EFTA Document EFTA01469883

Subject: RE: Southern Financial revenues [I] From: Paul Morris ‹ > Date: Thu, 31 Jul 2014 15:08:31 -0400 To: Mathew Negus Cc: Tazia Smith Classification: For internal use only thx Matt Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: Mathew Negus/db/- dbcom@DBCOEX To: Paul Morris/db/dbcom@DBAMERICAS, Tazia Smith/db/- dbcom@DBAMERICAS, Date: AM Subject: [I] 07/31/2014 08:41 RE: Southern Financial revenues Classification: For internal use only I'll check tactfully with salesreportng to confirm what RCs are booked in the system. EFTA01469883 If only 2.5k booked to Matt then, we'll need to speak to him directly (WM reports in line with what is recorded and booked to the sales force) or go to trading and get conf on email that RC's should have been 'X' Kind regards, (Embedded image moved to file: pic24253.gif) https://brandportal.intranet.db.com/img/modules/DAWM_logo_metallic_46x46.gif Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. + Mobile Email From: Paul Morris Sent: Wednesday, July 30, 2014 11:05 AM To: Tazia Smith Cc: Mathew Negus Subject: Re: Southern Financial revenues [I] Classification: For internal use only pls be tactful Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: EFTA01469884 (Embedded image moved to file: pic12423.gif)Inactive hide details for Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use only Mat - Apparently Matt iTazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil a (Embedded (Embedded image moved to file: pic09941.jpg) image moved to cid:[email protected] 0D78C280 file: Tazia Smith/db/- dbcom@DBAMERICAS pic11927.jpg) cid:image004.p [email protected] OD 78C280 From: (Embedded (Embedded image moved to file: pic07479.jpg) image moved to cid:[email protected] 0D78C280 file: Paul Morris/db/dbcom@DBAMERICAS@DBCOEX, [email protected], pic16577.jpg) cid:image004.p [email protected] OD 78C280 To: (Embedded pic13813.jpg) image moved to 0D78C280 file: AM (Embedded image moved to file: cid:[email protected] 07/30/2014 11:02 EFTA01469885 pic12948.jpg) cid:image004.p [email protected] OD 78C280 Date: (Embedded (Embedded image moved to file: pic22218.jpg) image moved to cid:[email protected] 0D78C280 file: Re: Southern Financial revenues [I] pic22104.jpg) cid:image004.p [email protected] OD 78C280 Subject: Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil and copper trades were 10x what they showed us as RCs. Do you want to follow up with Matt or do you want me to? TDS (Embedded image moved to file: pic19728.gif)cid:[email protected] 0D78C280 EFTA01469886 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax + Mobil Email (Embedded image moved to file: pic28188.gif)cid:[email protected] 0D78C280 (Embedded image moved to file: pic32588.gif)Inactive hide details for Paul Morris---07/30/2014 10:41:48 AM---Classification: For internal use only these # you're getting fPaul Morris---07/30/2014 10:41:48 AM---Classification: For internal use only these # you're getting from cb&s look very low??? Paul Morris (Embedded (Embedded image moved to file: pic30142.jpg) image cid:[email protected] OD78C280 moved to Paul Morris/db/- dbcom@DBAMERICAS file: pic12021.j pg) cid:image0 04.png@OlC FAC98.- 0D78 C280 From: (Embedded (Embedded image moved to file: pic22390.jpg) EFTA01469887 image cid:[email protected] OD78C280 moved to Tazia Smith/db/- dbcom@DBAMERICAS@DBCOEX, file: pic25031.j pg) cid:image0 04.png@OlC FAC9B.- 0D78 C280 To: (Embedded (Embedded image moved to file: pic17128.jpg) image cid:[email protected] OD78C280 moved to Amanda Kirby/db/dbcom@DBAMERICAS, [email protected], Vahe file: Stepanian/db/- dbcom@DBAMERICAS pic06202.1 pg) cid:image0 04.png@OlC FAC9B.