EFTA Document EFTA01475408

Sheetl GMT SUBGMT Submarket Team Location 1.CRM Banker Type 2.CRM 3.CRM Rela tionship Id* relationship reference* client reference* Clientnumber* Mandate Type Prod uct MANAGEMENT_TYPE Accountnumber* Account Status Assets YTD NNA NNA ex custody NNA ex Cust, Dep, Lnd Dep NNA Reveneus YTD RoA Assets MTD Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM TFMG LLC, US Tfmg LLCUS Classic Advisory Brokerage ABRB1 0 0 0 0 O 6696.40163 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ASADI FAREED DOMINIQUE LEIMER Classic Advisory Deposits ADVD1 0 135. -965.05789 -965.05789 -965.05789 0.50839 49.99988649 29.94587 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM DOMINIQUE LEIMER DOMINIQUE LEIMER Classic Advisory Deposits ADVD1 0 942.57691111 -2045.7051 -2045.7051 -2045.7051 4.53897 64.20653772 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN IIIM DPM Invtmt Adv DPBIA 1.839451305E9 0 1577621.73198778 -344 824.48412 -344824.48412 -344824.48412 10468.79211 88.47741633 4518692.67779 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN DPM Invtmt Adv DPBIA 0 47567.63201222 0 0 O 153.29534 42.96909012 142187.67385 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM BOIES FAMILY CHRISTOPHER BOIES Classic Advisory Deposits ADVD1 0 1011 .24848778 -9099.64442 -9099.64442 -9099.64442 6.79372 89.57534615 0.40196 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM BOIES FAMILY PINTXO CAPITAL LLC Classic Advisory Deposits ADVD1 0 505. 22.63516 22.63516 22.63516 2.89908 76.53900774 22.63247 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM BOIES FAMILY ZAC CAPITAL LLC Classic Advisory Deposits ADVD1 0 8470.3580188 9 -76233.22167 -76233.22167 -76233.22167 85.75934 134.99522265 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPWGP 1.839451287E9 0 784290.79266444 -380 2699.28317 -3802699.28317 -3802699.28317 0 0 219486.74299 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPWGP 1839451287AI 0 394047.62138111 0 O 0 2063.77458 69.83164701 1147478.47967 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPBIA 1.839451331E9 0 823500.91795222 -374 0505.04708 -3740505.04708 -3740505.04708 0 0 124.59581 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY DIAMOND B CAPITAL, I NC. DPM Invtmt Adv DPWGP 1.839451363E9 0 8048.2599622 2 65136.82495 65136.82495 65136.82495 0 0 40050.99463 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY DIAMOND B INVESTMENT S, INC. DPM Invtmt Adv DPWGP 1.839451352E9 0 1775465.7122 6222 0 0 0 0 0 5108063.68461 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY DIAMOND B INVESTMENT S, INC. DPM Invtmt Adv DPWGP 0 591093.42633 556 0 0 0 3637.1148 82.042638 1678096.56966 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Tazia Smith SK FAMILY OFFICE FALC ON TRAIL CAPITAL, LLC Classic Advisory Brokerage ABRB1 QJ8002025 0 3249027.17116778 2237106.14032 2237106.14032 2237106.14032 1441 4.2568 59.15311893 3696825.3005 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK III§ Classic Advisory Brokerage ABRB1 0 63794.445727 78 198070.00311 198070.00311 198070.00311 60.00459 12.54123601 187070.00266 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK III' Classic Advisory Deposits ADVD1 0 0.04 807222 0 0 0 1.8E-4 49.92488154 0.04466 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK Classic Advisory Deposits ADVD1 0 0.09 