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EFTA Document EFTA01461815
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efta-efta01461815DOJ Data Set 10Correspondence

EFTA Document EFTA01461815

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith Sent: 6/25/2014 10:12:28 AM To: [email protected] CC: Paul Morris [ii; Nay Gupta ( I; Vahe Stepanian Subject: Trade Report 6/25/14 ICI Attachments: pic27775.gif; pic14137.gif Classification: Confidential Jeffrey - Today you executed the following: B 250k Bank of New York (BK) at 536.2556 Best, Tazia (Embedded image moved to file: pic27775.gif) Tazia Smith Director I Key Client Partners - us D8 Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1(646)257-3131 mobile +1 (917)327-4107 Email [email protected] (Embedded image moved to file: pic14137.gif) From: "jeffrey E." <[email protected], To: Tazia Smith/db/dbcom@DBAMERICAS, Date: 06/25/2014 09:47 AM subject: buy 250,000 shares of bank of new york please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 124070 CONFIDENTIAL SDNY_GM_00270254 EFTA01461815

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FaxFax +1(646)257-3131
Phone+1 (917)327-4107
Phone+1(212)454-2889
Phone+1(646)257-3131
Phone536.2556

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01455694

e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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EFTA Document EFTA01452764

From: Paul Morris Sent: 2/28/2014 6:07:56 AM To: Tazia Smith CC: Vahe Stepanian Subject: Re: follow-up call [C] ; Paul Morris ; Vinit Sahni [ ; Nay Gupta Classification: Confidential No, vinit are u available this morning? Original Message From: Tazia Smith Sent: 02/27/2014 10:57 PM EST To: Paul Morris Cc: Vahe Stepanian; Vinit Sahni ; Nay Gupta Subject: Re: follow-up call [C] Classification: Confidential Is this call confirmed? Tazia Smith Director Key Client Partne

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01467534

Deutsche Bank Group Valuation Statement Request 182298 05 Mar 2014 SOUTHERN FINANCIAL, LLC As of 05 Mar 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Harrybeller Gmail (Email) Richard Kahn12 (Email) ,Vahe Stepanian (Email) ,Joseph Cothron (Email) ,Amanda Kirb (Email) ,Paul Morris (Email) Pinedo (Email) ,Gedeon Tazia Fx

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01454349

Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01455942

Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email [email protected] (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <[email protected]>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01350775

Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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