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efta-efta01478720DOJ Data Set 10CorrespondenceEFTA Document EFTA01478720
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: ECM carve out to KCP client [C]
From: Joshua Shoshan
Date: Mon, 16 Dec 2013 10:49:45 -0500
To: Caroline Kitidis
Chip Packard
Haig Ariyan
Michael Iaquinta
Cc: Zbynek Kozelsky
Mathew Negus
Donald Summer
Classification: Confidential
Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this
morning. The proposal from Tazia is that Mr. Epstein would indicate for
certain deals, and that he be allocated shares on these transactions from the
"KCP allocation". You can see the history below. As this is the first such
case, it is proposed that Mr. Epstein be allocated 50bps of the shares
allocated to Wealth Management for the deals in which he participates? Do
you
agree, and will you kindly respond so that Mike Iaquinta and the rest of us
are aware of this arrangement?
Please also let us know if you have questions or concerns. Best regards,
--Josh
Joshua Shoshan
Director
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
Office
Cell
E-Fax
Original Message
From: Tazia Smith
Sent: 12/13/2013 05:34 PM EST
To: Joshua Shoshan
Subject: Fw: [C]
Classification: Confidential
EFTA01478720
Hi Josh - Let's circle up on this on Monday and strategize the best solution.
Let me know when works for you...
Thanks!
Tazia
Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM
From:
dbcom
Caroline Kitidis/db/-
To:
Tazia Smith/db/-
dbcom@DBAMERICAS,
Cc:
Paul Morris/db/-
dbcom@DBAMERICAS
AM
12/13/2013 11:43
Subject:
Re:
[C]
Classification: Confidential
Speak to josh about this Tazia and see what we can do.
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
EFTA01478721
New York, NY 10154-0004
Tel.
Fax.
Mobile
Email
Original Message
From: Tazia Smith
Sent: 12/13/2013 10:35 AM EST
To: Caroline Kitidis
Cc: Paul Morris
Subject: Re: [C]
Classification: Confidential
189mm AUM (more coming)
total commission just —$11k thus far
short yen via zero cost triple one touch (OTC)
long AAL via in-the-money risk reversal (listed)
long DX3 (listed)
long AAPL (listed)
working on:
fully funded basket of japanese eq, quantoed (2-3mm notional)
have interest in a european hedge, but we have to get the accounts onboarded
in eq derivatives (as discussed)
waiting for FOMC decision before next FX trade (he's bullish euro, does not
like latam)
(Embedded image moved to file: pic25059.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel.
Fax
Mobile
Email
(Embedded image moved to file: pic24588.gif)
EFTA01478722
From:
dbcom
Caroline Kitidis/db/-
To:
Tazia Smith/db/dbcom@DBAMERICAS, Paul Morris/db/-
dbcom@DBAMERICAS,
AM
12/13/2013 10:09
Subject:
Re:
[C]
Classification: Confidential
Yes.
What has he done w us to date since we opened account TZ?
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel.
Fax.
Mobile
Email
Original Message
EFTA01478723
From: Tazia Smith
Sent: 12/13/2013 09:38 AM EST
To: Paul Morris; Caroline Kitidis
Subject: Re: [C]
Classification: Confidential
great! Caroline, let's discuss
(Embedded image moved to file: pic24449.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel.
Fax
Mobile
Email
(Embedded image moved to file: pic05765.gif)
From:
Paul Morris/db/-
dbcom@DBAMERICAS
To:
, Caroline Kitidis/db/-
dbcom@DBAMERICAS,
AM
Subject:
[C]
12/13/2013 09:12
EFTA01478724
Classification: Confidential
hi, we should get him involved, thx
Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York, NY 10154
Office:
Cell:
Forwarded by Paul Morris/db/dbcom on 12/13/2013 09:11 AM
From:
Jeffrey Epstein
<[email protected]>
To:
Paul Morris/db/-
dbcom@DBAMERICAS,
AM
Subject:
12/13/2013 09:10
i shoul d be in the equity syndicate program
***********************************************************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Jeffrey Epstein
EFTA01478725
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to [email protected], and
destroy this communication and all copies thereof,
including all attachments. copyright -all rights reserved
EFTA01478726
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