997333 0 0 0 3.7E-4 49.3464924 0.10049 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr EFTA01475408 is/Oldfield Banker no 2CRM Daniel Sabba PSTEIN VIRGIN ISLANDS FOUNDATION, IN ABRB1 0 1760107.84294778 5 39.99482 0.3029725 1706126.84282 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL ERS INC Classic Advisory Brokerage ABRB1 1.38901635385522E7 -1.982047314786E7 -1.982047314786E7 -1.982047314786E7 0 6371421.5977 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL REY EPSTEIN Classic Advisory Brokerage ABRB1 Morr JEEP 0 0 Morr JEFF 8 0 667144.15377222 45.15016 45.15016 45.15016 2501.79058 50.0 0000007 667166.40476 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN FINANCIAL LLC Classic Advisory Brokerage ABRB1 0 1.24992613117373E8 -1.888523082564E7 -1.888523082564E7 -1.8 11491.01823 1.22578105 1.0536301387821E8 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN FINANCIAL LLC Classic Advisory Brokerage ABRB1 O 4588688. 68281444 8309468.20759 8309468.20759 8309468.20759 4500 .98455 13.0784918 8316835. 26612 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN TRUST COMPANY INC. Classic Advisory Brokerage ABRB1 O 7968235. 51655556 331440.88787 331440.88787 331440.88787 6789 6.17638 113. 61139488 8042523.52871 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL THE HAZE TRUST Classic Advisory Brokerage ABRB1 3 0 0.97856999 Americas is/oldfield SOUTHERN FINANCIAL J. E Classic Advisory Brokerage -131466.20825 -131466.20825 -131466.2082 6.30203218445989E? 6.309672478124E? US Onshore East Banker no 2CRM Custody Custody CUSCU -310461.40011 -310461.40011 -310461.40011 4625.2347 Coast USO New York Paul Morris SOUTHERN FINANCIAL 1.839680519E9 0 80324.33678667 21411 49.99964262 61380.8959 Americas US Onshore East Coast USO New York Paul Morris is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 -490679.98868 -490679.98868 -490679.98868 716.93796 52.25454778 002 Americas is/oldfield Banker no 2CRM C 0 200296.82747333 199255.11379 Americas is/Oldfield 778.02783222 Americas is/oldfield 778.27984222 Americas is/Oldfield 158903.49129556 38.02391 Americas is/Oldfield 126595.88821444 89.7052 Americas is/Oldfield 207.74842 76.66546 Americas is/oldfield 18.63096333 59.87646 Americas is/Oldfield US Onshore East Coast USO Classic Advisory 111830.09386 111830.09386 US Onshore Banker no 2CRM Classic 1000.55641 US Onshore Banker no 2CRM Classic 1001.14472 US Onshore Banker no 2CRM Classic 146336.04983 US Onshore Banker no 2CRM Classic 123035.47088 US Onshore Banker no 2CRM Classic Advisory Deposits ADVD1 -70955.97699 -70955.97699 -70955.97699 10928.01208 East Coast Advisory 1000.55641 East Coast Advisory 1001.14472 East Coast Advisory 146336.04983 East Coast Advisory 123035.47088 East Coast New York Paul Morris SOUTHERN FINANCIAL Deposits ADVD1 111830.09386 1482.11988 Paul Morris Morr JEFFREY EPSTEIN III. -123780.79761 301. Paul Morris Morr BUTTERFLY TRUST 'gig O 1042 91.69272014 2.97 Paul Morris Morr DARREN K. INDYKE PLL 98.66156469 USO New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL GRATITUDE AMERICA Deposits ADVD1 0 1000.55641 2.91761 50.00009647 1000.57395 USO New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL GRATITUDE AMERICA Deposits ADVD1 0 1001.14472 2.91855 50.00001014 1001.15456 USO New York Paul Morris SOUTHERN FINANCIAL Deposits ADVD1 146336.04983 1109.88886 USO