EFTA Document EFTA01479043

Subject: RE: Quintessentially Platinum coming soon. Your support required. [C] From: Diego Galan <MIMI > Date: Sat, 24 Jan 2015 13:25:54 -0500 To: Chip Packard Haig Ariyan Cc: Caroline Kitidis Mathew Negus Classification: Confidential Chip / Haig, Based on the file, there are 61 clients and 9 prospects identified as potential participants. See below the USPB Bankers / PCS brokers covering these relationships and number of clients / prospects. Do you want to invite all the bankers / CAs below to the call on Wednesday? Thanks, Diego 1) USPB bankers and number of clients / prospects Sohrab/Mullin 7 Jensen/Shaw 6 Convey/Marson/Moore McCarthy/Rodin 5 Mary Ann Coleman 5 Rosemary Vrablic 4 Paller/Gray 4 George Zahringer 4 6 EFTA01479043 Paul Morris 2 Jacoby/Westhoff/King 2 Susan Burnett 2 Herlihy/Lok 2 Daulton/Webster 1 Terrence Tangney 1 Russ Daulton 1 Loudenslager/Robertson Ed Finley 1 McCarthy 1 Ed Lok 1 1 2) PCS CAs and number of clients / prospects Rod Mckay 2 John Tonzola 2 Sanjan Dhody 2 Brad LaConte 1 Robert Leidy / McCluskey 1 Liz Schreiber 1 Bill Grous 1 Ed Maier/Jeff Neal 1 Tony Fagella 1 Hassan/Germann 1 Bill Furber 1 EFTA01479044 Jim Fink 1 From: Mathew Negus Sent: Friday, January 23, 2015 11:02 AM To: Diego Galan; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Barry Sternlicht (JAWS) Loeb Wilbur Ross Epstein Merkin Burkle TOMS Wanek (Thirdlake) Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas EFTA01479045 DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Diego Galan Sent: Friday, January 23, 2015 10:44 AM To: Mathew Negus; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Thanks Mat — could you please highlight the ones that are not existing KCP clients (prospects)? From: Mathew Negus Sent: Friday, January 23, 2015 10:38 AM To: Diego Galan; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential From a KCP perspective it's both, not all of the clients listed have signed KCP dots. EFTA01479046 Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Diego Galan Sent: Friday, January 23, 2015 10:12 AM To: Mathew Negus; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum coming soon. Your support required. [C] Classification: Confidential Thanks Mat. Are the rest of the people on the file clients, or are there some prospects? From: Mathew Negus Sent: Friday, January 23, 2015 10:10 AM To: Caroline Kitidis; Diego Galan; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] EFTA01479047 Classification: Confidential Prospect only, no a/c Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Caroline Kitidis Sent: Friday, January 23, 2015 10:07 AM To: Diego Galan; Mathew Negus; Chip Packard Cc: Haig Ariyan Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] EFTA01479048 Classification: Confidential I don't believe an account open, think a prospect - Mat pls advise. From: Diego Galan Sent: Friday, January 23, 2015 02:39 PM To: Mathew Negus; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Thanks Mat. Does Louis Bacon (Moore Capital) have an open account with us (row 55 on the file)? If so, is there any WM Banker / CA involved? Thanks, Diego From: Mathew Negus Sent: Thursday, January 22, 2015 8:48 PM To: Caroline Kitidis; Diego Galan; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Take one. EFTA01479049 Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Caroline Kitidis Sent: Thursday, January 22, 2015 12:11 PM To: Diego Galan; Mathew Negus; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential So then lets run the list by the set parameters and see how many we come up with — guessing we wont get 100 J so maybe we stop at top 50. Kind regards, Caroline Kitidis fcid:image001.gif@OlD03666.68E18A801 EFTA01479050 Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Mobile Email {cid:image002.gif@OlD03666.68E18A80} From: Diego Galan Sent: Thursday, January 22, 2015 5:10 PM To: Caroline Kitidis; Mathew Negus; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential I just confirmed that there is no formal cap by region yet. There are 100 spots available globally that will be allocated to the regions after the nominees by region are aggregated. Additional spots can also be purchased if needed. From: Caroline Kitidis Sent: Thursday, January 22, 2015 12:04 PM To: Diego Galan; Mathew Negus; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential I believe that they allocated spots regionally... EFTA01479051 Kind regards, Caroline Kitidis fcid:image002.gif@OlD03665.6C6D17601 Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Mobile Email fcid:image003.gif@OlD03665.6C6D17601 From: Diego Galan Sent: Thursday, January 22, 2015 5:04 PM To: Mathew Negus; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential 100 globally; no formal cap for Americas yet From: Mathew Negus Sent: Thursday, January 22, 2015 11:59 AM To: Diego Galan; Caroline Kitidis; Chip Packard Cc: Haig Ariyan EFTA01479052 Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential I can send a prelim list today. Are we capped at 25 or 40 memberships? Kind regards, {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Diego Galan EFTA01479053 Sent: Thursday, January 22, 2015 11:34 AM To: Caroline Kitidis; Chip Packard; Mathew Negus Cc: Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Caroline and Mat, We need to invite the bankers that cover the relationships in the list to a meeting next Wednesday — would it be possible to get the client list before the end of day today? Thanks, Diego From: Caroline Kitidis Sent: Tuesday, January 20, 2015 6:22 PM To: Chip Packard; Diego Galan; Mathew Negus Cc: Haig Ariyan Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential