EFTA Document EFTA01472840

2015 01 Business Review April 2015 Paul Morris Stewart Oldfield PROT0 1 Strong start to 2015 should have us on target for projected $3-5mm in revenue. Have met with 30+ unique clients/prospects Private Markets Suntex - Sent to - 15 clients, expect $25mm lead order (Third Lake) Extell - Sent to - 20 clients, 1 is now talking to the sponsor (SK Capital) Astra - Sent to - 15 clients, 1 is now in extensive due diligence, large order (Orix) ABR - Sent to - 15 clients, no interest RESOF - Sent to - 10 clients - in discussions with several clients Weak Q2 pipeline from KCP so far Capital Markets Southern Financial has been active Black account recently opened Substantial work still needs to be done to compete with other banks Not sure that full revenues are being captured by KCP Deposits Expect over $100mm combined from Black, Third Lake and Hillspire Continue to engage client and prospect base in discussions about deposits and CDs Lending Art loan/single stock proposals with Lindemann (expected approval imminent) and Black Strategic lending dialog starting with Dan Snyder (boat loan, stadium financing, rates hedging) Discussing lending platform with all prospects Managed Investments Expecting to start DPM mandate with Dan Snyder for $25mm, growing within a year Q2 investments -- additional focus Structured products - more direct dialog with clients based on SMO's expertise CROCI Blackstone Total Alternatives Other Activities Investment Banking/Asset Management introductions - Structured Credit Sales (3), Risk Factors PROT1 Important information As a New York State-chartered bank, Deutsche Bank Trust Company Americas is required by law, under penalty of sanctions, to ensure that securities held by it as a custodian are segregated on its books and records from the Bank's own assets. In addition, internal control procedures are in place to prevent clients' securities from being commingled with the Bank's own assets. As an additional safeguard, the information systems that record and account for clients' custodied securities are independent from the systems within the Bank which track and control the Bank's proprietary assets. These segregation requirements required by law are intended to protect securities of custody clients against claims of creditors of a bank. In the event that there are cash deposits in a client's custody account, i.e. a money market deposit account, and such deposits are held within the Bank, then those deposits would be entitled to deposit insurance provided by the FDIC, subject to the limitations provided by Federal law. The past performance of securities or other instruments does not necessarily indicate or predict future performance and the value of investments and income arising therefrom can fall as well as rise, the investor may get back less than was invested and no assurance can be given that any portfolio or investment described herein would yield favorable investment results. Any products mentioned herein are not FDIC insured and are not obligations of nor guaranteed by Deutsche Bank AG or its affiliates unless otherwise specified. Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal, tax or accounting advice. This communication was prepared solely in connection with the promotion or marketing, to the extent permitted by applicable law, of the transaction or matter addressed herein, and was not intended or written to be used, and cannot be relied upon, by any taxpayer for the purposes of avoiding any U.S. federal tax penalties. The recipient of this communication should seek advice from an independent tax advisor regarding any tax matters addressed herein based on its particular circumstances. Discretionary Portfolio Management, Banking and Lending services are offered through Deutsche Bank Trust Company Americas, member FDIC. Trust and estate and wealth planning services are provided through Deutsche Bank Trust Company, N.A., Deutsche Bank Trust Company Delaware and Deutsche Bank National Trust Company. "Deutsche Bank" means Deutsche Bank AG and its affiliated companies. Deutsche Asset & Wealth Management represents the asset management and wealth management activities conducted by Deutsche Bank AG or its subsidiaries. Brokerage services are offered through Deutsche Bank Securities Inc., a registered broker-dealer and registered investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC This document may not be reproduced or circulated without our written authority. The manner of circulation and distribution of this document may be restricted by law or regulation in certain countries, including the United States. Persons into whose possession this document may come are required to inform themselves of, and to observe, such restrictions. DB Private Wealth Mortgage Ltd. NMLS#: 2230 ®Deutsche Bank Trust Company Americas NMLS#: 485572 PROT2 DB Private Clients Corp. NMLS#: 171514 0 2014 Deutsche Bank AG. All rights reserved. 018389.111414 2 PROT3 PROT4 DeAWM_3D-logo_black horizont_en Click to edit Master title style Click to edit Master text styles Second level Third level Fourth level Fifth level Deutsche Asset & Wealth Management PROT5 Second level Third level Fourth level Fift level Deutsche Asset PROT6 Deutsche Asset PROT7 Title Slide - one line subtitle Deutsche Asset Click to edit Master subtitle style PROT8 Title Slide - two line subtitle Click to edit Master subtitle style Deutsche Asset PROT9 Agenda 01 PROT10 Agenda 02 \192.168.2.117\daten\Kunden\DWS\ Stammdaten\Vorlagen\2013\DAWM PPT Templates- _FINAL\DAWM_pptx\DE\DAWM_Header_tayout_6.jpg PROT11 Section Divider 01 \192.168.2.117\daten\Kunden\DWS\ Stammdaten\Vorlagen\2013\DAWM PPT Templates- _FINAL\DAWM_pptx\DE\DAWM_Header_tayout_6.jpg Section title in Arial 32pt Section subtitle in Arial 18pt PROT12 Section Divider 02 \192.168.2.117\daten\Kunden\DWS\_Stammdaten\Vorlagen\2013\DAWM_PPT_Templates- _FINAL\DAWM_pptx\DE\DAWM_Header_Layout_6.jpg 01 Section title in Arial 32pt Section subtitle in Arial 18pt PROT13 One Content - content area only Second level Third level Fourth level Fifth level PROT14 One Content - content title and area Second level Third level Fourth level Fifth level PROT15 One Content - content title only PROT16 Two Content - content areas only Second level Third level Fourth level Fifth level Second level Third level Fourth level Fifth level PROT17 Text left / Picture right Second level Third level Fourth level Fifth level Picture PROT18 Picture left / Text right Second level Third level Fourth level Fifth level Picture PROT19 Picture and text left and right Second level Third level Fourth level Fifth level Second level Third level Fourth level Fifth level Picture Picture PROT20 Two Content - content titles and areas Second level Third level Fourth level Fifth level Second level Third level Fourth level Fifth level PROT21 Two Content - content titles only PROT22 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