EFTA Document EFTA01467955

Subject: USDJPY 101 strike tri le no-touch & USDJPY 102.5 vanilla - updates (C) From: Tazia Smith < Date: Tue, 18 Mar 2014 09:36:17 -0400 To: jeevacationegmail.com Cc: Vinit Sahni < >, Nav Gupta Paul Morris < >, Classification: Confidential Jeffrey - Your USDJPY zero-cost 101 strike triple no-touch is up $4,507 mark-to-market. Matures in 8 mos, 11/20. Your USDJPY 102.5 strike call is down $76,687 mark to market. Matures in 1.5mos, 5/1. Initial details on both below. (Embedded image moved to file: pic07145.gif) Used with permission of Bloomberg Finance LP Mark to market source: DB Valuation Statement, 3/17/14 Forwarded by Tazia Smith/db/dbcom on 03/18/2014 09:29 AM From: To: Cc: EMEA Tazia Smith/db/dbcom jeevacationegmail.com, Date: 01/31/2014 01:33 PM , Paul Morris, Vinit Sahni/db/dbcom8DBEMEA, Nav Gupta/db/dbcom9DB Subject: Trade Report 1/31/14 - 3mo short yen (C] Classification: Confidential Jeffrey - Today you executed the following slightly near-the-money, 3mo USDJPY vanilla call for 1.94 (pulled the strike in from the 102.75 level shown to 102.50 since spot has come in since prior indicative level). Counterparty SOFL TradeType EUR BuySell Client Buys Currencyl USD CP Call Notionall 10,000,000 Currency2 JPY EFTA01467955 Notional2 -1,025,000,000 Strike 102.50 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 01 May 2014 SettlementDat Wed 07 May 2014 e FixingReferen SPOT ce Premium 190,000 Premiumierms USD PremiumDate Tue 04 February 2014 From: Tazia Smith/db/dbcom To: jeevacation9gmail.com, Cc: , Paul Morris, Vahe Stepanian/db/dbcom9DBAmericas Date: 11/21/2013 10:23 AM Subject: Trade Report 11/21/13 (USDcJPYp Zero Cost Triple One Touch) [CI Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySell Client Buys Currencyl USD CP Call Notionall 1,000,000 Currency2 JPY Notional2 -101,000,000 Strike 101.00 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDat Tue 25 November 2014 EFTA01467956 FixingReferen SPOT ce Premium 44,800 Premiumierms USD PremiumDate Mon 25 November 2013 TradeType OT BuySell Client Sells Currencyl USD Notionall -21,000 Currency2 JPY ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDat Tue 25 November 2014 e Barrier 99 BarrierDirect Lower ion FixingReferen SPOT ce Premium 16,500 Premiumierms USD PremiumDate Mon 25 November 2013 BuySell Client Sells Currencyl USD Notionall -21,000 Currency2 JPY ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDat Tue 25 November 2014 e Barrier 98 BarrierDirect Lower ion FixingReferen SPOT ce Premium 15,000 Premiumierms USD EFTA01467957 PremiumDate Mon 25 November 2013 TradeType OT BuySell Client Sells Currencyl USD Notionall -21,000 Currency2 JPY ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDat Tue 25 November 2014 e Barrier 97 BarrierDirect Lower ion FixingReferen SPOT ce Premium 13,300 PremiumTerms USD PremiumDate Mon 25 November 2013 (Embedded image moved to file: pic18470.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc agement (Embedded image moved to file: pic28017.gif) EFTA01467958