- 0D78 C280 Cc: (Embedded (Embedded image moved to file: pic08230.jpg) image cid:[email protected] OD78C280 moved to 07/30/2014 10:41 EFTA01469888 AM file: pic17567.j pg) cid:image0 04.png@OlC FAC96.- 0D78 C280 Date: (Embedded (Embedded image moved to file: pic15866.jpg) image cid:[email protected] OD78C280 moved to Re: Southern Financial revenues [I] file: pic31162.j pg) cid:image0 04.png@OlC FAC96.- 0D78 C280 Subject: Classification: For internal use only these # you're getting from cb&s look very low??? EFTA01469889 Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: (Embedded image moved to file: pic32244.gif)Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use only Paul - YTD total and speTazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. (Embedded (Embedded image moved to file: pic30026.jpg) image cid:[email protected] OD78C280 moved to Tazia Smith/db/- dbcom@DBAMERICAS file: pic22725.j Pg) cid:image0 04.png@OlC FAC98.- 0D78 C280 From: (Embedded (Embedded image moved to file: pic16231.jpg) image cid:[email protected] OD78C280 moved to Paul Morris/db/- dbcom@DBAMERICAS@DBCOEX, file: EFTA01469890 pic24900.j pg) cid:image0 04.png@OlC FAC9B.- 0D78 C280 To: (Embedded (Embedded image moved to file: pic21448.jpg) image cid:[email protected] OD78C280 moved to Amanda Kirby/db/dbcom@DBAMERICAS, Vahe file: Stepanian/db/- dbcom@DBAmericas pic19128.j pg) cid:image0 04.png@OlC FAC9B.- 0D78 C280 Cc: (Embedded (Embedded image moved to file: pic29670.jpg) image cid:[email protected] OD78C280 moved to 07/23/2014 04:17 PM file: pic08956.j pg) EFTA01469891 cid:image0 04.png@OlC FAC96.- 0D78 C280 Date: (Embedded (Embedded image moved to file: pic02992.jpg) image cid:[email protected] OD78C280 moved to Re: Southern Financial revenues [I] file: pic03208.j pg) cid:image0 04.png@OlC FAC96.- 0D78 C280 Subject: Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. (Embedded image moved to file: pic12674.gif)cid:[email protected] EFTA01469892 0D78C280 (Embedded image moved to file: pic06878.gif)cid:[email protected] 0D78C280 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Fax + Mobil Email (Embedded image moved to file: pic16448.gif)cid:[email protected] 0D78C280 (Embedded image moved to file: pic05610.gif)Inactive hide details for Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into commodities trades we have done (oil, (Embedded (Embedded image moved to file: pic25515.jpg) image moved cid:[email protected] 0D78C280 to file: Paul Morris/db/- dbcom@DBAMERICAS pic17640.jpg cid:image004 .png@O1CFAC9 B.- OD78C280 EFTA01469893 From: (Embedded (Embedded image moved to file: pic01254.jpg) image moved cid:[email protected] 0D78C280 to file: [email protected], pic04375.jpg cid:image004 .png@O1CFAC9 B.- OD78C280 To: (Embedded (Embedded image moved to file: pic07508.jpg) image moved cid:[email protected] 0D78C280 to file: , Vahe Stepanian/db/dbcom, Amanda pic10674.jpg Kirby/db/- dbcom@DBAMERICAS cid:image004 .png@O1CFAC9 B.- OD78C280 Cc: (Embedded (Embedded image moved to file: pic04587.jpg) image moved cid:[email protected] 0D78C280 to file: 07/23/2014 04:01 PM pic13391.jpg EFTA01469894 cid:image004 .png@O1CFAC9 B.- OD78C280 Date: (Embedded (Embedded image moved to file: pic20085.jpg) image moved cid:[email protected] 0D78C280 to file: Southern Financial revenues [I] pic26842.jpg cid:image004 .png@O1CFAC9 B.- OD78C280 Subject: Classification: For internal use only Matt, can you look into commodities trades we have done (oil, copper) and associated revenue, i don't think they are being captured. thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: EFTA01469895 EFTA01469896