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efta-efta01466090DOJ Data Set 10Correspondence

EFTA Document EFTA01466090

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DOJ Data Set 10
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efta-efta01466090
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EFTA Disclosure
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Subject: [I] From: Tazia Smith < Date: Mon, 23 Dec 2013 20:39:25 -0500 To: Paul Morris > Classification: For internal use only Paul - For Jeffrey First Republic 7% preferred (FRC E Pfd), currently -$25.25 - Recent issue, 10/28/13 - Callable 2018 at par ($25) - Currently -$25.25, 6.9% yield - FRC equity at fair value given outstanding growth since re-IPOing, top-pick over 3yr time horizon - M&A upside possible (priced in) Consider working with a limit of $25.20 (thin trader), up to $1mm in Southern Trust. (See attached file: FRC Oct 2013.pdf) (Embedded image moved to file: pic04654.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor (Embedded image moved to file: pic30909.gif) EFTA01466090

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