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efta-efta01472325DOJ Data Set 10Correspondence

EFTA Document EFTA01472325

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EFTA Disclosure
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Form W-9 Request for Taxpayer (Rev. August 2013) Department of the Treasury Internal Revenue Service Identification Number and Certification Name (as shown on your income tax return) Business name/disregarded entity name, if different from above Check appropriate box for federal tax classification: Individual/sole proprietor Exemptions (see instructions): C Corporation S Corporation Partnership Trust/estate Limited liability company. Enter the tax classification (C=C corporation, S=S corporation, P=partnership) ► Other (see instructions) ► Address (number, street, and apt. or suite no.) City, state, and ZIP code List account number(s) here (optional) Part I Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the "Name" line to avoid backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3. Note. If the account is in more than one name, see the chart on page 4 for guidelines on whose number to enter. Part II Certification Under penalties of perjury, I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below), and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above if you have been EFTA01472325 notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions on page 3. Sign Here Signature of U.S. person ► General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Future developments. The IRS has created a page on IRS.gov for information about Form W-9, at www.irs.gov/w9. Information about any future developments affecting Form W-9 (such as legislation enacted after we release it) will be posted on that page. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, payments made to you in settlement of payment card and third party network transactions, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the Date ► withholding tax on foreign partners' share of effectively connected income, and 4. Certify that FATCA code(s) entered on this form (if any) indicating that you are exempt from the FATCA reporting, is correct. Note. If you are a U.S. person and a requester gives you a form other than Form EFTA01472326 W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person if you are: • An individual who is a U.S. citizen or U.S. resident alien, • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax under section 1446 on any foreign partners' share of effectively connected taxable income from such business. Further, in certain cases where a Form W-9 has not been received, the rules under section 1446 require a partnership to presume that a partner is a foreign person, and pay the section 1446 withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid section 1446 withholding on your share of partnership income. Cat. No. 10231X Form W-9 (Rev. 8-2013) Social security number Employer identification number Exempt payee code (if any) Exemption from FATCA reporting code (if any) Requester's name and address (optional) Give Form to the requester. Do not send to the IRS. Print or type See Specific Instructions on page 2. EFTA01472327 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. [FOR BUSINESS USERS] Business Name Name/Title Signature Date [FOR ALL OTHER USERS] Account Name Name/Title Signature Date DEUTSCHE BANK TRUST COMPANY AMERICAS By Print Name/Title Date By Print Name/Title Date WM145781 23 Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus 010198.080714 714 EFTA01472328 Deutsche Asset & Wealth Management DB Private Wealth Online Plus Account Opening Application Client Information Client/Company Name Online Contact Name Title Address City Phone Number Email address Accounts and Services (please check services for each account) Account Number Balance & Activitiy Reporting Account Book Transfer Bill Pay ACH Wire Transfer Positive Pay (Fees Apply) Reconciliation (Fess Apply) Private Wealth ID: alpha numeric 6-16 char. State Zip Code ACH Daily Limit $ Wire Transfer Daily Limit $ The ACH Daily Limit is the daily aggregate dollar amount of ACH transactions (payments and collections) you may send through Private Wealth Online Plus. The Wire Transfer Daily Limit is the daily aggregate dollar amount of wire transfers you may transmit through Private Wealth Online Plus. Note: By signing below, you acknowledge and agree that Deutsche Bank will make reasonable efforts to adhere to the ACH Daily Limit and Wire Transfer Daily Limit set forth herein, but shall have no obligation to do so. Further, you acknowledge and agree that, in accordance with the terms of the Internet Banking Services Agreement, Deutsche Bank may place (and adjust) daily dollar limits on the amount that may be transferred at any time, and from time to time, for any reason or for no reason. If I have selected to receive Internet Banking Services, I understand that I will be required to enter a separate Internet Banking Services Agreement with EFTA01472329 Deutsche Bank before I can access the Internet Banking Service. Account Holder's Signature Print Name Date For Office Use Only: Primary Officer: Secondary Officer: Prepared by: Date: Approved by Wealth Advisor: Note: Access to DB InSight is the recommended portal to DB Private Wealth Online Date: 13-AWM-0135 009614.042314 EFTA01472330 Not - For - ProfitOrganizationResolution D epositAccount DeutscheBankTrustCompanyAmericas Secretary of [a corporation] [an unincorporated association] duly organized and existing under the laws of , 20 , described herein as "this organization," hereby certify that the following is a true copy of resolutions adopted by the Board of Directors of this organization at a meeting duly held, a quorum being present, on and that such resolutions are now in full force and effect: "RESOLVED, that Deutsche Bank Trust Company Americas, New York, N. Y. (the "Bank"), is designated a depositary of this organization for each account of this organization now or hereafter opened and maintained at the Bank (whether one or more, the "Account"); and "FURTHER RESOLVED, that all drafts, checks and other written instruments or orders for the payment of money drawn (i) against the Account or (ii) to or otherwise made payable to this organization shall be signed or endorsed (for transfer or encashment) by any of officers): (insert number) of the following*: (insert titles but not names ; and "FURTHER RESOLVED, that the Bank is hereby requested, authorized and directed to honor all orders for the payment of money by wire or other electronic means made or issued in this organization's