For sure, the guidelines are straightforward, its purely formulaic. From: Chip Packard Sent: Tuesday, January 20, 2015 10:40 PM To: Caroline Kitidis; Diego Galan; Mathew Negus Cc: Haig Ariyan Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] EFTA01479054 Classification: Confidential Let's make sure to give Haig and me time to review before submission. Chip Packard Managing Director Deutsche Asset and Wealth Management 345 Park Avenue New York, NY. 10154 Phone: Mobile: Email: From: Caroline Kitidis Sent: Tuesday, January 20, 2015 04:16 PM To: Diego Galan; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Diego, out of curiosity, what / who is driving this timeline? We can run the data per the guidelines and come up w a list to review, a lot on the docket next couple of weeks so need to manage. Tx From: Diego Galan Sent: Tuesday, January 20, 2015 05:56 PM To: Mathew Negus; Caroline Kitidis Cc: Chip Packard; Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Mat, EFTA01479055 We need to submit the template before the end of this week. Best, Diego From: Mathew Negus Sent: Tuesday, January 20, 2015 12:10 PM To: Diego Galan; Caroline Kitidis Cc: Chip Packard; Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Hi Diego, We have not, when do the region nominations need to be submitted by? I would like to review the NPA again to check the goal posts haven't moved, as some of the qualifying language in the most recent ppt suggested it has. I plan to do that review this week. Best, Mat Kind regards, EFTA01479056 {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Diego Galan Sent: Tuesday, January 20, 2015 10:51 AM To: Caroline Kitidis; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Hi Caroline and Mat, We have been asked to fill the attached template for US clients for this initiative. Have you already done this? Thanks, Diego From: Caroline Kitidis Sent: Monday, January 12, 2015 6:09 PM EFTA01479057 To: Diego Galan; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: RE: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Diego, Mat did this work, he defined these metrics over the past 6months with compliance so we have this. We discussed today and I am going to review again and he will send to you to discuss. As an FYI to your last point, there is no discussion post filtering, the filter defines who gets the membership card, its formulaic no discretion. Kind regards, Caroline Kitidis fcid:image001.gif@OlD02E92.D98773201 Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Mobile Email {cid:image002.gif@OlD02E92.D9877320} From: Diego Galan Sent: Monday, January 12, 2015 6:05 PM To: Mathew Negus Cc: Chip Packard; Haig Ariyan; Caroline Kitidis Subject: FW: Quintessentially Platinum - coming soon. Your support required. EFTA01479058 [C] Classification: Confidential Hi Mat, We had a kick-off call on the Quintessentially Platinum program this morning (see attached presentation). We need to nominate US clients for this program (total of 100 clients globally will be selected); in the US the clients should meet the criteria below (see page 18 of the attached document): Net worth >$500m AuM with AWM >$50m Annual revenue potential >$1m On-boarded on KCP Could you please send me the list of on-boarded KCP clients, AuM with us, and 2014 revenue (or any estimate of annualized revenue potential)? Based on that list I will filter the ones that meet the criteria above so that we can have a discussion on who should be nominated. Thanks, Diego From: Alexander Maresch Sent: Wednesday, December 17, 2014 10:02 AM To: David Kroell; Diego Galan; Uwe Bork; Anurag Mahesh; Samantha Gruendler; Frank Schafft; Mark Smallwood Cc: Michele Faissola; Haig Ariyan; Chip Packard; Joachim Haeger; Marco Bizzozero; Ravi Raju; Liza Ding; Tanja Kocher; Kate Makuen; Alexandra Vitt- Krauss; Michaela Luhmann; Kristin Kulik-Peters; Dario Schiraldi; Gregor EFTA01479059 Guggisberg; Caroline Kitidis Subject: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential All, you were nominated by the regional GMT Heads to support the rollout of our new client retention and acquisition program Quintessentially Platinum. After several months of preparation, we have obtained all approvals, closed the deal and are now preparing the rollout of the program. Proper client nomination as well as indepth staff training are crucial elements of the rollout as well as success factors for the program. The initiative offers our clients very individual services that will help strengthen important relationships. Another component of the cooperation consists of new event activities per region providing our organisation with new ways of access to clients and prospects alike. The close cooperation between all involved parties internally as well as with Quintessentially will be essential in establishing the program and making it a success. Attached you find comprehensive information on the program; please start start preparing the client selection for your region specifically. We will shortly set-up a kick-off call for the 2nd week of January to go through all details, determine the nomination criteria and next steps. (See attached file: Quintessentialy - Kick_off.pptx) Please devote your fullest attention to this strategic initiative. Looking forward working with you on making this a successful initiative. Alexander Michaela fcid:2 =4EBBF722DFDCD3588f9e8a93df9386909@db.coml Alexander Maresch Managing Director I Global Head of Marketing Deutsche Asset & Wealth Management International GmbH Mainzer Landstra@e 178-190 60327 Frankfurt am Main EFTA01479060 Tel. Fax Mobile Email {cid:3 =4EBBF722DFDCD3588f9e8a93df9386909@db.com} EFTA01479061