EFTA Document EFTA01477103

EFTA01477103 EFTA01477104 financial GMIS 5) B1 warehouM ^ KPI Report (Client-Level) - 1.CRM: Paul Morris December 2015 1:: cinsparency. Reven December YTD YTD 2015 2015 2014 December December December 2015 2014 2014 NNA as % of December Growth YoY Growth YoY Growth YTD YTD 2015 YTD 2014 Growth YoY YTD 2015 YTD 2014 Change 2015 CBV 1 TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD bps bps bps SEE Paul Morris 19^ 1,362 390 40% 508,71^ 344,56^ 344,56^ 164,150 48% 164,150 48% 72,61^ 77,88^ 122,46^ (44,583) (36%) 15% 0 37 (37) (100%) (1) (15,443) (3,221%) MIIIMIMIMIMASADI FAREED 0 0 0 0 EFTA01477105 0 0 0 15,442 100% 50 24 26 0 32 (32) (100%) 0 (12,443 BLACK PEARL GLOBAL OPPORTUNITY DOMINIQUE LEIMER JIIIII MAREED A. SUMMIT EQUITIES LLC 0 0 0 0 0 0 0 12,443 100% 21 0 0 0 0 0 0 0 0 0 0 (1) 0 (1) (3,221%) 50 0 0 3 (3) (100%) 0 0 0 0 0 0 0 (2, 100) 2,100 100% (1) (100%) EFTA01477106 (900) 0 0 1 0 0 0 0 0 0 0 900 100% 100 BOIES FAMILY 2 61 0 61 8,055 0 8,055 8,055 249 (16,445) ^ (16,445) (204% I CHRISTOPHER BOIES DIAMOND B CAPITAL, INC. 1 0 14 1,113 0 0 1,113 1,113 0 (8, 496) 0 (8, 496) (763%) 77 14 (6, 376) (6, 376) (6,085%) 0 40 0 40 105 0 0 105 105 249 0 EFTA01477107 18 653 IME DIAMOND B INVESTMENTS, 1 7 0 7 6,837 0 0 6,837 6,837 0 (1,497) 0 (1,497) (22%) 19 INC. PINTXO CAPITAL LLC ZAC CAPITAL 0 0 0 0 0 0 0 0 0 0 0 0 0 76 (76) (76) 0 0 0 0 0 0 0 0 0 0 0 124 -it LLC LEIMER LEIMER KIRSTEN & M DZIALGA HOWARD 0 DOMINIQUE DOMINIQUE DZIALGA MARK F. ELLIN EFTA01477108 0 0 0 (80%) 3 (3) (100%) (3) (100%) 0 (2) 2 (4) (223%) 64 72 (8) 0 0 0 0 (80%) 0 3 3 (3) (100%) (3) (100%) 0 (2) 2 (4) (223%) 64 72 (8) 0% 30 (30) (100%) 1,388 (1,388) (100%) 498 (498) 0 0 1,413 1,395 1,395 1,41^ 1,39^ 1,395 19 1% 19I 1% 0 0 0 30 (30) (100%) (1,388) (100%) 498 (498) 0 0 19 1% 19 EFTA01477109 1% 0 0 1,388 3 17 0 17 4,881 0 4,881 4,881 0 0 WARD ELLIN ELYSIUM MANAGEMENT 3 17 0 iZi 4,881 0 0 183 125,154,264% 4,881 I 183 125,154,264% 0 0 0 0 0 0 183 0 0 0 199 0 0 15,001,230%! 199 134,911,589% (47) figlIggiggiggiggigILEON D. BLACK 0 0 0 1.50012E+07% 0 100 (100) (100%) 183 0 0 183 183 125,154,264% 0 199 0 199 134,911,589% (100%) 109% 53 (4,615) 864 (863) GENERAL EFTA01477110 ATLAN^C FA 0 4,711 4,648 4,648 63 1% 63 1% 0 0 4,615 0 r 0 100 (100) (100.00000%) GENERAL ATLANTIC FAMILY OFFICE MADISON PARK CAPITAL, LLC SK OFFICE 0 0 0 0 0 0 0 0 0 0 L 0 0 0 4,711 4,648 4,648 63 1% 63 1% 0 0 4,615 (4, 615) (100%) 0% 0 1 1 6^^ 14 21 (6) (31%) L 3,514 2,005 2,005 1,510 75% 1,510 75% 0 2,290 2,100 FAMILY EFTA01477111 189 9% CAPITAL, LLC FE I ITE FALCON TRAIL SK FAMILY SOUTHERN BUTTERFLY TRUST DARREN K. 14 1 14 1.586809E +03% 3,514 2,005 2,005 1,510 75% 1,510 75% 0 2,290 2,100 189 9% 65% 43 14 29 (20) (100.0%) 