EFTA Document EFTA01468892

Subject: Re: Fw: Inquiry regarding Acct# SOUTHERN TRUST COMPANY, INC. - Case (Il From: Amanda Kirby Date: Thu, 22 May 2014 14:08:53 -0400 To: Paul Morris < > Classification: For internal use only Will do. I looked back at the wire and I can't find the answer to either question Kind regards, Amanda Kirby (Embedded image moved to file: pic00184.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 Fax +1 Email (Embedded image moved to file: pic21844.gif) Securities offered through Deutsche Bank Securities Inc. From: Paul Morris/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Date: 05/22/2014 02:07 PM Subject: Fw: Inquiry regarding Acct# SOUTHERN TRUST COMPANY, INC. - Case Classification: For internal use only ask darren or rich next time you speak with them the two questions, look like something for boat/car?? he has a large boat, Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: Forwarded by Paul Morris/db/dbcom on 05/22/2014 02:06 PM From: AMLCompliance Inquiries/db/dbcom To: Paul Morris/db/dbcom@DBAMERICAS, Amanda Kirby/db/dbcom@DBAMERICAS, EFTA01468892 Cc: Yang-A Chen/db/dbcom@DBAMERICAS, AMLCompliance Inquiries/db/dbcom@DBAmericas Date: 05/21/2014 12:09 PM Subject: Inquiry regarding Acct4 SOUTHERN TRUST COMPANY, INC. - Case Classification: For internal use only Hello, As a part of the PWM anti-money laundering monitoring program, the PRIME system is used to automatically identify transactions that meet certain high risk transaction patterns. When transactions occur which mimic those patterns, the activity must be researched to confirm that it is legitimate. In a small percentage of these cases, Compliance must contact the Wealth Advisor for additional information about the transaction(s) in order to conclude the research process. Your response is required for the Bank to comply with federal guidelines for concluding the research of these matters in a timely fashion. Your complete response must be received within 7 business days. To the best of your ability, please provide details regarding the item(s) below: 130,000.00 3/10/2014 sent 1 payment BANCO POPULAR A /C 595201088 TERRENCE RABSATT 1/ Please provide the relationship between Mr. Rabsatt and Mr. Epstein. 2/ Please provide the payment purpose. thank you in advance for your prompt attention to this matter. Regards, Yang Chen (Embedded image moved to file: pic18178.gif) Yang Chen Deutsche Bank Trust Company Americas Private Wealth Management - AML 60 Wall Street, 10005-2836 New York, NY, USA Tel. Email (Embedded image moved to file: pic05093.gif) EFTA01468893