New York Paul Morris SOUTHERN FINANCIAL Deposits ADVD1 123035.47088 890.73745 USO New York Paul Morris SOUTHERN FINANCIAL US Onshore East Coast USO New York Paul Morris Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 98438.98314 98438.98314 98438.98314 722.57081 US Onshore East Coast Banker no 2CRM Classic Advisory USO New York Paul Morris SOUTHERN FINANCIAL ADVD1 Paul Morris Morr HBRK ASSOCIATES INC 0 93.12896786 1601 Paul Morris Morr HYPERION AIR LLC 0 93.81425812 1647 Paul Morris Morr JEFFREY EPSTEIN ill. O 1579 92.26577559 9472 Paul Morris Morr JEGE INC O 1028 93.70167037 1174 Paul Morris Morr JEGE LLC O 2135 Deposits EFTA01475409 73.16463333 58.90385 Americas is/Oldfield 23015.50125222 9.34224 Americas is/Oldfield 23275.23058111 9.3988 Americas is/Oldfield 05.84612778 54.33677 Americas is/Oldfield O 0 Americas is/Oldfield 28.77934 10.05691 Americas US Onshore East Coast is/Oldfield Banker no 2CRM 487265 Classic Advisory Deposits 556 154304.88929 154304.88929 154304. Americas US Onshore East Coast is/Oldfield OUP LLC O 6271. .20478 Americas is/Oldfield -3346.64301 US Onshore Banker no 2CRM Classic 14668.17302 US Onshore Banker no 2CRM Classic 29577.93029 US Onshore Banker no 2CRM Classic Advisory Deposits ADVD1 181454.35536 181454.35536 181454.35536 -3346.64301 East Coast Advisory 14668.17302 East Coast Advisory 29577.93029 East Coast -3346.64301 1599.90148 USO New York Paul Morris SOUTHERN FINANCIAL Deposits ADVD1 14668.17302 136.31072 USO New York Paul Morris SOUTHERN FINANCIAL Deposits ADVD1 29577.93029 159.28594 USO New York Paul Morris SOUTHERN FINANCIAL 9.94099 -300. Americas is/Oldfield Banker no 2CRM LC Classic Advisory O 8804360.89316 -1.372004639708E7 -1 7.34208 102.35434145 462470.13068 Americas US Onshore East is/Oldfield Banker no 2CRM NY INC. O 139471.98107 0 Americas US Onshore is/Oldfield Banker no 2CRM NY INC. O 7.74794134997944E7 501694.78962 86.33601572 Americas US Onshore is/Oldfield Banker no 2CRM EPSTEIN INSURANCE TR 942953694E11 0 223.85036333 0 Americas US Onshore East Coast is/Oldfield Banker no 2CRM RP O 168795.21823 175625.88994 Americas US Onshore East Coast is/Oldfield Banker no 2CRM LC O 0 US Onshore East Coast USO Banker no 2CRM Classic Advisory Deposits 0 36.00497 0 US Onshore East Coast USO N Banker no 2CRM Classic Advisory Deposits 177558.00729 177558.00729 17755 Banker no 2CRM Classic 25265333 -90.61562 US Onshore East Banker no 2CRM Classic Advisory 00085 -300.00085 US Onshore East Advisory -90.61562 1849.65927 New York Paul Morris SOUTHERN FINANCIAL ADVD1 ew York Paul Morris SOUTHERN FINANCIAL ADVD1 8.00729 1222.47368 99.88155474 Paul Morris 1701 Morr 0 78.96748573 1848 Paul Morris JSC INTERIORS 91.24775482 Paul Morris LSJE, LLC 0 91.23784762 Paul Morris MORT, INC 0 Paul Morris NEPTUNE LLC 0 94.25642816 Morr LLC 0 4676 Morr 2703 1814 Morr 0 Morr 1729 2176 USO New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL NES LLC ADVD1 0 290516.86732 88929 2028.44744 93.09602611 230333.53495 USO New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL NEW YORK STRATEGY GR Deposits ADVD1 -90.61562 32.5242 69.14982125 6253 Coast USO Deposits -300.00085 Coast USO Coast New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL PLAN D LLC ADVD1 0 1029 67.61397 87.52667621 10099.94284 New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL SOUTHERN FINANCIAL