0 0 20 0 0 0 0 0 0 0 0 0 97 1,012 780 232 30% 313,341 330,514 330,514 (17,173) (5%) (17,173) (5%) 38,532 (16, 248) 123,803 (140, 052) (113%) (5%) 33 31 3 0 1 0 (36.714347%) 0 491 491 EFTA01477112 (491) (100%) (491) (100%) 0 (491) 491 (981) (200%) (16,442,211%) 92 73 19 1 (71) (81%) (71) (81%) (60) (71) (9) (62) (672%) (426%) 0 2 1 0 18.688998% 17 87 87 101 88 13 IZI 2 Feb 2016, 17:07:08 Generated by GMIS - Finance Deutsche AWM 1 of 3 Deutsche Bank financial GMIS fil warahmuBa KPI Report (Client-Level) - 1.CRM: Paul Morris December 2015 iinsparency. Revenui December YTD YTD 2015 2015 2014 December December December 2015 2014 2014 NNA as % of December Growth YoY Growth YoY Growth YTD YTD 2015 YTD 2014 Growth YoY YTD 2015 YTD 2014 Change 2015 CBV bps bps TUSD TUSD TUSD TUSD TUSD EFTA01477113 TUSD TUSD TUSD TUSD TUSD TUSD TUSD TUSD % % bps Paul Morris 72,61^ 77,88^ 122,46^ (44,583) (36%) 19^ 1,36^ 97^ 390 40% 508,71" 344,56^ 344,56^ 164,150 48% 164,150 48% 15% 30% 313,341 330,514 330,514 (17,173) (5%) (17,173) (5%) 38,532 (16,248) 123,803 (140,052) (113%) (5%) SOUTHERN FINANCIAL 97 1,012 780 232 33 31 3 INDYKE PLLC GRATITUDE AMERICA 8 20 0 20 10,006 0 0 10,006 10,006 2 10,006 0 10,006 100% 81 HBRK (55) (118) 0 1 1 0 23.501557% 40 14 14 27 193% EFTA01477114 27 193% 27 145 123% 66% 96 87 9 I ASSOCIATES IN HYPERION AIR 0 1 (1) (100.0%) 0 0 0 0 0 0 0 (408) 408 100% 85 INC HYPERION AIR 1 1 68.508641% 118 42 42 77 183% 77 183% (46) 77 (59) 135 231% 65% 96 85 12 1 LLC J. EPSTEIN VIRGIN ISLANDS FOUNDATION, (2) (55.87653%) (399) (22%) (399) (22%) (197) (361) 1, 966 (2, 328) EFTA01477115 (118%) (25%) (6) 0 2 4 1,439 1,838 1,838 10 15 IN Il E JEEPERS INC 0 45 (45) (100.0%) 1,742 26,233 26,233 (24,491) (93%) (24,491) (93%) 7 (24,393) (19, 357) (5, 035) (26%) 1,368% (1,400%) 0 15 (15) MIONIMMOMMiddidoJEFFREY EPSTEIN = (245) 3 21 21 0 0.525567% 4,977 1,884 1,884 3,092 164% 3,092 164% 2,412 3,109 3,355 62% 85 74 11 0 2 JEGE INC JEGE LLC JSC INTERIORS EFTA01477116 J(1) (43.822156%) 0 8.454763% 0 673.758759% 60 19 19 41 218% 41 218% (42) 41 (283) (167) 324 115% 69% 98 89 9 1 (78) 0 2 2 341 174 174 168 97% 168 97% 168 335 201% 49% 99 88 11 0 0 0 8 4 112% 4 112% 0 4 0 12% 53% 80 62 19 4 4 4 (7) (11) (61%) 0 0 EFTA01477117 0 0 1.7113454E +03% 24 17 17 7 39% 7 39% 7 17 28% 95 92 3 LLC LSJE, LLC 0 2 0 2 200 0 0 200 200 (75) 200 0 200 100% 93 MORT, INC NEPTUNE LLC 0 0 0 0 0 0 0 0 0 0 0 0 0 100% 461,930 (28) (67) 0 2 0 1 272.1512796% 120 40 40 80 200% 80 EFTA01477118 200% 80 147 220% 67% 96 89 8 NES LLC (91) 0 3 2 1 61.4411054% 0 (89.3653713%) 191 76 76 115 151% 115 151% 115 50 65 130% 60% 93 87 6 NEW YORK STRATEGY GROUP LLC PLAN D LLC SOUTHERN FINANCIAL LLC SOUTHERN TRUST COMPANY INC. THE 2007 JEFFREY E. EPSTEIN INSURANCE