EFTA Document EFTA01462898

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DOJ Data Set 10

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Subject: SFLLC Securities Received C From: Vahe Stepanian Date: Fri 06 Dec 2013 13:46:39 -0500 To: Cc: Paul Morris < Amanda Kirb < >, Classification: Confidential Harry, Three additional positions received yesterday afternoon into SFLLC: 2,000,000 SG STRUCTURED PRODS INC COMMODITY LKD MKT PLUS PROTECTED NOTES 0.000% 08/05/14 B/ E DTD 07/30/13 N/C 1,000,000 JPMORGAN CHASE & CO MEDIUM TERM NTS CAPPED CONTINGENT BUFFERED EQUITY NTS 0.000% 10/16/14 B/E DTD 09/27/13 N/C 2,000,000 HSBC USA INC MEDIUM TERM NTS BUFFERED NOTES LKD TO EURO STOXX 50 0.000% 08/29/14 B/E DTD 05/30/13 N/C Please let me know if you have any questions. Thank you, Vahe (Embedded image moved to file: pic16047.gif) Vahe Stepanian Associate I Wealth Investment Coverage EFTA01462898 EFTA01462899

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