L Deposits ADVD1 .372004639708E7 -1.372004639708E7 USO New York Paul Morris SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 0 0 996.01894 95.21806768 East Coast USO New York Paul Morris Classic Advisory -1.867750105791E7 6.981442849525E7 East Coast USO SOUTHERN FINANCIAL Deposits ADVD1 -1.867750105791E7 New York Paul Morris SOUTHERN FINANCIAL Classic Advisory Deposits 0 0 0.83946 50.00125 USO New York Paul Morris SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 110397.40991 110397.40991 110397.40991 1190.987 Classic Advisory 0 Americas Coast is/Oldfield 361.19593667 703.17019 Americas is/Oldfield 86.83350889 35.49171 Americas is/Oldfield 0 97512.51449 US Onshore East New York Paul Morris Banker no 2CRM THIRD LAKE CAPITAL Classic Advisory Deposits ADVD1 5242.91699 5242.91699 5242.91699 USO New York Paul Morris SOUTHERN FINANCIAL Other ADVOT USO US Onshore East Coast USO New Banker no 2CRM Classic Advisory Deposits 601735.48648 601735.48648 601735. US Onshore East Coast Banker no 2CRM Classic Advisory USO New 9904.59905 York Paul Morris THIRD LAKE CAPITAL ADVD1 48648 3464.96496 York Paul Morris THIRD LAKE CAPITAL ADVD1 6758 Paul Morris Morr SOUTHERN TRUST COMPA 139471.97861 Paul Morris Morr SOUTHERN TRUST COMPA -1.867750105791E7 Paul Morris Morr THE 2007 JEFFREY E. ADVD1 1.83 903 223.84594 Paul Morris Morr ZORRO DEVELOPMENT CO 01 94.07746835 Paul Morris Morr SOUTHERN FINANCIAL L 0 0 Paul Morris KWF 2007 LLC 0 65.91987552 Paul Morris SSW 2007 LLC 0 64.8881842 Paul Morris TODD R. WANEK 0 Morr 2003 2005 Morr 7119 6017 Morr Deposits 2003 EFTA01475410 438.01958444 780.07816 Americas is/Oldfield 2003438.01958444 2005780.07816 Americas US Onshore is/Oldfield Banker no 2CRM F. DZIALGA 8 0 1420104.16308111 801669 1436086.84707 Americas US Onshore is/Oldfield Banker no 2CRM SON PARK CAPITAL, LLC 4797004 4786231.40056 Americas US Onshore is/Oldfield Banker no 2CRM ATION OF THE NEW APO 0 Americas US Onshore is/Oldfield Banker no 2CRM ATION OF THE NEW APO 6103117 37347844737E7 21299.56297 Americas US Onshore is/Oldfield Banker no 2CRM ATION OF THE NEW APO 753897583556E7 3.66417036834E7 Confidential 5243.08321 5243.08321 5243.08321 9904.88713 65.919265 2005 US Onshore East Coast USO New York Paul Morris Banker no 2CRM THIRD LAKE CAPITAL Classic Advisory Deposits ADVD1 5243.08321 5243.08321 5243.08321 9904.88713 Paul Morris Morr WANEK TRUST OF 2000 0 65.919265 East Coast USO New York Paul Morris Paul Morris Joseph Cothron DZIALGA KIRSTEN & M Classic Advisory Brokerage ABRB1 -22.00232 -22.00232 -22.00232 East Coast Tazia Smith .92013222 East Coast 0 0 East Coast .33673222 46.53264181 East Coast 10247.94522 Morr MARK 0.85384 0.00 USO New York Paul Morris Paul Morris Morr GENERAL ATLANTIC FA MADI Classic Advisory Brokerage ABRB1 III§ 2.33934 2.33934 2.33934 240.3125 0.66795151 USO New York Paul Morris Paul Morris Morr THE NATIONAL ORGANI THE NATIONAL ORGANIZ Classic Advisory Brokerage ABRB1 IIII 0 30195.99839 0 USO New York Paul Morris Paul Morris Morr THE NATIONAL ORGANI THE NATIONAL ORGANIZ Classic Advisory Brokerage ABRB1 IIII -3. 137347844737E7 -3.137347844737E7 -3.1 1678308.47969 USO New York Paul Morris Paul Morris Morr THE NATIONAL ORGANI THE NATIONAL ORGANIZ Custody Custody CUSCU 0 1.45 9.37465631 6.524189435846E7 EFTA01475411 Sheet2 Confidential EFTA01475412 Sheet3 Confidential EFTA01475413