TR THE HAZE TRUST 0 0 0 6 6 6 0 (1%) 0 (1%) 0 0 (160) 160 100% (1%) 71 70 EFTA01477119 1 (2.6647053%) 37.7825147% (3%) (3%) (3%) 0 0 0 0 10 10 10 0 0 0 0 0 0 0% 89 89 0 1 185 135 51 111,821 141,130 141,130 (29,309) (21%) (29, 309) (21%) 98 (27,104) 49,276 (76,380) (155%) (24%) 12 2 14 36,661 22,028 53,501 (31,472) (59%) 84 762 535 227 42.4583346% 118,338 96,081 96,081 22,257 23% 22,257 23% 19% 86 76 11 (87.420963%) (40) 0 0 0 0 0 0 0 0 8% 0 EFTA01477120 8% 0 0 0 0 0% 7% 50 90 0 5 28 (23) (83.5048151%) 63,643 62,303 62,303 1,340 2% 1,340 2% 54 136 39,307 (39,171) (100%) 0% 9 (8) 1 ZORRO (24) 0 2 1 1 209.8059573% 238 65 65 173 265% 173 265% 173 65 108 165% 73% 96 90 6 DEVELOPMENT CORP. 570% TFMG LLC, US Tfmg LLCUS 0 7 1 6 0 0 0 EFTA01477121 0 0 0 0 0 0 0 7 1 6 569.6417768% 0 0 0 0 0 0 0 0 0 THE 47 129 0 129 65,578 0 0 65,578 65,578 4,833 7,054 0 7,054 258 NATIONAL ORGANI THE NATIONAL ORGANIZATION OF THE NEW 47 129 0 129 65,578 0 0 65,578 65,578 4,833 7,054 0 7,054 11% 258 APO 2 Feb 2016, 17:07:08 Generated by GMIS - Finance Deutsche AWM IZI 2 of 3 Deutsche Bank financial KPI Report (Client-Level) - 1.CRM: Paul Morris December 2015 nsparency. RS Reven December YTD YTD EFTA01477122 2015 2015 2014 December December December 2015 2014 2014 NNA as % of December Growth YoY Growth YoY Growth YTD YTD 2015 YTD 2014 Growth YoY YTD 2015 YTD 2014 Change 2015 CBV TUSD TUSD TUSD TUSD % TUSD TUSD TUSD TUSD % TUSD % TUSD TUSD TUSD TUSD % % bps bps bps 972 Paul Morris 19^ 1,362 390 40% 508,71^ 344,56^ 344,56^ 164,150 48% 164,150 48% 72,61^ 77,88^ 122,46^ (44,583) (36%) 15% THIRD LAKE _ CAPITAL 48 122 3 119 3,781% 107,039 6,002 6,002 101,038 1,684% 101,038 1,684% 29,004 101,038 6,002 95,036 1,584% 94% 58 CRW 2007 LLC 2 2 0 2 5,000 0 0 5,000 5,000 2,000 EFTA01477123 5,000 2,000 7,500 5,000 2,000 5,000 2,000 0 5,000 2,000 5,000 2,000 7,500 100% 50 1 0 2,000 0 0 2,000 0 100% GEW 2007 LLC 2 0 2 5,000 0 0 5,000 0 100% 50 5,000 2,000 5,000 2,000 CRW 2009 LLC 1 1 0 2,000 0 0 2,000 0 100% 50 2014 GRAT 3 0 3 7,500 0 0 7,500 GEW 2009 LLC KATI FORSYTHE KWF 2007 LLC EFTA01477124 7,500 7,500 0 100% 50 (1) 7 25 1 24 2.31842825E +03% 14,510 2,000 2,000 12,510 625% 12,510 625% 1 12,510 2,000 10,509 525% 86% 61 62 GRAT WANEK 3 3 0 3 7,500 0 0 7,500 7,500 7,500 7,500 0 7,500 100% 53 5 13 0 13 9,504 0 0 9,504 9,504 1 9,504 0 9,504 100% 59 SHARI WAGNER SSW 2007 LLC TODD R. EFTA01477125 (6) 16 45 1 44 4.158381238E +03% 37,014 2,001 2,001 35,014 35,014 1,750% 1 35,014 2,001 33,013 1,650% 95% 58 63 WANEK TRUST OF 2000 8 27 1 26 2.4501472144E +03% 17,010 2,001 2,001 15,010 750% 15,010 750% 1 15,010 2,001 13,009 650% 88% 60 63 (4) I I IZI 2 Feb 2016, 17:07:08 Generated by GMIS - Finance Deutsche AWM 3 of 3 Deutsche Bank EFTA01477126