name on the Account: (i) when transmitted and delivered to the Bank by telex, cable, facsimile or other mechanical or electronic transmission; letter or other written communication; or telephonic or other oral communication; and (ii) when separately authorized in writing by any designated in the preceding "RESOLVED" clause and the Bank shall be entitled to honor and charge the Account for all such orders which it believes in good faith to be genuine regardless of by whom or by what means such orders may have been issued. The authorization provided in this clause shall include, without limitation, the right to enter into any agreement(s) with the Bank, from time to time, containing such indemnities in favor of the Bank as it may require and such other provisions in order to effectuate the purpose hereof; and of officer(s) (insert number) EFTA01472331 "FURTHER RESOLVED, that the Bank is authorized to place to the credit of the Account, funds, drafts, checks, credits or other property by whomever delivered or transmitted to the Bank for deposit for account of this organization, endorsed with the name and/or Account number of this organization or other agreedupon symbol or identifying mark by rubber stamp, facsimile, mechanical, manual or other signature (and any such endorsement by whomever affixed shall be the endorsement of this organization), or otherwise endorsed, or unendorsed, provided that if any such item shall bear, or be accompanied by, directions (by whomever made) for deposit to a specific Account, then such deposit shall be to the credit of such specific Account; the Bank may at any time refuse any such deposit or credit to the Account and/or may return by mail or otherwise the whole or any part of a deposit to this organization; and "FURTHER RESOLVED, that the Bank is hereby directed to accept, and/or apply any draft, check or other instrument or order for the payment of money, or any proceeds thereof, including any order for the transfer thereof by wire or other electronic means, drawn, made or issued on such Account or drawn to or otherwise made payable to this organization (each such payment order herein an "Order") when signed or endorsed, made or issued as required by these resolutions without limit as to amount, without inquiry and without regard to the disposition of any such item or any proceeds thereof, and the Bank shall not be liable in connection therewith notwithstanding that such Order: (i) may be payable or endorsed to the order of a person whose signature appears thereon or who otherwise made or issued such Order or of any other officer(s) or agent(s) of this organization, or (ii) or any proceeds thereof may be used or disposed of for the personal credit or account of any such person (s), officer(s) or agent(s) with the Bank or otherwise or in payment of the individual obligation of any such person(s), officer (s) or agent(s) to the Bank or otherwise, or (iii) may cause or increase an overdraft on the Account; and "FURTHER RESOLVED, that the Account and all transactions related thereto, the authorities, specifications, agreements and services herein provided shall also be subject to all other agreements, rules, regulations and conditions set forth in any signature card, deposit ticket, passbook, instrument, receipt, statement of Account and all state and federal laws, rules and regulations applicable to the subject matter hereof." I further certify that this organization is operated primarily for religious, philanthropic, charitable, educational, fraternal or other similar purposes and is not operated for profit. I further certify that the following persons hold in this organization the positions indicated below: Name Title 70444 (7/04) 50/PAD ABC 11/01 EFTA01472332 EFTA01472333 (Complete only if doing business under assumed name; otherwise disregard.) I further certify that this organization is (1) doing business under the name of (Assumed Name) as shown by the annexed Certificate of the Secretary of State; (2) the sole owner of the above assumed name; and (3) will be the owner of each check, draft or other item drawn or made payable to said assumed name and deposited to the credit of the Account. IN WITNESS WHEREOF, I have hereunto subscribed my signature and affixed the seal of this organization this day of , 20 [SEAL] * If two signatures are desired, with one signature from each of two groups, strike out the underlined words and insert "by one from each of the following two groups, respectively;" then list the groups separately. If two signatures are desired, but as a signature and countersignature, with authority limited accordingly, strike out the underlined words and add "and signed and countersigned by one from each of the following two groups, respectively;" then arrange signature and countersignature groups accordingly. * * (Secretary) ** If the Secretary conferred by the above resolutions is authorized to sign alone, the certification of resolutions must be confirmed below by another officer. Confirmed: (Official Title) 70444 (7/04) 50/PAD ABC 11/01 EFTA01472334 Deutsche Asset & Wealth Management Signature Card Deutsche Bank Trust Company Americas Account Holder Title Individual Joint, with Rights of Survivorship Signature Signature Signature Signature Approved Power of Attorney Specimen Signature * For ITF/POD/ATF See Supplemental Terms and Conditions 006678.080913 13-AWM-0359 Account Number ITF/POD/ATF* Joint, Tenants in Common Corporate Partnership Limited Liability Corporation Other: Print Name Print Name Print Name Print Name Date Date of Power of Attorney Number of Signatures Required: EFTA01472335 Deutsche Asset & Wealth Management Signature Card Deutsche Bank Trust Company Americas Account Holder Title Individual Joint, with Rights of Survivorship Signature Signature Signature Signature Approved Power of Attorney Specimen Signature * For ITF/POD/ATF See Supplemental Terms and Conditions 006678.080913 13-AWM-0359 Account Number ITF/POD/ATF* Joint, Tenants in Common Corporate Partnership Limited Liability Corporation Other: Print Name Print Name Print Name Print Name Date Date of Power of Attorney Number of Signatures Required: 66 0789697 Jeffrey Epstein/President Gratitude America, Ltd Jeffrey Epstein Off Off Off Off Off Off Off Off Off Off Off EFTA01472336 Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off 212 971 1314 00802 Not applicable St. Thomas 6100 Red Hook Quarter, B3 1030850 EFTA01472337 Gratitude America, Ltd Darren Indyke NAOSOD00018537-000136083 Jeffrey Epstein Off Off Off Off 1 Off Off Off Off Gratitude America, Ltd EFTA01472338

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