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efta-efta01469535DOJ Data Set 10Correspondence

EFTA Document EFTA01469535

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DOJ Data Set 10
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efta-efta01469535
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EFTA Disclosure
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Subject: Re: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for US D 140,000.00 [I] From: Vahe Stepanian Date: Mon, 07 Jul 2014 13:29:28 -0400 To: Paul Morris < Cc: Amanda Kirby Classification: For internal use only Hi Paul - Yes, I'll be back to you. Thank you, Vahe (Embedded image moved to file: pic27846.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset a Wealth Management 345 Park Avenue - 26th Floor New York NY 10154-0004 Tel. Fax Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. (Embedded image moved to file: pic02032.gif) From: Paul Morris/db/ To: Vahe Stepanian/db/ Cc: Amanda Kirby/db/ Date: 07/07/2014 01:24 PM Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for U SD 140,000.00 [I] Classification: For internal use only can u look into this, thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 EFTA01469535 Cell Cell: Forwarded by Paul Morris/db/ on 07/07/2014 01:23 PM From: To: Paul MorriS/db/ Tazia Smith/db/ Date: 07/07/2014 11:53 AM Amanda Kirby/db/ Kevin Ouinn/db/IIII CRM-PWM Derivatives/db/ Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 1 40,000.00 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 140,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments 60979065 (attachment "Call SOUTHERN FINANCIAL, LLC (8032932)_413614_20140707114126546.pdf" deleted by Vahe Stepanian/db/ (attachment "ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_20140707114126201.xls" deleted by Vahe Stepanian/db/ EFTA01469536

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