0 0% 0% MONTAUK ENERGY CAP 1 0% 0 0% 0% GRINDSTAFF DOT 1 0% 0 0% 9 0% PEARLMAN STEPHEN 1 0% 0 0% 0% HOLTMAN JEFFREY 1 0% 0 0% 0% SURESKY A&M 1 0% 0 0% 0 0% PENSON ANDREW 1 0% 0 0% 0% OMAR HAZEM M 1 0% 0 0% 0% LYNMARK DEVELOP 1 0% 0 0% 0% HONG CORRY 1 0% 0 0% 0% CLARK KEV 1 0% 0 0% 0% HUTCHINS GLENN 1 0% 0 0% 0% BRENT JAMES 1 0% 0 0% 0% SIMON PAUL 1 0% 0 0% 0% ROBINSON SILVERMAN 1 0% 0% 1,107 0% MYCFO 1 0% 0% 2,727 0% MAPLETON ASSOCIATES 1 0% 0% 504 0% DENT MARTIN 1 0% 0% 362 0% DELFINO MICHAEL 1 0% 0% 3,382 0% DEUTSCHE BANK AG - 1 0% 0% 1 0% CULLMAN JOSEPH F 1 0% 0% 4,265 0% DEXIA GROUP 1 0% 0% 1,531 0% MIRZA MUZZAFAR 1 0% 0% 4 0% DISCERENE 1 0% 0% 52,106 0% DAVIS MAR 1 0% 0% 6 0% DOMMERICH ALEX 1 0% 0% 2,165 0% COHEN FASHION OPTIC 1 0% 0% 32 0% 53/57 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0122784 CONFIDENTIAL SDNY_GM_00268968 EFTA01461001